96 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
to identify food, members of other species, and
familiar or unfamiliar members of our own
species” ( Zigmond, Bloom, Landic, Roberts, &
Squire, 1999 , p. 821); this global function has not
changed. The visual system functions primarily
as an edge, contrast, and movement detector. We
perceive visual images best when they are still;
therefore, our visual abilities depend, in part, on
the vestibular-ocular refl ex, which contributes to
a stabilized visual fi eld. The visual system itself
can adjust to movement within the environment
with the optokinetic refl ex, which works with the
vestibulo-ocular refl ex to maintain a stable image
on the retina. When disparity exists between
visual and other sensory inputs—for instance,
when we sit in a still car while the car-wash
apparatus moves forward and backward over the
surface—we get the visual impression that the
car is moving, although vestibular and proprioceptive inputs tell us otherwise. Nonetheless, we
believe the visual system and are likely to press
on the brake pedal to stop us from “moving.”
Visual processing involves at least three parallel pathways carrying information that must
be integrated. Next, we will present a greatly
simplifi ed examination of structures and mechanisms underlying vision, beginning with a
description of receptors, transduction, and visual
pathways. We close with a brief consideration
of function. Keep in mind that, within the visual
system, more than any other sensory system, the
whole is much greater than a mere summing of
the parts.
Receptors and Transduction
Vision receptors are specialized cells located in
the neural retina at the back of the eye. These
photoreceptors, the rods and cones, transduce
light energy into electrical energy that can be
transmitted to the CNS ( Fig. 4-25 ). Cones are
responsible for day vision and rods for night
vision. Cones mediate color vision and provide
higher acuity than do rods, which are highly
light sensitive and able to amplify light signals
to enable vision in dim light. Although cone
pathways are not convergent, maintaining a
high degree of spatial resolution, rod pathways
converge extensively (which further increases
the ability to see in dim light by summing light
input), which decreases the resolution capability
of these receptors. In addition, rod cells respond
slowly, which adds to their ability to sum dim
light, allowing us to see in low-light conditions.
On the other hand, cones respond rapidly, which
allows us to see quick fl ashes of light.
Cone cells are of three types, each responding to a different spectrum of color: red, green,
and blue. Differentiation of other colors depends
on differential transmission of information from
these three receptors. In contrast, rod cells are
achromatic—that is, they respond to all wavelengths of light, but they do not allow for discrimination of color. In the center of the retina is
an area called the fovea. In this region, light more
readily reaches the receptor cells, and acuity is
enhanced. There are no rods in the fovea, only a
dense concentration of cones.
Transduction of light energy into the electrical signal needed to get information from receptor cells into the CNS is a complicated process.
However, a brief look at this process helps us
compare activity in this sensory system with that
in others. The process of changing light energy
into a neural signal begins with the rod and cone
cells. These cells maintain tonic activity and
transmit information to the CNS in an ongoing
manner through neurotransmitter release. With
a change in light or the detection of an edge or
movement, a change in tonic activity occurs,
either increasing or decreasing the amount of
neurotransmitter released, and subsequently
altering the ongoing signal to the CNS. Because
of the complexity of the retina, a great deal of
processing occurs in this neural structure before
the time when information is transmitted over
the optic nerve to the CNS.
Retina
The retina ( Fig. 4-25 ) has 10 layers. The outer
layer consists of the pigment epithelium. The
neural retina forms the remaining nine layers.
Light must travel through the outermost eight
layers of the retina before falling on the receptor
cells. Light hits the layers in this order:
1. Inner limiting membrane
2. Ganglion cell layer
3. Inner plexiform (synapses between ganglion,
bipolar, and amacrine cells)
4. Inner nuclear layer (bipolar, amacrine, and
horizontal cell bodies)
5. Outer plexiform layer (synapses between
bipolar, horizontal, and receptor cells)
CHAPTER 4 Structure and Function of the Sensory Systems ■ 97
FIGURE 4-25 The retina consists of 10 cell layers, not all shown here. The photoreceptors (rods for low light
vision and cones for color and detail vision) are located in the fi nal cell layer. Shown in this fi gure are two other
cell types in the retina, bipolar and ganglion cells. Ganglion cell axons form the optic nerve.
Sclera
Choroid Pigment cells
Bipolar
neurons
Ganglion
neurons
Light waves
Cone
Rod
Optic nerve
Optic nerve
fibers
6. Outer nuclear layer (cell bodies for receptor
cells)
7. Outer limiting membrane
8. Receptor layers (light sensitive receptor cell
processes)
9. Pigment epithelium
Receptor cells (rods and cones) synapse onto
bipolar cells found in the inner nuclear layer
and from there connect with ganglion cells
( Fig. 4-25 ), the axons of which form the optic
nerve. The optic nerve projects to the lateral
geniculate nucleus (LGN) of the thalamus and
the SC, termed the “pretectal area” in Figure
4-26 . Intervening in this process are interneurons
known as horizontal and amacrine cells, also
found in the inner nuclear layer. Although the
receptor cells activate bipolar cells, the horizontal and amacrine cells exert an inhibitory infl uence on receptor, bipolar, and ganglion cells. The
inhibition from horizontal cells is an example of
lateral inhibition and serves to sharpen the edges
98 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
of receptive fi elds, allowing for great accuracy in
the information that travels to the CNS. Although
bipolar cells work in a different manner, they
also serve to sharpen the edges of visual images.
Ganglion cells can be grouped in two ways.
First, ganglion cells can be categorized by characteristics of the receptive fi eld associated with
the receptor cells. Using this approach, one class
of ganglion cell is activated by light directed at
the center of its receptor fi eld (on-center); another
is turned off by light directed at the center of its
receptor fi eld (off-center). Forming two parallel
routes to the CNS, the on-center and off-center
information affords the ability to detect contrast
in the visual image.
A second means of categorizing ganglion cells
is based on size, connectivity, and properties;
each category will include on- and off-center
cells. Table 4-2 compares the various characteristics of the magnocellular and parvocellular cells.
Understanding our visual world, then, is not
dependent solely on the absolute amount of light
available; we use light and dark contrast, as well
as edge detection and movement, for much of
this information. The bottom line with this highly
complex circuitry is that a great deal of information about contrast, color, form, and movement
in the visual environment is processed before
information reaches the CNS.
Central Connections
Gangliar projections form the optic nerve. As can
be traced in Figure 4-25 , fi bers from the nasal
region of the retina cross at the optic chiasm
and join with fi bers from the temporal retina of
the opposite eye to form the optic tract, which
projects primarily to the LGN of the thalamus.
This is the fi rst of the three processing pathways for visual information that we will discuss.
The arrangement of fi bers projecting to the
LGN allows each hemisphere to receive visual
information from the contralateral half of the
visual world.
A detailed organization of fi bers within the
optic nerve continues into the optic tract and then
is projected into the LGN. As with the tactile
system, the representation within the LGN
FIGURE 4-26 Visual information from the retina is transmitted by the ganglion cells in an organizational
manner based on visual fi eld. Fibers from the temporal half of the left retina join with fi bers from the nasal half
of the right retina, forming the left optic tract and projecting to the left thalamus. Similarly, left nasal and right
temporal retinal fi bers join to form the right optic tract and project to the right thalamus. This arrangement
provides the brain with information about left and right visual space, respectively. In the thalamus, the lateral
geniculate nuclei receive visual information, and project this on to the primary visual cortex, area 17. A
secondary visual pathway involves optic tract fi bers projecting to the superior colliculus.
Optic nerve
Optic chiasm
Lateral
geniculate body
Optic tract
Superior colliculus
Optic radiations
Primary visual cortex
(medial occipital lobe)
CHAPTER 4 Structure and Function of the Sensory Systems ■ 99
refl ects the size of the receptor fi eld in the
periphery. Thus, the fovea, which has the greatest number of receptor cells and the smallest
receptor fi elds, has the greatest area of representation in the LGN.
Information from the LGN is projected to
the ipsilateral primary visual cortex, or area 17
( Fig. 4-7 ). Here magnocellular and parvocellular
pathways maintain their integrity, giving information about the “what” and “where” of visual
images. Cells in the primary visual cortex are
sensitive to the outline of an object but not to its
interior. They respond to the specifi c position of
an object as well as its axis or orientation. This
is why the visual system is sometimes referred to
as a contrast or edge detector.
The organization of the visual cortex is highly
complex. Cells there form columns; neurons
within a single column respond to a single axis
or orientation. The columns are interrupted by
what have been called blob regions of cells that
are sensitive to color rather than axis. A third
level of organization within this cortical region
is a system of ocular dominance columns. These
columns receive input from either the left or
right eye, and they alternate at regular intervals,
leading to binocular vision.
Visual perception depends on projections
beyond area 17. Parvocellular pathway projections run from area 17 to area 19 and then to the
inferior temporal region, where form and color
are perceived. Projections to the inferior temporal cortex result in interpretations of the “what”
of a visual image. This area of the brain is also
associated with face and shape recognition.
Perception of motion has its origins in the responsivity of magnocellular ganglion cells in the
retina and their projections to the LGN, area 17,
area 18, and the middle or superior temporal
area. Visual signals, then, project to the visualmotor area of the parietal lobe. This pathway
carries information pertaining to the interpretation of speed and direction of object motion and
assists in determining where objects are.
The second visual pathway begins with fi bers
from the optic tract projecting to the SC. Cells
here have large receptive fi elds and, as such, do
not interpret the specifi cs of the visual world.
Instead, these cells respond to horizontal movement within the visual fi eld. Other inputs to the
SC come from the visual cortex and the spinotectal pathway, the latter of which carries somatosensory information from both the spinal cord
and the medulla. Projections from the SC include
those to the thalamus and others to the spinal
cord via the tectospinal pathway. Other fi bers are
sent to the oculomotor nuclei. Thus, the SC plays
a role in the visual coordination of posture and
the control of eye movements.
The smallest visual pathway is called the
accessory optic tract. Projections from the optic
tract are sent to small (i.e., accessory) nuclei
around the oculomotor nucleus, the medial vestibular nucleus, the LGN, and other regions of
the thalamus. The efferent processes from these
regions project largely to the inferior olive,
which sends projections to the vestibular component of the cerebellum. With these connections,
the accessory optic tract plays a role in oculomotor adaptation.
TABLE 4-2 Differentiating between Magnocellular and Parvocellular Cells
MAGNOCELLULAR (“WHERE”) PARVOCELLULAR (“WHAT”)
Size of receptor fi eld Large Small
Conduction of information Rapid Slower
Sensitive to Contrast, even when it is low Color; low contrast sensitivity
Response Brief Sustained
Main focus General features of objects
and object movement
Finer details of vision, spatial
orientation, including form and color
Area of projection in LGN Ventral layers 1 and 2 Dorsal layers 3 to 6
Liu, C.-S. J., Bryan, R. N., Miki, A., Woo, J. H., Liu, G. T., & Elliot, M. A. ( 2006 ). Magnocellular and parvocellular visual pathways have
different blood oxygen level–dependent signal time courses in human primary visual cortex. American Journal of Neuroradiology, 27,
1628–1634.
100 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
Visual Experience Counts
Development of skills within the visual system
is dependent on experiences, both prenatally
and postnatally. Cooperation and competition of
axons from the same and opposite eye, respectively, are critical to the postnatal formation
of ocular dominance columns and, thus, depth
perception and binocular vision. Early studies
of visual deprivation, conducted by temporarily closing one eye at birth and then allowing
both eyes to see after a period of time, show
that deprivation during critical postnatal periods
results in blindness in the sutured eye even once
it was opened ( Hubel & Weisel, 1965 ). The
blindness was reversible only if closure was
short-lived ( Hubel, Weisel, & LeVay, 1977 ). For
instance, when congenital cataracts are present,
it is critical to remove them very early. Robb and
colleagues ( 1987 ) reported that the critical period
to reverse deprivation amblyopia (or “lazy eye”),
and achieve adequate acuity, involved removing
cataracts before the age of 17 months. Kandel
and colleagues ( 2013 ) indicated that cataracts
not removed until 10 or more years of age lead
to a permanent impairment of form perception,
although color perception remains intact. Other
incidences and studies of vision deprivation
support this fi nding. Because of its impact on the
connections among cortical cells, experience is
critical to the development of normal visual perception. We present more detailed information on
visual-spatial components of visual perception
in Chapter 7 (Sensory Discrimination Functions
and Disorders).
HERE ’ S THE POINT
• Vision is our dominant sensory system; it is
responsible for edge, contrast, color, and
movement detection.
• Changes in light in the environment activate
the receptors (rods and cones, found in the
retina), and a great deal of sensory processing
takes place in the retina itself, before neural
signals are sent to the brain.
• Ganglion fi bers from the retina form the optic
nerve and project to the LGN of the thalamus;
different kinds of ganglion cells project to
different layers of the LGN. This arrangement
contributes to our understanding of “where”
(magnocellular ganglion cells) and “what”
(parvocellular ganglion cells) is in our visual
environment.
• “Where” and “what” information is projected
from the LGN to the visual cortex, where
a complex organization of fi bers and cells
provides us with binocular vision and allows for
interpretation of object orientation and color.
• Object identifi cation information (supporting
our interpretation of “what”) reaches the
inferior temporal lobe after passing through the
visual cortex, providing us with our perception
of object form and color; information related
to perception of object movement is sent to
middle and superior temporal lobes as well as
regions of the parietal lobe.
• The role of the visual system in postural control
and eye movements is a function of projections
to the SC from the retina, visual cortex, and
spinotectal pathways and from the SC to the
thalamus and spinal cord.
• Our ability to accurately interpret visual input
is experience dependent, and experiences must
take place within time-sensitive windows for
optimal function.
Gustation and Olfaction
The last two sensory systems we will look at are
chemoreceptive systems, responding to chemicals in their specialized environments. They are
the oldest and considered the most primitive of
our sensory systems, in that they can be found
pervasively throughout evolution. Here we will
address gustation and olfaction. However, it is
important to note that many of the interoceptors,
addressed earlier, fall into the chemoreceptor
functional category, as do some nerve endings
in the skin and mucous membranes. We will
address the neuroscience of gustation (taste)
and olfaction (smell) individually because each
system has unique properties. Functionally these
two systems are closely linked; as such, we end
this section by looking at the relationship of taste
and smell to disorders related to the functional
tasks of eating and feeding.
Taste and Taste Receptors
Taste is a mechanism by which we can distinguish between nutritious and noxious substances
in the mouth. It is generally agreed that we are
CHAPTER 4 Structure and Function of the Sensory Systems ■ 101
born to fi nd sweet tastes pleasant and bitter tastes
noxious, at least initially. Mothers’ milk is sweet,
and we are driven to seek this. Many poisons
carry a bitter taste, hence our natural tendency to
reject bitter substances. Experience plays a role
here, and we can become accustomed to bitter
tastes, as drinkers of coffee and beer well know.
Taste is detected by taste cells, located on
taste buds, which are themselves located on
papillae on the tongue, soft palate, pharynx,
and upper part of the esophagus ( Fig. 4-27 ).
Most of us have between 2,000 and 5,000 taste
buds, each housing 50 to 150 taste cells. Each
taste cell responds best to one of fi ve specifi c
tastes (sweet, sour, salty, bitter, and umami or
savory), and papillae tend to be most sensitive
to a single taste. Thus, we often see the tongue
“mapped” for taste with sweet on the tongue tip,
salty on either side of sweet, sour on the sides
just posterior to salty, and bitter at the base of
the tongue. However, when tastes are presented
at higher concentrations, cells demonstrate less
selectivity for a single taste. The chemicals that
give food and beverages taste interact with taste
cells, where transduction into a neural signal
takes place. Information related to what we are
tasting, its concentration and qualities, is coded
by the taste cells and transmitted over sensory
neurons to the CNS. We have the capacity to
detect many different fl avors, far more than the
basic fi ve identifi ed here. This capacity is the
result of the complex chemical makeup of foods
and beverages activating various combinations
of taste cells to varying degrees. Coding then
is a crucial aspect of our broad-spectrum ability
to taste. Importantly, smell also plays a role in
our ability to detect fl avors, as does the way a
substance feels (texture, temperature, pain) in
the mouth.
Taste Pathways
Taste afferents are divided among branches of
three cranial nerves: facial (VII), glossopharyngeal (IX), and vagus (X). Afferents from
all the nerves enter the medulla and project to
FIGURE 4-27 Taste cells are located on taste buds, here shown from the tongue. The taste pore is the opening
to the taste bud. Two different taste cells are shown in this fi gure, along with the basal cells. At the base of the
taste bud is the nerve fi ber that will conduct information about taste to the brain. From Eagle, S, et al. (2009).
The Professional Medical Assistant. Philadelphia, PA: F.A. Davis Company: p. 540; with permission.
Nonkeratinized
Taste pore squamous epithelium
Light
taste cell
Dark
taste cell Nerve Basal cell
102 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
a region of the solitary nucleus, known as the
gustatory nucleus. The solitary nucleus also
receives sensory input from the gut, and interneurons connect the gut and taste areas, providing a functional link between visceral and taste
inputs. Information from the gustatory nucleus
is projected to the VPM nucleus of the thalamus, the same nucleus that receives touch and
proprioceptive input from the face by way of
the trigeminothalamic pathway discussed earlier.
From the VPM, taste information is projected
to the primary gustatory cortex on the insula
( Fig. 4-28 ), to a region of the frontal lobe called
the operculum, and to a multisensory region of
the orbitofrontal cortex. It is in the orbitofrontal
cortex where taste is integrated with input about
a food ’ s smell, appearance, and texture. Taste
information from the gustatory nucleus also
projects to, and receives input from, the hypothalamus and the amygdala. Cortical projections
are linked with our awareness of taste; projections to the hypothalamus and amygdala are
associated with the affective aspects of taste,
what we like and do not like, and our motivations around eating. Finally, there are projections to regions of the medulla that mediate
basic physiological functions and play a role in
swallowing, gag and vomit, the production of
saliva, digestion, and respiration. Taste, then, is
a multisensory process, involving integration at
many levels.
Smell and Smell Receptors
Detection of smell involves the chemical processing of odorants, airborne chemical stimuli.
According to Bear and colleagues ( 2015 ), of the
thousands of smells that we can perceive, only
about 20% are actually pleasant, suggesting
that this system serves an important protective
FIGURE 4-28 Taste sensation is carried by the facial, glossopharyngeal, and vagus nerves to a region of the
solitary nucleus called the gustatory nucleus in the medulla. From here taste is projected to the ventral posterior
medial thalamic nucleus and from there to the primary gustatory cortex in the insula.
Primary gustatory
cortex (anterior
insula and frontal
operculum)
Lateral
ventricles
Third ventricle
Left ventral posterior
medial (VPM) nucleus
of the thalamus
Left gustatory nucleus
Pyramidal Medulla tract
Fourth ventricle
Solitario-thalamic tract
Amygdala
Anterior 2/3
of tongue
Lingual nerve
(from CN VII)
Posterior 1/3
of tongue
Glossopharyngeal
nerve (CN IX)
Epiglottis
Vagus nerve (CN X)
Nodose
ganglion
Petrosal
ganglion
Geniculate
ganglion
CHAPTER 4 Structure and Function of the Sensory Systems ■ 103
function, warning of dangers in the environment through detection of noxious odors. Smell
receptors are located in the olfactory epithelium, a layer of receptor cells lining the nose
( Fig. 4-29 ). This epithelium is coated by a thin
layer of mucus, and odorants dissolve in the
mucus and are concentrated there, enabling them
to interact with the receptor cells. Part of this
process involves the presence of receptor proteins in the mucus, which bind the odorants; our
ability to smell a variety of odors comes from
the existence of a large number of odorantreceptor proteins; humans have about 350. Interestingly, humans have relatively thin olfactory
epithelia and, as such, limited smell acuity when
compared with other animals. As was the case
for taste, our ability to detect the wide array of
environmental and personal odors comes from
activating several receptor cells, which themselves are more or less sensitive to specifi c odorants, and the resultant coding of information that
is sent to the CNS for interpretation. Olfactory
receptor cells are somewhat more sensitive to
some smells than others, but they do not show
specifi city for a single smell or group of smells.
This means that interpretation of smell stimuli
relies on CNS structures.
Smell Pathways
Axons from receptor cells travel through a thin
bony structure called the cribriform plate,
FIGURE 4-29 Smell is detected by olfactory cells in the nasal epithelium. Fibers from these receptors enter the
olfactory bulb. From here, fi bers form the lateral olfactory tract carrying information to the piriform cortex.
Olfactory nerve
Piriform
cortex
Olfactory bulb
Glomerulus
Ethmoid bone
Nasal epithelium
Olfactory receptor cells
104 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
form the olfactory nerve (cranial nerve I), and
project to the olfactory bulb as individual fi bers
( Fig. 4-29 ). Because the fi bers do not coalesce
into a larger nerve, they tend to be very fragile
and easily injured or sheared by a blow to the
head. This helps explain the frequency of the
loss of smell in incidences of brain injury. In
the olfactory bulb, the organization of structures
provides a well-organized map of odor; further
odor discrimination requires additional central
processing. From the olfactory bulb, the lateral
olfactory tract carries smell input to the olfactory or piriform cortex ( Fig. 4-29 ). This makes
the olfactory system unique from other sensory
systems; it does not fi rst project to the thalamus,
instead going directly to a region of the cortex.
Fibers from the piriform cortex do project to the
thalamus and on to the prefrontal cortex. There is
specifi c mapping of odorant information within
the olfactory bulb, and the organization here is
thought to underlie our ability to interpret and
identify smell with input from the prefrontal
cortex. Additionally, fi bers from the lateral olfactory tract carry information to the amygdala and
the entorhinal cortex, and onto the prefrontal
cortex. The entorhinal pathway also projects to
the hippocampus. These limbic system projections are associated with the affective aspects
of smell as well as the close link behaviorally
between smell and emotion. The medial olfactory tract connects smell to other basal forebrain
structures; these connections mediate the autonomic responses to smell input.
Clinical Links to Taste or Smell
Sensitivity Differences
Of interest related to the systems of taste and
smell and the integration and use of sensation,
is the potential link between eating and feeding
diffi culties and disorders and sensory modulation
concerns. Eating and feeding disorders represent a broad group of concerns, encompassing
children with and without additional diagnoses.
Here we will look briefl y at sensory concerns
related to food selectivity, non-organic failure to
thrive, eating concerns associated with ASD, and
sensory issues related to obesity.
“Picky eating” is a concern that has no commonly accepted description but generally is
thought to encompass food refusal, food neophobia, limited variety in food choice, and,
often, other atypical eating behaviors ( Cano
et al., 2016 ; Kerzner et al., 2015 ). Picky eating
is not infrequently reported in young children
who are otherwise typical, and it is seen as
either not of immediate concern or on the mild
end of a continuum of eating disorders; many
children pass through a picky eating stage and
require no intervention. Multiple child factors,
parent factors, and child-parent interaction
factors appear to be at the core of picky eating
(for review, see Cano, Hoek, & Bryant-Waugh,
2015 ). Factors related to both child and “feeder”
behaviors have been linked to sensory processing
differences in children with an array of feeding
problems ( Davis et al., 2013 ). Relative to child
factors, recent work indicated that food texture
contributes the most to picky eating ( Werthmann
et al., 2015 ). Additionally, picky eating in
some young children is related to tactile overresponsivity ( Nederkoorn, Jansen, & Havermans,
2015 ; Smith, Roux, Naidoo, & Venter, 2005 ),
and food neophobia is linked with oral sensory
sensitivity ( Johnson, Davies, Boles, Gavin, &
Bellows, 2015 ). Interestingly, Nederkoorn and
colleagues identifi ed food texture and the anticipation of how the food will feel in our mouths
as a major issue, whereas Smith and colleagues
indicated foods were refused because of smell
and temperature. A relationship between feeding
problems and sensory modulation was also suggested by Boquin, Moskowitz, Donovan, and Lee
( 2014 ). Taking a broad view on the introduction
of new fruits and vegetables to young children,
not necessarily identifi ed as having either picky
eating or tactile defensiveness, Dazeley and
Houston-Price ( 2015 ) found that exploring the
sensory qualities of new foods outside of mealtime resulted in greater willingness to taste and
touch the foods. Such an approach, using playful
sensory-based opportunities, is consistent with a
core feature of SI.
Although limited, there is some indication that children with non-organic failure to
thrive (NOFT) may have concomitant overresponsiveness to sensory input. Yi, Joung,
Choe, Kim, and Kwon ( 2015 ) found that overresponsiveness in tactile, vestibular, and oral
domains was more common in toddlers with
NOFT than in a control group. They also found
that these sensory concerns were related to
delays in development and to maladaptive mealtime behavior.
CHAPTER 4 Structure and Function of the Sensory Systems ■ 105
ASD and Sensory Modulation Concerns
More signifi cant than picky eating, children with
ASD are frequently identifi ed as having eating
or feeding disorders. Although incidence is diffi cult to identify clearly, somewhat older studies
indicate that 46% to 90% of children with ASD
present with some form of eating disorder, often
persistent food refusal, restricted variety in
food, or food neophobia ( Ledford & Gast, 2006 ;
Twachtman-Reilly, Amaral, & Zebrowski, 2008 ).
Although the underlying cause for these behaviors remains speculative, one suggested possibility is sensory sensitivities to characteristics of
food discussed earlier in this section: taste, smell,
texture, and temperature ( Cermak, Curtin, &
Bandini, 2010 ; Ledford & Gast, 2006 ; Marshall,
Hill, Ziviani, & Dodrill, 2014 ; Nadon, Feldman,
Dunn, & Gisel, 2011 ; Vissoker, Latzer, & Gal,
2015 ; Zobel-Lachiusa, Andrianopoulos, Mailloux, & Cermak, 2015 ). In fact, Paterson and
Peck ( 2011 ) and Zobel-Lachiusa and colleagues
( 2015 ) identifi ed a strong correlation between
more problematic sensory behaviors and mealtime behavior concerns in children with ASD,
and the researchers suggested that intervention
directed toward ameliorating sensory sensitivities might improve quality of life for both the
child and family. Interestingly, in looking at
children with ASD and feeding disorders, and
children without ASD but with feeding disorders
considered “nonmedically complex,” Marshall
and colleagues found that both groups evidenced
oral motor and oral hypersensitivity, implicating
the sensory aspects of feeding disorders for a
broader population. Further, extreme taste-smell
sensitivity in children with ASD has been identifi ed as a sensory subtype by Lane and colleagues
( Lane, Dennis, & Geraghty, 2011 ; Lane, Molloy,
& Bishop, 2014 ; Lane, Young, Baker, & Angley,
2010 ), and these investigators linked it to diffi -
culties in social communication; they did not
examine specifi c eating behaviors. It is important
to note that sensory sensitivities are not the only
consideration for children with ASD and feeding
or eating disorders; Vissoker and colleagues
( 2015 ) indicated that these problems are multifactorial and may be linked to well-documented
GI dysfunction in children with ASD.
Obesity and Sensory Modulation Concerns
Other investigations of taste or smell sensitivity have focused on the issue of obesity. Rather
than the increased sensitivity reported for children with ASD, evidence indicates that taste
sensitivity is reduced in children with obesity,
particularly for salty, umami, and bitter tastes;
sweetness intensity was rated lower by children with obesity ( Overberg, Hummel, Krude,
& Wiegand, 2012 ). The causes of these differences are multifaceted, but they include learning
effects and exposure to new foods, as was the
case with picky eating. Children can be classifi ed as either “tasters” or “non-tasters,” and
research indicates that preschoolers categorized
as “non-tasters” showed a higher incidence of
obesity and a greater intake of high fat savory
foods; in contrast, “tasters” prefer sweets ( Keller
et al., 2014 ; Markam, Banda, Singh, Chakravarthy, & Gupta, 2015 ). There may be a role to be
played by occupational therapy in working with
children with obesity and reduced sensitivity or
poor sensory discrimination of taste, but this will
take time to tease out.
HERE ’ S THE EVIDENCE
Food neophobia is a term applied when individuals are fearful of trying new foods. Although
it is often considered a behavioral issue related
to feeding disorders, some investigators are
beginning to link it to sensory sensitivities. As
part of a larger and ongoing study of obesity,
Johnson, Davies, Boles, Gavin, and Bellows
( 2015 ) administered the Food Neophobia Scale
and the Sensory Profi le to a relatively large group
( n = 249) of preschool-aged children who were
otherwise typically developing. The researchers
also measured body mass index and food intake.
Findings suggested, among other things, a signifi cant relationship between oral sensory sensitivity and food neophobia, as well as among
food neophobia, limited vegetable consumption,
and limited dietary variety. Other considerations
to explain limited dietary variety and food neophobia included socioeconomic status (SES)
factors and ethnicity. The authors concluded
that more research is needed to better understand the overall relationships among sensoryrelated behaviors, food neophobia, limited
dietary variety, and other family and environmental variables.
Johnson, S. L., Davies, P. L., Boles, R. E., Gavin, W. J., & Bellows,
L. L. ( 2015 ). Young children ’ s food neophobia characteristics and
sensory behaviors are related to their food intake. Journal of
Nutrition, 145(11), 2610–2616.
106 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
HERE ’ S THE POINT
• Olfaction and gustation are separate systems
neuroanatomically, but they are closely related
functionally.
• Our ability to interpret the wide variety of
tastes and smells in the environment depends
on a complex coding and interpretation
process in these systems, which begins with
the receptors and continues through CNS
connections.
• Eating and feeding disorders are an area of
functional overlap between taste and smell,
linked with over-responsivity; these disorders
also frequently are linked to disorders of tactile
modulation. A sensory integrative approach to
intervention may be warranted.
• A large percentage of young children with
no specifi c diagnosis are noted to be “picky
eaters”; many of them will grow out of this
behavior with no intervention.
• Children identifi ed with NOFT and ASD often
also show sensory sensitivities in conjunction
with feeding and eating challenges.
• There is growing evidence that children with
obesity may be classifi ed as “non-tasters,”
potentially under-responsive to taste, or with
poor taste discrimination.
• Sensory-based feeding concerns may be
well served by occupational therapy to
address concerns related to sensory
over-responsivity.
Summary and Conclusions
The major sensory systems subserving SI theory
are complex, and we have only scratched the
surface in explaining their structure and function.
Each system relies on receptors that respond to
one primary form of input and on the transformation of this input into an electrochemical form
that can be read by the CNS. Because all input
to the CNS eventually takes the form of electrochemical signals, interpretation of specifi c input
depends on the receptors, the specifi c pathways
over which the information is sent, and characteristics of the input, including frequency and
intensity of transmission. Across all systems,
the processing of sensory input begins subcortically, and a great deal of processing takes place
in the brainstem, regions of the midbrain, and
the thalamus. Our ability to modulate sensation
is subcortical; more detail on sensory modulation can be found in Chapter 6 (Sensory Modulation Functions and Disorders). Perception
and discrimination, however, require the cortex.
You will fi nd more on sensory discrimination
in Chapter 7 (Sensory Discrimination Functions
and Disorders).
Integration of inputs takes place in a multitude of CNS locations and subserves a multitude
of functions. Although we have looked at each
system individually, many comments have been
made throughout this chapter related to multisensory integration; none of these systems functions “in a vacuum.” Touch and proprioception
provide information necessary for the establishment of body scheme; proprioception, vision,
and vestibular inputs are crucial for our ability to
maintain upright posture and move our body in
and through space. Touch and vision interact in
the process of developing skills such as stereognosis, determining “what” an object is; sound
and vision contribute to our ability to determine
“where” people and things are in the environment. In this chapter, we focused on the use of
sensation in allowing us to perceive the environment but alluded to the application of SI in the
production of movement. This will be detailed in
Chapter 5 (Praxis and Dyspraxia).
The complexity within and between sensory
systems is diffi cult to capture in one short
chapter; you have likely found it diffi cult to
digest, especially if you are new to the neuroscience foundations for SI theory. In Table 4-3
and the appendix that follows, we provide key
points regarding the structure, function, and
interaction among these systems that you may
fi nd useful!
CHAPTER 4 Structure and Function of the Sensory Systems ■ 107
TABLE 4-3 Sensory Systems and Projections
PATHWAY ORGANIZATION FUNCTION
FIBERS
CROSS . . . FIRST SYNAPSE SECOND SYNAPSE
THIRD-ORDER
SYNAPSE
And
Beyond
. . .
DCML Precise somatotopic
organization throughout
Little convergence
Few relays
Transmit size, form, texture
information
Detect movement of touch
on skin
Convey spatial and
temporal aspects of touch
Gracile
and
cuneate
nuclei of
medulla
Gracile and cuneate
nuclei
VPL of thalamus
Reticular formation
Primary and
secondary somatic
cortex
Areas 5 and 7 of
parietal lobe
Anterolateral Somatotopic, but less
specifi c
More convergence
Pain, crude touch,
temperature, tickle, neutral
warmth
Dorsal
horn of
the spinal
cord
Dorsal horn of the
spinal cord
VPL of the
thalamus
Reticular formation
Periaqueductal
gray
Tectum
Hypothalamus
Primary and
secondary
somatosensory
cortex
Other thalamic
nuclei
Trigeminothalamic Somatotopic Discriminative touch from
face and mouth
Pain, temperature,
nondiscriminative touch
After
synapsing
in the
pons and
brainstem
Principal sensory
nucleus of the
trigeminal nerve
Spinal nucleus of
the trigeminal nerve
Ventral posterior
medial nucleus of
the thalamus
Primary
somatosensory
cortex
Continued
108 ■ PART II The Neuroscience Basis of Sensory Integration Disorders PATHWAY ORGANIZATION FUNCTION FIBERS CROSS . . . FIRST SYNAPSE SECOND SYNAPSE THIRD-ORDER SYNAPSE And Beyond . . . Vestibular Position and movement of the head in space Maintenance of balance Coordination of the eyes Fixation of the eyes as the body moves through space Detection of speed and direction of movement After synapsing in the vestibular nuclei in the medulla and pons Vestibular ganglion Cerebellum Oculomotor nuclei Alpha and gamma motor neurons VPL of the thalamus Areas 3 and 2v of the cortex Auditory Tonotypic Amplitude tuning curve Sound detection and localization Spiral ganglion in ear Ventral and dorsal cochlear nuclei Superior olive Trapezoid body Inferior colliculus Medial geniculate nucleus of thalamus Auditory cortex Precentral gyrus Visual Cones: little convergence,
high degree of spatial
resolution
Rods: signifi cant
convergence; high light
sensitivity; low resolution
Detailed organization
of information carried
throughout this system
Cones: day vision, color
Rods: night vision
At optic
chiasm
Bipolar cells in
retina
Ganglion cells in
retina
Superior colliculus
Lateral geniculate
nucleus of
thalamus
Primary
visual
cortex
TABLE 4-3 Sensory Systems and Projections—cont’d
CHAPTER 4 Structure and Function of the Sensory Systems ■ 109
Where Can I Find More?
In developing the material in this chapter, many
sources were tapped because no single neuroscience text does it all. Some emphasize function, some emphasize structure, others take a
systems approach, and still others take a geographic approach. All have their place, and all
answer somewhat different questions. Rather
than reference each statement that appeared in
the chapter, we credit several sources now as they
provided essential background, detail, and guidance to the structural and functional material in
this chapter.
Bear, M. F., Connors, B. W., & Paradiso, M. A.
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Siegelbaum, S. A., & Hudspeth, A. J. (2013).
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Kiernan, J., & Rajakumar, R. (2014). Barr ’ s the
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Squire, L., Berg, D., Bloom, F. E., duLac, S.,
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MA: Academic Press.
At appropriate points within this chapter, we
referenced sources that offer more limited input
and particularly good explanations of specifi c
constructs.
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113
APPENDIX 4-1
System Highlights
Somatosensory System
• Receptors are in the skin and around
the joints, making this system very
pervasive.
• Interpretation of input depends on the
combination of receptors activated, receptor
density, and receptor fi eld size.
• Two major subdivisions carry information
from the body to the CNS: the DCML and
the AL systems.
• DCML:
• Tactile discrimination, vibration, touchpressure, proprioception, temporal and
spatial aspects of a stimulus
• Main projections: thalamus, S-I, S-II,
areas 5, 7
• Proprioception:
• Information travels within the DCML
• Perception of joint and body movement,
and position of body and body segments
in space
• Main sources: muscle spindles, skin
mechanoreceptors, centrally generated
motor commands
• Proprioceptive and vestibular inputs
are closely connected functionally,
contributing to development of body
scheme and postural responses,
postural tone and equilibrium, and
stabilization of head and eyes during
movement
• AL:
• Pain, temperature, light touch, tickle
• Includes the following pathways:
spinothalamic, spinoreticular,
spinomesencephalic, spinohypothalamic
• Main projections: thalamus, S-I, S-II;
reticular formation, periaqueductal gray
and midbrain tectum; hypothalamus (as
suggested by pathway names)
• Trigeminothalamic pathway:
• Carries all forms of somatosensory
information from the face to the CNS
• Main projections: thalamus, S-I
• Somatosensation has a pervasive infl uence
on occupational performance because of the
wide distribution of receptors and widespread
projections within the CNS.
• There is considerable overlap among
projections of two major subdivisions with
many potential points of interaction.
Vestibular System
• Receptors are hair cells in two structures
within inner ear:
• Otolith organs: respond to linear
movement and gravity, head tilt in any
direction
• Semicircular canals: respond to angular
movement of the head; respond best to
transient, quick movements
• Activity of receptors provides tonic input to
the CNS about the movement and position of
the head in space.
• Vestibular nerve fi bers project to vestibular
nuclei in the brainstem and from there to:
• Cerebellum: reciprocal connections
for ongoing control of eye and head
movements and posture
• Oculomotor nuclei: serving to fi x the eyes
as the head and body move
• Source of vestibular-ocular refl ex and
nystagmus
• Spinal cord: infl uences on muscle tone
and ongoing postural adjustments
• Thalamus and cortex: integration with
somatosensory inputs; play a role
in perception of motion and spatial
orientation
114 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
Auditory System
• Hair cell receptors function similar to those
in the vestibular system.
• Sound energy must be changed to vibration
and to fl uid movement energy to activate
receptors.
• Two major auditory pathways:
• Core pathway
• Fastest and most direct
• Maintains precise organization
throughout course
• Transmits sound frequency
• Belt pathway
• Less well organized
• Surrounds core pathway
• Transmits information relative to
timing and intensity of sound input
• Important in bilateral interaction of
sound
• Main auditory projections of both core and
belt pathways from cochlear nuclei:
• Most direct route: axons from the lateral
lemniscus project to inferior colliculus
• Ipsilateral and contralateral projections to
the superior olivary complex and onto the
inferior colliculus
• Fibers forming the trapezoid body project
to the superior olivary complex
• From the inferior colliculus, most fi bers
project to the medial geniculate nucleus
(MGN) of the thalamus and from there to
the auditory cortex, areas 41 and 42, and
auditory association cortex, area 22.
• Other MGN projections go to the limbic
system and temporal and parietal lobes; these
are thought to play a role in arousal and
attention.
• Auditory inputs are integrated with
somatosensory inputs in the SC to play a role
in controlling orientation of the head, eyes,
and body to sound.
Visual System
• Receptors are rods and cones, responding to
night and day vision, respectively.
• Rods are slow-responding receptors,
with the capacity to sum input even in
dim light.
• Cones rapidly respond to changes in light
and provide color vision.
• The retina is a complex multilayer structure,
and a great deal of processing goes on
here before information is transmitted
to the CNS.
• Three pathways to the CNS:
• Lateral geniculate pathway
• Has parvocellular (P) and
magnocellular (M) divisions
processing information related to
the what and where of an object,
respectively
• Projects to the visual cortex (areas
17 and 19) and on to the inferior and
superior temporal cortex for additional
processing and recognition of faces,
shapes, and motion
• SC pathway
• Responses to horizontal movement in
visual fi eld
• Integration with somatosensory input
from thalamus
• Projects to thalamus, spinal cord,
and oculomotor nuclei to play a role
in coordination of posture and eye
movements
• Accessory optic tract pathway
• Optic tract projections to accessory
nuclei around the oculomotor nucleus,
medial vestibular nucleus, and
thalamus
• Projects to inferior olive and on to
cerebellum
• Plays a role in oculomotor adaptation
115
CHAPTER
5
Praxis and Dyspraxia
Sharon A. Cermak , EdD, OTR/L, FAOTA ■ Teresa A. May-Benson , ScD, OTR/L, FAOTA
Chapter 5
Upon completion of this chapter, the reader will be able to:
✔ Describe terminology and explain diagnoses
related to disorders of praxis.
✔ Describe the role of sensation and sensory
integration (SI) theory in understanding praxis
and dyspraxia.
✔ Discuss and compare diffi culties associated
with ideation, somatodyspraxia, and bilateral
integration and sequencing.
✔ Describe neuroanatomic mechanisms
hypothesized to underlie praxis.
✔ Explain the impact of disorders of praxis on
development and occupational performance
and daily functioning.
✔ Become familiar with evidence-based literature
related to sensory-based disorders of praxis.
Etiology of developmental dyspraxia clearly is not understood, perhaps because
there is little agreement as to what it is and how it can be assessed.
— Sugden & Keogh ( 1990 , p. 133)
LEARNING OUTCOMES
Introduction
Ayres ( 1985 ) defi ned praxis as “the neurological
process by which cognition directs motor action;
motor or action planning is that intermediary
process that bridges ideation and motor execution to enable adaptive interactions with the
physical world” (p. 71). Thus, praxis pertains to
more than just physical acts of interacting with
the environment, it encompasses the process of
conceptualizing and planning those motor acts.
It is a process that requires knowledge of actions
and of objects, motivation, and intention on the
part of the person.
Researchers’ interest in praxis arose from
investigations with adults who had sustained
traumatic brain injury, primarily to the left
frontal or parietal lobes, resulting in the inability to perform voluntary or goal-directed actions
( Foundas, 2013 ). This disorder, known as
apraxia, interfered with the ability to perform
learned actions and impeded the ability to use
gestures for communication in the absence of
paralysis, sensory loss, or disturbance of muscle
tone. In contrast, the term dyspraxia is used to
describe motor planning defi cits that are developmental rather than acquired. Because diffi culties with motor actions are observable, dyspraxia
might be assumed to be a problem of motor execution. Ayres ( 1985 ), however, suggested that
dyspraxia was primarily a problem of organizing
the plan necessary for purposeful behavior. Ayres
( 1972b, 1985 ) believed that the ability to process
and integrate sensation formed the basis for the
development of body scheme. This, in turn, provided a foundation for the conceptualizations
needed for motor planning. Thus, occupational
therapists who view praxis from a sensory integrative perspective are concerned with individuals’ sensory processing and conceptual abilities
( Ayres, 1985 ; Cermak, 2011 ).
Praxis and dyspraxia are complex concepts,
and the terminology associated with them can be
confusing. The lack of agreement as to what praxis
is and how it can be assessed continues to exist
today ( Steinman, Mostofsky, & Denckla, 2010 ;
116 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
Sugden, Kirby, & Dunford, 2008 ; Vaivre-Douret,
2014 ). The term dyspraxia is sometimes applied
to children with developmental coordination
disorder (DCD), a term from the Diagnostic and
Statistical Manual of Mental Disorders (DSM)
referring to a neurodevelopmental disorder in
which motor performance “is substantially below
expected levels, given the person ’ s chronologic
age and previous opportunities for skill acquisition” ( American Psychiatric Association, 2013 ).
This condition may share characteristics common
to the concept of dyspraxia. Some use the terms
dyspraxia and DCD synonymously ( VaivreDouret, 2014 ), whereas others see dyspraxia as
a symptom and not a diagnosis ( Steinman et al.,
2010 ). The poor motor performance may manifest as coordination problems, poor balance,
clumsiness, dropping or bumping into things,
or in the acquisition of basic motor skills (e.g.,
catching, throwing, kicking, running, jumping,
hopping, cutting, coloring, printing, writing).
These motor problems must interfere signifi -
cantly with activities of daily living (ADLs) or
academic achievement ( American Psychiatric
Association, 2013 ). The term dyspraxia refers to
developmentally based practic disorders with a
variety of etiologies, whereas somatodyspraxia is
identifi ed specifi cally as a practic defi cit having
its foundations in impairments in somatosensory
processing and related defi cits in body schema.
This distinction regarding the sensory foundations of the motor performance problem is not
typically recognized in much of the literature on
DCD. In this chapter, research related to children
with DCD will be examined along with children
with dyspraxia, as children with these diagnoses
are often one and the same. Furthermore, they
are often both seen by occupational therapists
using the sensory integration (SI) frame of reference to address similar or the same kinds of
defi cits.
Purpose and Scope
In this chapter, sensory integrative-based practic
dysfunction, frequently referred to as dyspraxia by occupational and physical therapists,
is described as being manifested as diffi culties
in generating ideas for planning and organizing movement. Specifi cally, the characteristics
of praxis diffi culties are described in terms of
defi cits in ideation, somatodyspraxia, and bilateral integration and sequencing (BIS). Somatodyspraxia, BIS, and visuopraxis are recognized
subtypes of dyspraxia that are hypothesized to
refl ect aspects of practic defi cit distinguished primarily by their underlying sensory foundations.
Defi cits specifi cally in the ideational component
of praxis as a possible additional subtype are discussed. Sensory integrative-based disorders of
praxis have been identifi ed traditionally through
administration of the Sensory Integration and
Praxis Tests (SIPT; Ayres, 1989 ). This chapter
discusses the importance of assessment for determining different types of dyspraxia. This chapter
also presents symptoms of dyspraxia often seen
in children with other diagnoses, such as autism
spectrum disorder (ASD). Furthermore, because
of its pervasive effect not only on movement
but also on self-esteem and well-being, the
impact of dyspraxia on development, performance in ADLs, and socioemotional functioning
is described. The neuroanatomical mechanisms
purported to underlie praxis are reviewed, and SI
theory as it pertains to intervention for disorders
of praxis is discussed. Finally, related literature
that may be germane to sensory integrative-based
dyspraxia is examined. To illustrate the characteristics of practic disorders and important concepts of assessment and intervention, the cases of
two children, Alyssa and Dalton, are presented.
The Role of Sensation
in Movement and Praxis
Knowledge of sensory processing is essential
to understanding sensory integrative-based dyspraxia. The performance of effi cient and precise
voluntary movement requires both the proper planning of movement parameters as well as the integration of sensory feedback ( Shumway-Cook &
Woollacott, 2011 ). Information regarding body
position in space necessary for praxis comes
from integration of numerous senses, including
tactile, proprioceptive, visual, vestibular, and auditory senses, as well as interceptive information
( Shumway-Cook & Woollacott, 2011 ). The brain
utilizes these inputs from several sensory systems
when planning movements and differentially prioritizes the application of these sensory inputs
depending on the task being performed ( Sober &
Sabes, 2005 ). There is more information on this
CHAPTER 5 Praxis and Dyspraxia ■ 117
multisensory process in Chapter 7 (Sensory Discrimination Functions and Disorders).
Ayres ( 1972b ) asserted that motor planning
was dependent, in part, on the development of a
semiconscious body scheme or internal model of
the body in action that began with tactile awareness. “Sensory input from the skin and joints,
but especially from the skin, helps develop, in
the brain, the model or internal scheme of the
body ’ s design as a motor instrument” ( Ayres,
1972b , p. 168). Ayres further suggested that
somatic changes arising from movement resulted
in motor memories that guided ensuing movements. Use of the body for action helped integrate the sensory information and develop the
body scheme. Thus, “if the information which
the body receives from its somatosensory receptors is not precise, the brain has a poor basis on
which to build its scheme of the body” ( Ayres,
1972b , p. 170). Although Ayres ( 1972a, 1972b,
1985 ) emphasized the contribution of tactile and
proprioceptive sensation to the development of
body scheme (supported by more recent research
by Medina and Coslett, 2010 ), other investigators have noted important contributions of the
vestibular, visual, and auditory systems ( Daprati,
Sirigu, & Nico, 2010 ; Lopez, Schreyer, Preuss, &
Mast, 2012 ).
The basics of sensory reception, transduction,
and processing within the sensory systems were
presented in Chapter 4 (Structure and Function
of the Sensory Systems). Praxis relies heavily
on discrimination within many sensory systems.
The links between praxis and sensory discrimination and integration are presented next,
whereas information regarding sensory discrimination function and dysfunction is presented in
Chapter 7 (Sensory Discrimination Functions
and Disorders).
Tactile System
As discussed in Chapter 4 (Structure and Function of the Sensory Systems), the tactile system
detects qualities and location of external stimuli
applied to the skin. More broadly, the somatosensory system subserves both perception and
action ( Dijkerman & de Haan, 2007 ). It conveys
information about the spatial and temporal characteristics of touch, is involved in tactile discrimination of touch and proprioception, and has been
linked to behaviors related to praxis ( Dijkerman
& de Haan, 2007 ; Lundy-Ekman, 2013 ; Serino
& Haggard, 2010 ). For example, signals from the
tactile system trigger exploratory behavior and
serve to guide movement for the purpose of gathering sensation. In addition, the somatosensory
system has been shown to be involved in postural
fl exion through activation of tonic labyrinthine
response, programming of complex movement
sequences, refi ned manual dexterity and manipulation, mental representation of objects, and
selective attention ( Serino & Haggard, 2010 ).
Contributions of the dorsal column medial
lemniscal (DCML) system to praxis are summarized in Table 5-1 . This pathway transmits
information relative to tactile discrimination,
deep touch, vibration, pressure, and muscle
and joint movement sensations from peripheral
receptors to the central nervous system (CNS).
Consistent with Ayres’ ( 1972a, 1972b ) views on
the importance of the somatosensory systems
in praxis, in a meta-analysis of motor learning,
Hardwick, Rottschy, Miall, and Eickhoff ( 2013 )
found that specifi c loci of activity in the primary
somatosensory cortex were present in sensorimotor learning tasks, suggesting an active role
for this part of the cortex during motor learning.
In addition, the important fi nding that somatosensory representations are plastic and dynamically
changing in response to experience was reported
by Medina and Coslett ( 2010 ).
Proprioception
Proprioception refers to sensations of muscle
movement (i.e., speed, rate, sequencing, timing,
and force) and joint position ( Lundy-Ekman,
TABLE 5-1 Contributions of the Dorsal Column
Medial Lemniscal System to Praxis
MOTOR
SELECTIVE ATTENTION,
ORIENTATION, AND
ANTICIPATION
Initiation of voluntary
movements
Performance of complex
movement sequences and
refi ned manual dexterity
Handling objects in space
Flexion of joints
Unraveling competing
stimuli
Initiating and controlling
internal search
Anticipatory components
of sequential behavior
patterns
118 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
2013 ). Proprioception provides the motor system
with a map of the external environment and of
the body ( Blanche, Bodison, Chang, & Reinoso,
2012 ). Knowledge of the body and movements
that come from proprioception are important for
the development of a body scheme, for praxis,
and for producing adaptive actions ( Ayres,
1972b ; Blanche et al., 2012 ; Ito, 2012 ).
Proprioceptive feedback arises primarily
from receptors in muscles, with some contributions made by receptors in skin and joints
( Lundy-Ekman, 2013 ). Golgi tendon organs and
muscle spindle receptors, the primary receptors for muscle proprioception, provide the
CNS with information about muscle changes
during movement, which, in turn, allows generation of the proper amount of force, timing,
and sequence of movements needed to act on
objects. The somatosensory cortex, in particular,
readily adapts to changing input, modifying the
body image and enabling skilled performance of
tasks ( Dijkerman & de Haan, 2007 ). Proprioception arising from active movement assists in the
development of body scheme and actions used
to plan complex movements ( Kiernan & Rajakumar, 2013 ). In contrast, passive movement, joint
compression, and joint traction do not produce
the same level of proprioceptive feedback ( Beets
et al., 2012 ). Thus, within an SI approach, active
movement is preferred over passive movement.
Vestibular System
The vestibular system is thought to provide an
important sensory foundation for praxis, especially the development of bilateral coordination and planning of anticipatory movements
( Rine, 2009 ). The vestibular and proprioceptive
systems together contribute to the development
of balance, postural control, and integration of
postural refl exes ( Kandel, Schwartz, Jessell,
Siegelbaum, & Hudspeth, 2012 ). With its interconnections to the visual and auditory systems
and cerebellum, the vestibular system contributes
to posture and maintenance of a stable visual
fi eld, which allows effi cient awareness and
movement of the body through space ( Kandel
et al., 2012 ; Rine & Wiener-Vacher, 2013 ). In
conjunction with proprioceptive feedback, the
vestibular system contributes to the development
of neuronal models of how it feels to perform a
given movement ( Kandel et al., 2012 ; Kiernan
& Rajakumar, 2013 ), and these models are used
later to regulate ongoing activity and guide the
execution of future tasks ( Brooks, 1986 ). Defi -
cits in vestibular functioning have been found
to result in problems with motor development,
balance, and reading abilities ( Rine & Wiener-Vacher, 2013 ).
Vision
Vision is relevant to intervention based on SI theory
because of its important contribution to position
and movement in space. In combination with the
somatic senses (i.e., tactile, vestibular, and proprioceptive) that provide knowledge of the body
and its actions, vision yields much information
about the surrounding world ( Dionne, Legon, &
Staines, 2013 ). Vision provides a contextual
framework for the ability to predict and anticipate movement in time and space. In addition,
it allows the ability “to visualize one ’ s personal
space relative to where things of signifi cance are
in one ’ s world and what is possible with the available objects, people, and events” ( Kawar, 2005 ,
p. 89). Vision serves three major purposes: learning about objects and objects in space, maintaining posture, and informing us about our position
in space ( Kandel et al., 2012 ). The visual system
has strong neuroanatomical and functional connections to the vestibular system at the brainstem
and cortical levels ( Kandel et al., 2012 ), and the
ability to integrate sensory inputs from these two
systems is vital to one ’ s ability to move effectively in space. Ultimately, oculo-motor control
of eye movements, including saccades, pursuits,
and vergent movements, allows one to gather
meaningful information from the environment,
develop an understanding of objects and their
properties, and have spatial awareness.
Ayres ( 1989 ) suggested that visual perception
and praxis are closely aligned and stated: “A conceptual system common to praxis also appears
to serve visual perception” (p. 199). Visualperceptual problems disturb the sensory information that children with motor coordination
problems receive, which, in turn, disturbs their
performance of planned movement ( Rosblad,
2002 ). Thus, when all its functions are considered
together, vision infl uences cognition and plays a
signifi cant role in adaptation to the environment
and, in doing so, infl uences praxis. Ayres specifically identifi ed visuopraxis as a type of practic
CHAPTER 5 Praxis and Dyspraxia ■ 119
defi cit related in part to impairments in visual
perception and visuomotor function ( Ayres,
1989 ). Similarly, in a retrospective study of
273 children tested on the SIPT, exploratory
factor analysis identifi ed a pattern similar to
the earlier research of Ayres, which the authors
referred to as Visuodyspraxia and Somatodyspraxia ( Mailloux et al., 2011 ). This factor was
characterized by high loadings on tests of visual
perception and visuopraxis, indicating the close
relationship among visual perception, visuomotor, and praxis functioning.
Auditory Processing
Historically, auditory processing has not been
considered when addressing praxis. However,
research is increasingly supporting the relationship among the auditory system, the vestibular
system, and praxis; and increasing numbers of
occupational therapists are using sound-based
interventions to facilitate motor coordination
and praxis skills ( Gee, Devine, Werth, & Phan,
2013 ). The auditory and vestibular systems are
functionally and neuro-anatomically interrelated.
Both respond to vibration, vestibular to low frequency vibration and auditory to high frequency.
Both sets of receptors are housed in the same
bony structure, and the fi bers carrying primary
auditory and vestibular inputs form a single
cranial nerve, CN VIII ( Kandel et al., 2012 ).
Similarly, it has been shown that there are close
interactions between the auditory and motor
systems, particularly for timing of movements
(J. L. Chen, Penhune, & Zatorre, 2008 ). This has
important implications for praxis.
Processing of auditory inputs may contribute to the organization of movement because it
is responsible for providing information regarding the spatial location of objects and events.
Research linking the auditory system to praxis is
virtually nonexistent, but there are some studies
that suggest that the auditory system may be an
avenue for enhancing movement. Individuals
with neurological problems, such as Parkinson ’ s
disease, have consistently been found to improve
their gait with exposure to rhythmic auditory
inputs ( Plotnik et al., 2014 ). Also, literature on
musicians has supported that music and rhythmic tones are important in auditory-motor learning (J. L. Chen, Rae, & Watkins, 2012 ). Further,
studies with children with DCD have found that
spatial-temporal motor adaptation in these children is multisensory and that visual and auditory
sensory information was used to guide and adapt
motor movements (B. R. King, Kagerer, Harring,
Contreras-Vidal, & Clark, 2011 ). Warren, Wise,
and Warren ( 2005 ) also specifi ed the importance
of auditory inputs on motor sequencing, proposing that auditory feedback generated by motor
actions was important in motor adaptation and
allowed online monitoring of the auditory consequences of behavior.
HERE ’ S THE POINT
• Dyspraxia is not just a movement disorder;
it involves integration of sensory information.
• Numerous sensory modalities contribute to
development of an adequate body scheme,
which is important for motor planning.
• Research supports neural connections between
those that support praxis and those involved
in the processing of sensory information: the
vestibular, visual, tactile, proprioceptive, and
auditory sensory systems.
Assessing Disorders of Sensory
Integration and Praxis
Praxis has been assessed using several measures. Using an SI frame of reference, the gold
standard assessment for children is the SIPT
( Ayres, 1989 ) as it assesses both motor planning and sensory processing. Other assessments
and research protocols that have been used to
examine praxis include asking the individual to
perform representational and nonrepresentational
gestures in response to verbal commands or imitation (following demonstration) ( Dziuk et al.,
2007 ; MacNeil & Mostofsky, 2012 ) and motor
skill tests, such as the Bruininks-Oseretsky Test
of Motor Profi ciency (BOT-2; Bruininks &
Bruininks, 2005 ) or the Movement Assessment
Battery for Children—Second Edition (MABC-2;
Henderson, Sugden, & Barnett, 2007 ).
Poor performance on these tests may refl ect
dyspraxia, although other factors, such as poor
visual perception, also may infl uence performance or refl ect a visuodyspraxia. Ideational abilities may be assessed using the Test of Ideational
Praxis ( Ivey, Lane, & May-Benson, 2014 ; Lane,
Ivey, & May-Benson, 2014 ; May-Benson &
120 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
Cermak, 2007 ). Sensory histories, the Sensory
Profi le-2 ( Dunn, 2013 ), the Sensory Processing Measure ( Parham, Ecker, Miller Kuhaneck,
Henry, & Glennon, 2007 ), or the Sensory Processing Scale (SENSI; Miller & Schoen, 2012 )
may be used to gather information from parents
and teachers about impairments in sensory modulation and functional diffi culties experienced
by children. Although historically diffi cult to
assess in a standardized manner, Ayres ( 1972b )
identifi ed clinical observations as being important measures of postural, vestibular, and proprioceptive functions associated with praxis.
Based on Ayres’ ( 1972b ) original clinical observations, Blanche ( 2010 ) published a method
for observing a series of clinical observations
as well as a test for observing proprioceptive
processing with the Comprehensive Observations of Proprioception (COP) ( Blanche et al.,
2012 ). Further, Wilson, Pollock, Kaplan, and
Law ( 2000 ) developed the Clinical Observation
of Motor and Postural Skills, and Horowitz has
published a test of Motor Observations ( http://
www.motorobservations.com ). More information
on assessment using clinical observations can be
found in Chapter 9 (Using Clinical Observations
within the Evaluation Process). Two case studies
are presented next in order to illustrate common
characteristics of dyspraxia and to demonstrate
the application of assessment methods.
CASE STUDY ■ ALYSSA
Reason for Referral
Alyssa, a girl in fi rst grade, was 6 years and
4 months of age. Alyssa ’ s parents pursued
an occupational therapy evaluation from a
private occupational therapy clinic to investigate possible problems in SI. They wished
to clarify diffi culties she was having at home
with dressing and getting ready in the morning
and in school with pasting, coloring, cutting
with scissors, and printing. Alyssa ’ s evaluating occupational therapist interviewed Alyssa ’ s
parents, and her mother completed a comprehensive developmental and sensory history.
As school observation and teacher interview
were not possible, Alyssa ’ s teacher completed
a sensory questionnaire. The therapist administered the SIPT ( Ayres, 1989 ; see Chapter 8 ,
Assessment of Sensory Integration Functions
Using the Sensory Integration and Praxis Tests,
for more information on the SIPT), conducted
a variety of formal but nonstandardized clinical
observations of neuromotor performance (see
Chapter 9 , Using Clinical Observations within
the Evaluation Process, for more information on clinical observations), and observed
Alyssa ’ s performance while playing on various
equipment in the clinic.
Parent Interview and Developmental/
Sensory History
Alyssa was the product of a full-term pregnancy
and normal delivery. She weighed 6 lb, 8 oz at
birth and did not experience any neonatal diffi -
culties. She achieved developmental milestones
at expected ages: sat at 6 months, crawled at
8 months, and walked at 14 months. Her speech
developed normally with single words spoken
at 12 months and full sentences at 18 months;
mild articulation problems were noted but were
not of concern to her parents. As Alyssa got
older, her parents became concerned about her
lack of independence in dressing, eating, and
performing school activities, compared with
her older sister ’ s development.
At home, Alyssa ’ s mother expressed
concern about her motor development, stating
that Alyssa was not yet dressing herself independently, was sloppy in eating, often knocked
over her water glass, and was not able to pedal
a tricycle until she was 5 years old. When dressing, Alyssa put her t-shirts on backwards and
her coat on upside down. She could not manage
the zipper on her coat or fasten the buttons on
her shirt (see Fig. 5-1 ). She was not yet walking
down stairs reciprocally, and she only recently
had learned to pump a swing. Even though she
struggled with new motor tasks, she tried hard
to do well. She wanted to be able to keep up
with her older sister and other children and play
the same games that they played.
Although Alyssa played with other children
in the neighborhood, many of her friends were
younger than she was. Alyssa usually directed
the play with her friends toward quiet indoor
toys, such as puppets, dolls, and tea parties with
her toy dishes. When her friends did not want
to play her games, Alyssa was unable to play
alone. Her preferred activity was watching television. When her parents bought her toys that
required fi ne motor actions, such as dressing up
CHAPTER 5 Praxis and Dyspraxia ■ 121
dolls or stringing beads to make a necklace, she
created fantasy games that re-enacted stories
or movies instead of using the toys in more
typical ways. Alyssa had a vivid imagination
and loved to tell stories. She appeared to be
highly creative but often could not demonstrate
the actions she described.
Teacher Questionnaire
According to her teacher, Alyssa had diffi culty
with writing, coloring, and cutting with scissors
compared with her classmates. Alyssa ’ s teacher
reported that Alyssa could print her name but
was not yet able to copy simple words, even
when the letters were the same as those in her
own name. Alyssa pressed the pencil so hard
on the paper that often the point broke. When
given a 20-piece puzzle, Alyssa was able to
determine the correct location for the pieces
but was unable to fi gure out how to rotate them
into place. The teacher reported that Alyssa had
excellent verbal skills, which was consistent
with information provided by her mother and
other observations made by the therapist.
FIGURE 5-1 Dressing skills, including donning
clothing and manipulating fasteners, may
be particularly challenging for children with
somatodyspraxia and one of the fi rst problems
parents may notice.
Because Alyssa ’ s daily life concerns potentially refl ected a sensory integrative basis, she
was administered the SIPT and clinical observations of neuromotor performance. We present
the results of this testing in fi ve categories:
1. Tactile discrimination
2. Vestibular and proprioception processing
3. Praxis
4. Form and space, visual-motor, and
construction
5. Sensory modulation
Alyssa was cooperative with the evaluator
throughout the administration of the SIPT; her
SIPT scores are shown in Table 5-2 . Even on
items that were diffi cult for her, she attempted
to do a good job. She especially did not like
the tests that involved building with blocks
and fi nding hidden pictures. When observed in
the sensory-motor treatment room, she became
frustrated when asked to come up with ideas
for play.
Tactile, Vestibular, and Proprioceptive Processing
Alyssa ’ s SIPT scores were signifi cantly low
(less than or equal to –1.0 SD) on three of four
tactile tests. Relative to proprioception, her
ability to remember the direction and extent
of passive arm movements (KIN) was in the
low average range, but the duration of her
Postrotary Nystagmus (PRN) was within the
average range. She showed inadequate static
and dynamic balance abilities (SWB), her equilibrium responses were slightly delayed, she
tended to hold on to the examiner rather than
use equilibrium to maintain balance, and clinical observation revealed that Alyssa had low
muscle tone and poor proximal joint stability
and was unable to assume prone extension or
maintain head control while in supine fl exion.
Alyssa did not demonstrate any avoidance
responses to touch, and neither her mother nor
her teacher reported any indications of tactile
defensiveness. She did not have any evidence
of gravitational insecurity or aversive responses
to movement. No indication of a drive or
craving for increased sensory input was noted.
Praxis
One of Alyssa ’ s lowest scores on the entire
SIPT was on Postural Praxis, a test of the
ability to reproduce unusual hand, arm, and
122 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
TABLE 5-2 Alyssa ’ s SIPT Results
CATEGORY TEST STANDARD SCORE
Tactile Manual Form Perception (MFP) –1.3
Localization of Tactile Stimuli (LTS) 0.7
Finger Identifi cation (FI) –1.9
Graphesthesia (GRA) –1.8
Vestibular and
Proprioceptive
Processing
Kinesthesia (KIN) –0.8
Standing and Walking Balance (SWB) –2.1
Postrotary Nystagmus (PRN) –0.2
Praxis Postural Praxis (PPr) –2.3
Oral Praxis (OPr) –1.4
Sequencing Praxis (SPr) –1.4
Bilateral Motor Coordination (BMC) –1.3
Praxis on Verbal Command (PrVC) 0.1
Form and Space, Visual-Motor,
Construction
Design Copying (DC) –1.9
Motor Accuracy (MAC) –1.8
Constructional Praxis (CPr) 0.6
Space Visualization (SV) 1.2
Figure-Ground Perception 0.9
body postures and an important indicator of
dyspraxia. Movement sequencing and bilateral coordination were below average. Alyssa ’ s
ability to replicate positions and movements of
her tongue, lips, and jaw (Oral Praxis [OPr])
was also below average. However, Alyssa
was able to carry out movements on verbal
command, which often is the case for children
with somatodyspraxia who have good understanding of language. On paper-and-pencil
tasks, Alyssa showed a right hand preference
and used a static tripod grasp. She was able
to perform sequential thumb-to-fi nger touching with her right or left hand only by visually
monitoring her fi ngers; thus, she could not do it
with both hands simultaneously. Alyssa ’ s performance was immature, but it was striking that
she could perform the action well as long as she
could visually monitor her fi ngers.
Form and Space, Visual-Motor, and Construction
Alyssa ’ s ability to trace a line with a pen
(Motor Accuracy [MAC]) and to reproduce
two-dimensional forms (Design Copying [DC])
was below age expectations, suggesting diffi culty with visual-motor control. The rest of
Alyssa ’ s SIPT scores in this category suggested
age-appropriate form and space perception and
constructional abilities.
Related Testing and Summary
Psychological assessment revealed that Alyssa ’ s IQ score was 132, with a higher verbal
than performance IQ. Given her competence
with language skills compared with her poorer
visual-motor and motor planning skills, we
were not surprised that her verbal IQ was
higher. A signifi cant difference between verbal
and performance IQ score, with lower performance scores, fi ts a common pattern seen in
children with dyspraxia.
From the overall pattern of test scores and
observations, the occupational therapist identifi ed somatodyspraxia as a major factor that
interfered with Alyssa ’ s performance. Alyssa ’ s dyspraxia appeared to have its basis in
poor processing of tactile and vestibularproprioceptive sensation. Alyssa ’ s dyspraxia
involved both gross and fi ne motor (visualmotor) components. She also appeared to have
diffi culties with the ideational aspect of praxis.
CHAPTER 5 Praxis and Dyspraxia ■ 123
CASE STUDY ■ DALTON
Reason for Referral
Dalton was a 7 1/2-year-old boy attending
second grade at a local public school. Dalton ’ s teacher reported that he moved about in
his seat frequently, often stood up instead of
staying seated, and had diffi culty paying attention in class. At recess, she reported he was
very active, often playing chase and tag games.
Sometimes he was unintentionally aggressive
with other children, pulling or pushing them to
get them to participate in his games. Although
he was quite bright and most of his work was
at grade level, he had to try very hard to keep
up with his classmates. His handwriting was
diffi cult to read and, in frustration, he often
scribbled carelessly on his papers. The teacher
requested an evaluation from the school occupational therapist. Dalton ’ s parents were surprised at the teacher ’ s request for an evaluation
because they believed he was bright and would
do well in school. The occupational therapist
who evaluated Dalton interviewed his teacher
and his parents who also completed a comprehensive developmental and sensory history. The
occupational therapist administered the SIPT
( Ayres, 1989 ), observed Dalton during a variety
of formal but nonstandardized clinical observations of neuromotor performance, and observed
his performance in the classroom.
Parent Interview and Developmental/
Sensory History
Dalton ’ s mother experienced a great deal of
nausea during her pregnancy. Dalton was
delivered by cesarean section, but no postnatal complications were apparent. His mother
described him as a happy but active baby who
had poor sleep habits. He crawled only briefl y,
and walked at 9 months. He began using language before age 1 year. As a preschooler,
Dalton had several ear infections but was otherwise healthy. No particular sensitivities to
auditory or tactile stimuli were reported, but
Dalton was easily distracted. He was having
diffi culty learning to ride his two-wheeled
bicycle and struggled with tasks using both
hands, such as buttoning his shirt and tying
his shoes. Dalton liked to play soccer, but his
mother noted that he frequently tripped on the
playing fi eld and could not time his kicking
actions appropriately. Often he was observed
randomly jumping and running during games.
He was initially enthusiastic when trying new
tasks, but he quickly lost interest when things
did not go well. His mother described Dalton
as a “thrill seeker,” stating he often engaged in
risky behavior, such as climbing to the top of
their swing set and trying to crawl across it. He
was generally happy and seldom daunted by his
poor coordination.
Teacher Interview
According to his teacher, Dalton sat near the
front of the classroom and did a great deal of
fi dgeting and wiggling in his seat. He often
looked around at classmates and dropped
things on the fl oor. Dalton generally preferred
his right hand for writing but often used his left
hand for other tools, such as a fork. He used all
fi ve fi ngers of his right hand to hold the pencil,
stabilizing it against his little fi nger. Dalton
used scissors awkwardly with his left hand and
struggled to hold the paper in his right. Associated movements were noted in his right hand
that mirrored the actions of his left hand. At
times, he transferred the scissors to his right
hand. He resorted to tearing the paper when he
could not maneuver the scissors well.
As in the case of Alyssa, because Dalton ’ s
daily life concerns appeared to have a sensory
integrative basis, relevant clinical observations
and the SIPT were administered. The results of
his testing are presented next.
Dalton was eager to try many of the tasks
requested by the occupational therapist, and
although he was fi dgety, he was attentive
throughout the one-on-one evaluation. None
of his scores refl ected severe impairments in
performance. In fact, many of his scores on the
SIPT were within normal limits. However, the
pattern of low scores, coupled with a meaningful cluster of clinical observations, is typical
of children with BIS defi cits. Dalton ’ s lowest
scores are reported in Table 5-3 .
Tactile, Vestibular, and Proprioceptive Processing
Dalton did well on most of the tests requiring tactile discrimination. The one exception
was Graphesthesia (GRA), which required fi ne
motor skill and two-sided body use in addition
to tactile discrimination. He exhibited low proximal muscle tone and hyperextensibility of his
124 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
elbows, wrists, and fi ngers. He could not assume
prone extension or maintain his head position in
supine fl exion. Dalton displayed poor postural
background movements and equilibrium reactions. These factors, coupled with low scores
on Kinesthesia (KIN), Standing and Walking
Balance (SWB), and PRN, suggested poor
vestibular-proprioceptive processing. Dalton
also did not exhibit aversive reactions to touch
or movement. He was, however, distractible
and impulsive when observed in unstructured
situations and in group activities, such as
playing soccer.
Praxis
Although his SIPT scores were within the
average range, Dalton ’ s lowest SIPT scores were
on the Bilateral Motor Coordination (BMC)
and Sequencing Praxis (SPr) tests, and the Postural Praxis (PPr) test was in the low average
range. Clinical observation revealed that tasks
requiring bilateral coordination (e.g., jumping
jacks, reciprocal stride jumps, and skipping)
were poorly coordinated and performed with
a great deal of effort. Dalton could not consistently identify his left and right body sides. He
carefully monitored isolated movements of his
forearms, hands, and fi ngers with his eyes and
moved very slowly when performing simultaneous movements with both hands. In addition,
he had a problem controlling his body when
jumping through a sequence of squares taped
on the fl oor, throwing and catching balls, and
kicking balls that were rolled to him.
Form and Space, Visual-Motor, and Construction
Dalton had diffi culty with the MAC test, a penand-paper task requiring fi ne motor control.
This score is consistent with his handwriting
diffi culties.
Summary
From the overall pattern of test scores and
observations, the occupational therapist determined that Dalton demonstrated diffi culties
with BIS. He demonstrated particular diffi culties with anticipating body actions and projecting his body through space, both of which
impacted his ability to be successful in sports.
Dalton ’ s praxis diffi culties appeared to have
their basis in poor processing of vestibularproprioceptive sensory inputs, which involved
his postural control, bilateral coordination, and
fi ne and gross motor sequencing skills.
Both Alyssa and Dalton showed behaviors consistent with sensory integrative-based
practic disorders. The behaviors are notable in
their reasons for referral, observations made in
the classrooms, parental reports of behavior at
home, and standardized testing.
HERE ’ S THE POINT
• Praxis has been assessed through several
measures, with the SIPT ( Ayres, 1989 ) being
the gold standard for those using an SI
framework.
• Clinical observations of postural and motor
skills are an important adjunct to standardized
assessment.
Disorders of Praxis
Patterns of Practic Dysfunction
Through time, using different samples of children and various types of factor analyses, Ayres
alone ( 1965, 1966, 1971, 1977, 1989 ) and with
her colleagues ( Ayres et al., 1987 ) identifi ed consistent patterns of practic dysfunction. She identifi ed a link between tactile functions and motor
planning as well as a relationship between
visual-spatial skills and motor planning. In some
analyses, she also identifi ed postural, bilateral
integration, as well as motor sequencing problems linked to vestibular processing. Ayres ( 1989 )
TABLE 5-3 Dalton ’ s Lowest SIPT Scores
TEST STANDARD SCORE
Kinesthesia (KIN) –1.2
Graphesthesia (GRA) –1.0
Postural Praxis (PPr) –0.9
Bilateral Motor Coordination
(BMC)
–1.4
Sequencing Praxis (SPr) –1.3
Standing and Walking Balance
(SWB)
–1.1
Motor Accuracy (MAC) –1.2
Postrotary Nystagmus (PRN) –1.2
CHAPTER 5 Praxis and Dyspraxia ■ 125
ultimately identifi ed four major patterns of dysfunction in praxis, which she labeled as:
1. Somatodyspraxia
2. BIS defi cits
3. Dyspraxia on verbal command
4. Visuodyspraxia (sometimes combined
with somatodyspraxia to be called
visuo-somatodyspraxia )
Mulligan ( 1998 ) subsequently performed factor
analyses using more than 10,000 SIPT profi les
of children evaluated for possible sensory integrative problems. She identifi ed a factor refl ecting generalized sensory integrative dysfunction
and four fi rst-order factors that bear similarity
to Ayres’ dysfunctional groups. Mulligan labeled
the fi rst-order factors:
1. BIS defi cit
2. Dyspraxia (including all praxis tests
except BMC and SPr, even those refl ecting
primarily cortical function, such as Praxis on
Verbal Command)
3. Somatosensory defi cit
4. Visuoperceptual defi cit
More recently, in an exploratory factor analysis using the SIPT and items from the Sensory
Processing Measure, Mailloux and colleagues
( 2011 ) identifi ed patterns similar to those found
by Ayres. They identifi ed patterns of visuodyspraxia, somatodyspraxia, vestibular and proprioceptive bilateral integration and sequencing,
tactile and visual discrimination, and tactile
defensiveness and attention.
Using a somewhat different approach, MayBenson ( 2005 ) examined patterns of practic
dysfunction related to the ideational aspect of
praxis, an area that had not been addressed in
any of the previous pattern analyses of praxis.
She conducted a cluster analysis on three groups
of age- and gender-matched children (children
with motor planning problems alone, with motor
planning and ideational problems, and typical
peers). Tests included those of motor coordination, ideation, motor planning, language, behavior, and executive function. She identifi ed fi ve
cluster groups, two of which refl ected average
and above average skills. Practic defi cits were
identifi ed in the other cluster groups by general
order of severity:
• Generalized dysfunction—low scores on all
tests.
• Dyspraxic group—average ideation scores
but below average motor coordination
and motor planning skills, attention and
behavioral regulation, and average language
skills.
• Ideational dyspraxic group—well below
average ideational skills (below those of
generalized dysfunction), below average
motor coordination and manual motor skills,
but average fi nger tapping and imitation of
hand skills, below average attention and
behavioral regulation, average executive
planning, and above average language skills.
Thus, ideational diffi culties, although clearly
related to motor planning problems, likely represent an additional aspect of dyspraxia.
Ayres ( 1989 ) sought to differentiate among
patterns and subtypes of practic dysfunction as
a step toward developing intervention strategies tailored to the individual child. Additional
research using the SIPT by Ayres, Mailloux, and
Wendler ( 1987 ) and Lai, Fisher, Magalhães, and
Bundy ( 1996 ) strongly suggests that praxis likely
is a unidimensional construct that may practically distinguish between different aspects of
practic defi cit. Using the Rasch analysis, Lai and
colleagues ( 1996 ) found that SIPT praxis tests
associated with BIS were more diffi cult than
those associated with somatodyspraxia, suggesting that BIS may represent a less severe form of
practic disorder and that somatodyspraxia and
BIS may be viewed as two aspects of the same
dysfunction. May-Benson ( 2005 ) suggested that
ideational problems may exist with or without
concomitant motor planning problems. Clearly
sensory-based dyspraxia is manifested in several
ways in different children. Thus, the clearest
interpretation of an individual child ’ s profi le
might be to say that there is evidence refl ecting
generalized sensory integrative dysfunction with
particular defi cits in sensory processing, ideation,
or aspects of motor planning.
Ideational Dyspraxia
Ayres ( 1985 ) stated,
Ideation or conceptualization is central to the
theory of dyspraxia. . . . [It] is a cognitive or
thinking process. Before one can engage purposefully or adaptively with a physical object,
large or small, one must fi rst have the concept of possible person-object interaction. . . .
126 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
Ideational praxis is an essential skill underlying
all use of objects to obtain a goal that may or
may not be independent of the objects. (p. 20)
She further stated that ideation involves conceptualizing the goal for an action and some idea
of how to achieve that goal. Ideation, therefore,
involves both generating a goal and identifying the general steps needed to accomplish that
goal ( Ayres, 1985 ). Further, ideation is largely a
cognitive process that ultimately contributes to
a child ’ s ability to be creative and playful as he
or she interacts with the environment. Ideation
is an important foundational ability for pretend
play as seen in children with ASD ( Rutherford &
Rogers, 2003 ).
Problems in ideation have historically been
thought to occur in children with severe dyspraxia and most often in those with cognitive
or intellectual delays ( Ayres, 1985 ), and little
has historically been known about these children. More recently, May-Benson ( 2005 ) found
that ideational problems existed independent
of motor planning problems and were identifi able in nearly half of her population of children with dyspraxia, indicating that ideational
diffi culties are more prevalent than previously
believed. Children with ideational problems were
found to have fewer or less complex ideas for
actions. In addition, in examining the characteristics of children with ideational problems, MayBenson ( 2005 ) further found that a subgroup had
above-average intelligence and language skills,
thus indicating that although ideational diffi culties may occur in individuals with cognitive defi -
cits, it is not a necessary condition for ideational
dyspraxia.
Characterizing ideational defi cits in children
relies heavily on what has been observed clinically. Literature relative to ideational defi cits
in adults is presented in the text that follows,
and many of the characteristics described here
are extrapolated from this knowledge base
( May-Benson, 2000 ). Children with ideational
defi cits are often observed to have diffi culty
knowing what to do, even with familiar toys
and objects. They may stand and watch others,
avoid participation in free play activities, or be
followers instead of leaders. They have a limited
repertoire of actions with which to interact with
the world, and they tend to repeat those actions
instead of trying new ways to approach a task.
They do not recognize which actions are afforded
by which object properties and, therefore, often
use objects in inappropriate ways. Play skills are
observed to be particularly diffi cult for children
with ideational problems. They have diffi culty
representing objects; thus, creative or imaginative play is adversely impacted. Some children
with ideational problems may do well with structured play, such as sports, but have diffi culties
with free-play situations. Some children with
ideational problems, such as Alyssa, use their
imagination to tell stories but struggle with conceptualizing ways to act on objects. In Alyssa ’ s
case, her high intelligence may have supported
her story making and language abilities, but she
could not engage in dynamic physical interactions using her body. She was intelligent enough
to know that she did not perform as well as her
peers and compensated by seeking younger companions and sedentary play.
Somatodyspraxia
Somatodyspraxia is characterized by poor planning of both movements that are anticipatory and
feedforward-dependent as well as actions that
depend on sensory feedback. Therefore, children with somatodyspraxia exhibit diffi culties
with planning the same kinds of tasks that are
problematic for individuals with defi cits in BIS
as well as some generally easier tasks ( Ayres,
1989 ). Children with somatodyspraxia generally
show a characteristic pattern of test scores on the
SIPT and clinical observations ( Ayres, 1989 ).
Low scores commonly noted on the SIPT are
PPr, BMC, SPr, and OPr. Alyssa had low scores
on all these measures. Constructional Praxis
(CPr) and Praxis on Verbal Command (PrVC)
scores may also be low, as may DC and MAC,
refl ecting problems in visual spatial skills. Motor
skills that are often diffi cult for individuals with
somatodyspraxia include the ability to assume
supine fl exion, sequential fi nger touching, the
ability to perform rapid alternating movements
(diadokokinesis) (see Chapter 9 , Using Clinical
Observations within the Evaluation Process), and
in-hand manipulation skills ( Exner, 1992 ). Alyssa
demonstrated most of these diffi culties. Further,
interviews with parents and teachers often report
diffi culties related to daily routine. Delays in the
acquisition of self-care skills, poor organization,
diffi culty manipulating and assembling toys, and
strained relationships with siblings or playmates
(or a history of these) are commonly reported.
CHAPTER 5 Praxis and Dyspraxia ■ 127
For somatodyspraxia to have a sensory integrative basis, it must be accompanied by evidence
of poor somatosensory and sometimes vestibular
or proprioceptive processing. Alyssa and many
others with somatodyspraxia have low scores on
tactile tests of the SIPT, including Manual Form
Perception, Finger Identifi cation, and Localization of Tactile Stimuli. Because defi cits in BIS
based in poor vestibular and proprioceptive
processing seem to represent a higher level of
practic dysfunction than somatodyspraxia ( Lai
et al., 1996 ), it is reasonable to suspect that many
clients with somatodyspraxia will also have diffi culty with measures of vestibular and proprioceptive processing. In addition, some children
with somatodyspraxia demonstrate visual-spatial
problems resulting in a visuo-somatodyspraxia.
Bilateral Integration and Sequencing
(BIS) Defi cits
BIS problems appear to be a relatively mild form
of practic disorder; thus, BIS defi cits are generally subtle. They involve poorly coordinated
use of the two body sides, defi cits in performing sequences of movement, and usually poor
postural-ocular skills. BIS defi cits that are
sensory integrative in nature are hypothesized to
refl ect impaired processing of vestibular and proprioceptive sensations and to have their foundation in poor postural-ocular skills ( Ayres, 1985 ;
Mailloux et al., 2011 ). Although literature supporting a direct neurophysiological link between
vestibular dysfunction and bilateral coordination
skills is minimal, there is support for a relationship between vestibular functioning and postural mechanisms ( Lin et al., 2012 ; Majernik,
Molcan, & Majernikova, 2010 ; Peterka, Statler,
Wrisley, & Horak, 2011 ). Further, vestibular
inputs are important for the use and integration
of many postural refl exes, such as the tonic labyrinthine refl ex and asymmetrical tonic neck
refl ex, among others ( Kandel et al., 2012 ).
Bilateral coordination diffi culties are routinely found in conjunction with diffi culties
with projected action sequences or anticipatory
actions involving timing and movement through
space. Projected action sequences, which include
actions such as running across a fi eld to catch
a ball, have their basis in vestibular and proprioceptive inputs and rely heavily on the integration of visual and movement sensory inputs
( Schaaf et al., 2010 ). Therefore, during clinical
observations, a child who has BIS defi cits may
demonstrate right–left confusion; poor lateralization of hand function; avoidance of midline
crossing; and poor ability to do motor skills
such as skipping, jumping jacks or stride jumps,
riding a bicycle, catching or throwing a ball,
cutting with scissors, or stabilizing one ’ s paper
when writing. Oculo-motor diffi culties, such as
problems with visual tracking, convergence, and
saccades, are routinely found with this problem.
On the SIPT ( Ayres, 1989 ), scores on BMC and
SPr are generally low in conjunction with low
scores on PRN and SWB. Ayres also found low
scores on GRA and OPr to be associated with
defi cits in BIS as they involve motor sequencing. These measures are described more fully in
Chapter 8 (Assessment of Sensory Integration
Functions Using the Sensory Integration and
Praxis Tests). Dalton ’ s SIPT scores refl ect this
pattern. His lowest scores were on BMC and SPr,
and he had diffi culty with all clinical observations that refl ect BIS. Other motor assessments
may refl ect diffi culties in balance skills, ball
skills, and gross and fi ne motor coordination tasks
(see Fig. 5-2 ).
HERE ’ S THE POINT
• Patterns of practic dysfunction remain
relatively consistent across studies and include
somatodyspraxia, BIS problems, ideational
dyspraxia, and related visuopraxis and visuospatial defi cits.
FIGURE 5-2 Children with BIS may have diffi culty
coordinating their upper extremities to push and pull
themselves while on a scooter.
128 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
• Children with ideational problems have
diffi culties generating goals for ideas and
some idea of how to achieve the goal.
• Children with somatodyspraxia typically
have problems with processing tactile and
proprioceptive sensory inputs and have
diffi culties with motor planning, which may
be seen in conjunction with visual-spatial or
visuopraxis problems.
• Children with BIS diffi culties have problems
processing vestibular-proprioceptive inputs and
have diffi culties coordinating two parts of the
body, sequencing actions, and anticipating
actions.
Neuroanatomical Bases of Praxis
The neuroanatomical aspects of the sensory
systems are described in Chapter 4 (Structure
and Function of the Sensory Systems). This
section examines the neuroanatomical underpinnings specifi c to praxis and discusses areas of
the brain thought to be involved in conceptualizing, planning, sequencing, and initiating action,
all important components of praxis. Although
many regions of the brain contribute to praxis,
there are no neuroanatomical loci clearly and
uniquely implicated in developmental dyspraxia.
Diffi culty localizing a specifi c neurological
“substrate” or “locus” for developmental clumsiness supports the viewpoint posited by Luria
( 1963, 1980 ), Tracy and colleagues ( 2003 ), and
Hardwick and colleagues ( 2013 ) that praxis is
dependent upon a complex functional system or
network involving cortical and subcortical structures with different brain structures participating
in different phases of motor learning.
Despite the absence of a clearly defi ned praxis
loci or pathway, there are, nonetheless, functional
and structural differences identifi ed by lesion
studies, motor learning studies, and by functional
magnetic resonance imaging (fMRI) and diffusion tensor imaging (DTI) in typical adults and
in adults with apraxia. However, although we
can draw upon this information, it is likely that
the mechanisms underlying developmental dyspraxia are not the same as those in the adult with
known acquired brain injury.
In the next section, brain structures believed
to be associated with ideation, planning, and execution of action are examined.
Ideation
Ideation has been identifi ed as a cortical function that involves conceptualization of “knowing
what to do” in motor actions ( Jeannerod &
Decety, 1995 ), but the process of ideation is still
not well understood. In adult apraxia, ideational
apraxia is described variably as a problem in
both pantomiming and imitating object use or
as a problem with sequential use of objects; in
both cases, the primary defi cit is believed to be
a problem with having the “idea” or conceptualization of the motor action ( Roy et al., 2014 ).
In children, ideational defi cits are viewed more
broadly as a defi cit in generating a goal for an
action and some idea of how to achieve the goal
( Ayres, 1985 ). May-Benson ( 2001 ) proposed that
the ability to generate ideas for action was the
result of interactions of the person with objects or
the environment. Ideas for action were thought to
originate, in part, from external sensory stimuli
and internal models or memories of past experiences. The abilities to represent motor actions
and generate motor images were identifi ed as
vital components of the ideation process ( Brooks,
1986 ; Gentsch, Weber, Synofzik, Vosgerau, &
Schütz-Bosbach, 2016 ). Cognitive functions of
knowledge of objects, knowledge of actions,
knowledge of serial actions, and knowledge of
appropriate object-action interactions were identifi ed as being necessary for the effective development of ideas for actions ( Roy et al., 2014 ).
As with praxis in general, ideation cannot be
localized to one area of the brain. Studies with
adults with strokes who have apraxia and associated ideational defi cits demonstrate damage
to the left hemisphere ( Harrington et al., 2000 ).
Malkani and Zadikoff ( 2011 ) proposed that ideational apraxia in adults was related to damage
to the left parietal-occipital (region around where
the parietal and occipital lobes meet) and parietotemporal regions (region around where the parietal and temporal lobes meet) of the brain as well
as possible areas in the left frontal regions (see
Fig. 5-3 ). Importantly, these regions correspond
to visual-somatosensory and visual-auditory
integration areas. Thus, primary sensory areas, in
particular the left parietal areas, receive sensory
inputs, and association areas integrate information and establish necessary spatial-temporal
information for action. The prefrontal cortex
plays a major role in setting goals and is active
when we perform (or even imagine performing)
CHAPTER 5 Praxis and Dyspraxia ■ 129
complex, goal-directed sequences of movements,
particularly in novel situations ( Fuster, 2008 ).
The supplemental motor area (SMA) organizes
actions and is proposed to be involved in goal
recognition and motor imaging of actions. Indirect connections for ideation with the limbic
system, basal ganglia, and cerebellum may also
play some role in accessing information for idea
generation, imaging, organization of action, and
initiation ( May-Benson, 2001 ). Future research
using brain imaging technology is needed to specifi cally examine which structures are involved
in ideation.
Planning, Motor Learning,
and Execution
Various aspects of the brain are involved in
motor planning and motor learning. In a quantitative meta-analysis and review of the functional
imaging literature of motor learning in typically functioning right-handed adults, a bilateral
cortical-subcortical network was consistently
found to underlie motor learning ( Hardwick
et al., 2013 ). Brain regions in this network
included the dorsal premotor cortex (dPMC),
SMA, primary motor cortex, primary somatosensory cortex, superior parietal lobe, thalamus, putamen, and cerebellum ( Hardwick et al.,
2013 ). Further, activity in the basal ganglia and
cerebellum was stronger for sensorimotor tasks
that emphasized the learning of novel movement
kinematics and dynamics. Consistent activation
of the left dPMC across multiple activities suggested it plays a critical role in motor learning.
Both the lateral premotor cortex (lPMC) and
medial SMA play important roles in the translation of a movement strategy into movement
tactics (the “how to do it”) ( Purves et al., 2012 ),
selection of appropriate movements ( ShumwayCook & Woollacott, 2011 ), and other features
of motor planning ( Hardwick et al., 2013 ).
The lPMC is active when movement occurs in
response to external events (e.g., a driver stops
when a traffi c light changes from green to red)
( Shumway-Cook & Woollacott, 2011 ). The SMA
depends primarily on proprioceptive inputs and is
activated when action is self-initiated ( ShumwayCook & Woollacott, 2011 ). The PMC has also
been shown to play a role in the preparation
and anticipation of movement ( Lohse, Wadden,
Boyd, & Hodges, 2014 ; Purves et al., 2012 ). See
FIGURE 5-3 Regions of the cortex showing the parietal, occipital, temporal, and frontal lobes, as well as the
primary motor, primary sensory, and prefrontal regions.
Temporal
lobe
Prefrontal
area
Premotor area
Supplementary
motor area
Auditory
association
area
Visual association
area
Visual
cortex
Frontal
lobe
Occipital
lobe
130 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
the box, Here ’ s the Evidence, for more information regarding the work by Lohse and colleagues.
Areas 5 and 7 of the parietal cortex (see Fig. 4-7
for details of these numbered Brodmann ’ s areas)
are other major sites of convergence of bilateral
somatosensory inputs from the body with input
from other sensory systems ( Dijkerman & De
Haan, 2007 ). Indirect vestibular signals may also
project to area 5. There is evidence that cells
in area 5 begin fi ring before movement is initiated and then continue to fi re even under conditions of deafferentation and immobilization of
joints ( Dijkerman & De Haan, 2007 ). This suggests that some of these cells may play a role in
planning active movement ( Kandel et al. 2012 ).
Area 5 has close connections with precentral
motor areas, including the SMA, further suggesting a role of proprioceptive inputs to motor planning ( Kandel et al., 2012 ). Activity is also shown
in area 7A of the parietal cortex (superior parietal
lobule or SPL) during motor learning. Hardwick
and colleagues ( 2013 ) suggested that the superior
parietal lobe integrates visual and somatosensory
inputs and routes these multimodal outputs to the
dPMC, a key hub for motor learning.
The basal ganglia receives signifi cant input
from the SMA and, via the thalamus, projects
back to this region. The basal ganglia participates
in the initiation of movement, but its role may
be dependent on context—that is, it may play
its role when movements are complex enough
to require sequencing (Lundy-Ekman, 2013).
Although basal ganglia neurons are active at the
onset of movement, their activity increases after
movement initiation. Thus, the basal ganglia
are most important in the completion of movement. The functions of the basal ganglia are not
limited to motor behavior and include emotional,
motivational, and associative, as well as cognitive functions (Lundy-Eckman, 2013; Nelson &
Kreitzer, 2014 ). The ventral system of the basal
ganglia receives information primarily from the
limbic system. These connections may subserve
motivation and emotion important to praxis.
The cerebellum receives primary sensory
inputs from the vestibular system and has a major
role in both the planning and execution of coordinated movement. It serves to compare actual
and expected sensory outcomes of movements
and determines if changes to the motor command
must occur to achieve the desired response.
The cerebellum regulates the timing and force
of movements to allow smooth, accurate, and
rapid movements through feedforward control
of muscle contractions ( Kandel et al., 2012 ), and
plays an active role in motor planning.
Ito (2012) suggested that cerebral cortical
models of movements and actions are developed
during the initial learning of motor actions. He
posited that internal cerebellar models or action
schemas are developed based on body schemas
(continually undated maps of one ’ s body shape
and posture) and motor schemas (one ’ s longterm memories of movement that are retrieved
and control further complex actions and motor
skills). Research by Schmahmann, Anderson,
Newton, and Ellis ( 2002 ) found that the cerebellum also plays a vital role in cognition skills,
such as constructing “intentional representations
of the world and our bodily activities in the
world.” These authors stated that the cerebellum
is essential for an individual ’ s ability to fully
realize self-conscious sensorimotor experiences.
This viewpoint is consistent with SI theory that
one must “internalize” body actions to effectively and adaptively move in the environment.
In addition, the ability to represent one ’ s world
and actions is believed to be vital for the development of ideational abilities. Other researchers have found that the cerebellum also plays a
role in neurocognitive development, executive
HERE ’ S THE EVIDENCE
In a recent review (meta-analysis) of skill acquisition in healthy adults using neuroimaging as
a function of length of practice, Lohse and colleagues ( 2014 ) reported that across time scales,
there were consistent decreases in activity in
the prefrontal and premotor cortex, the inferior
parietal lobes, and the cerebellar cortex, indicating that these areas may be most important in
the earlier learning phase. Similarly, across time,
increases were noted in the supplementary and
primary motor cortex and dentate nucleus. At
the longest time scale, increases were seen in the
posterior cingulate gyrus, primary motor cortex,
and striatum (putamen and globus pallidus).
Further, activity in the striatum was more rostral
in the medium time scale and more caudal in
the longer time scale. These data support the
fact that both a cortico-cerebellar system and a
cortico-striatal system are active but at different
time points during motor learning.
CHAPTER 5 Praxis and Dyspraxia ■ 131
functions, working memory, attention, and emotional regulation, all of which can infl uence our
motor performance and ability to develop practic
skills ( Koziol et al., 2014 ).
The motor cortex provides a mechanism for
the execution of the movements that are selected
when performing a voluntary action. Neurons
in the primary motor cortex receive and encode
ongoing input about the speed, direction, and
velocity of movement ( Kandel et al., 2012 ). This
feedback comes from somatosensory input to
the thalamus as well as intracortical projections
from the primary sensory cortex. Information
from the primary motor cortex (M1), the PMC,
and the primary sensory cortex is transmitted to
the muscles for execution via the corticospinal
and corticobulbar pathways. Corticospinal fi bers
synapse in the spinal cord with lateral (lateral
corticospinal fi bers) and medial (ventral corticospinal fi bers) motor neurons, carrying signals to
muscles that will execute the motor command.
The motor system relies on a continuous fl ow of
sensory information describing the environment,
the position and orientation of the body and
extremities, and mechanical information about
muscle contraction both before and during task
performance. In addition, for volitional movement to occur, integration between and among
brain structures responsible for all levels of
motor output is required .
Neuroimaging Findings in Children
with Dyspraxia or DCD
Although there has not been fMRI research conducted with children with dyspraxia (defi ned
using the SIPT), several recent studies have
examined neural correlates in children with DCD
(reviewed in Zwicker, Missiuna, Harris, & Boyd,
2012 ). These studies indicated that there were
neural differences in activation in various brain
structures as well as different patterns of networks, with some areas or connections increased
and others decreased. Differences between children with DCD compared with those in a control
group were present in both motor and nonmotor tasks. Researchers looking at children with
DCD suggested possible somatosensory, proprioceptive, or internal models or body scheme
impairments in this population. This view is
remarkably similar to the hypotheses put forth
by Ayres ( 1972b ) in her early work.
HERE ’ S THE POINT
• Praxis is dependent on a complex functional
neural system including the motor cortex,
somatosensory cortex, prefrontal cortex,
premotor area, parietal lobe, basal ganglia, and
cerebellum.
Related Diagnoses
and Terminology
The term dyspraxia is used often, but not exclusively, to describe a sensory integrative-based
praxis disorder—that is, not all children who
have dyspraxia have sensory integrative dysfunction. In fact, Ayres ( 1985 ) described some
children as having dyspraxia even though their
diffi culties were not based on poor sensory processing. To further complicate matters, a child
diagnosed with sensory integrative-based dyspraxia by an occupational therapist may be diagnosed differently by another professional as not
all disciplines evaluate sensory processing.
Related Diagnoses
Common related diagnoses include DCD ( American Psychiatric Association, 2013 ) and DAMP
(defi cits in attention, motor control, and perception) ( Gillberg, 2003 ). Although we cannot
assume that sensory integrative-based dyspraxia,
DCD, or any other related diagnoses refer to the
same condition, the terms are all used in studies examining children ’ s motor skills, and there
are similarities in characteristics across diagnoses. Gubbay ( 1975 ) fi rst described the problems
of “clumsy children,” also referred to as children with “developmental apraxia.” He believed
that clumsy children had diffi culty performing
skilled, purposeful movements not related to
primary sensory, motor, or cognitive defi cits.
Instead, Gubbay ( 1985 ) noted that 50% had pre-,
peri-, or neonatal complications, a fi nding confi rmed by May-Benson, Koomar, and Teasdale
( 2009 ). Recent research has shown that preterm
birth and low birthweight are also strong risk
factors for DCD ( Zhu, Olsen, & Olesen, 2012 ;
Zwicker, Yoon, et al., 2013 ). Similar to Gubbay ’ s
early description of clumsy children, Zwicker,
Harris, and Klassen ( 2013 ) reported a DCD
prevalence of 5% to 6% in school-aged children,
132 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
although this varied depending on the diagnostic
criteria and familiarity of professionals with the
condition. Also similar to Gubbay is the fi nding
that DCD is two to seven times more common
in boys than girls ( American Psychiatric Association, 2013 ). Piek and Coleman-Carman ( 1995 )
found that children with DCD performed signifi -
cantly poorer on a test of kinesthetic perception
and movement than matched control subjects,
which is similar to the tactile-kinesthetic impairments that Ayres ( 1972a, 1985 ) described in children with dyspraxia. In other diagnostic systems,
the International Classifi cation of Diseases and
Related Health Problems ( ICD-10; World Health
Organization [WHO], 2010 ) includes a diagnosis of “specifi c developmental disorder of motor
function” in which clumsiness is the key feature. The main feature is a serious impairment
in motor coordination development that is not
explained by intellectual delays. The draft version of ICD-11 uses the broader term of developmental motor coordination disorder, which is
marked by “severely impaired coordination . . .
in the context of otherwise normal development
of cognitive and social skills.”
Many studies have reported an overlap
between attention defi cit-hyperactivity disorder
(ADHD) and DCD ( Kirby, Sugden, & Purcell,
2014 ). Children who are impulsive and distractible may often fall or bump into objects and
appear clumsy because they are not paying attention to what they are doing, but may not have
motor planning problems. In Scandinavia, DAMP
is indicated when there are concomitant defi cits
of attention or hyperactivity and DCD ( Gillberg,
2003 ). Landgren and colleagues ( 1996 ), studying
a group of 589 children who were 6 years old,
found that up to 75% of children with DAMP
could also be diagnosed with ADHD. Those with
DAMP had more defi cits in perception and motor
function, whereas impulsivity was most indicative of children with ADHD alone. BrossardRacine, Shevell, Snider, Belanger, and Majnemer
( 2012 ) examined a cohort of 49 children newly
diagnosed with ADHD, in which 73.5% of the
children were identifi ed with motor impairment
at baseline that persisted, even after medication,
in 55% of the sample. In a retrospective study of
309 children with ADHD, Mulligan ( 1996 ) found
that the Postural Praxis test of the SIPT was one
of the lowest scores (mean z-score –1.36) of this
group, although the SIPT praxis tests as a whole
did not differentiate children with ADHD from
children with other diagnoses.
Praxis and Autism Spectrum Disorders
Another diagnosis that has received considerable
attention in recent years in motor performance
literature is that of ASD. Individuals with ASD
have a range of motor impairments including
diffi culty with balance, posture, gait, gross motor
skills, fi ne motor skills, and motor planning
and praxis ( Miller-Kuhaneck & Watling, 2010 ).
Although motor symptoms are not considered a
core symptom of ASD in the DSM-5 ( American
Psychiatric Association, 2013 ), these symptoms
are highly prevalent in individuals with ASD
( Hilton, Zhang, White, Klohr, & Constantino,
2012 ; Miller-Kuhaneck & Watling, 2010 ) and
are present from infancy ( Esposito & Venuti,
2008 ; Landa & Garrett-Mayer, 2006 ; Ozonoff
et al., 2008 ). Fournier and colleagues ( 2010 )
conducted a meta-analysis on studies examining
motor diffi culties in individuals with ASD and
found large effect sizes for a wide range of motor
behaviors across all ages. The investigators suggested that motor coordination defi cits should be
considered a cardinal feature of ASD. Mostofsky and colleagues ( 2006 ) found that children
with ASD performed more poorly than those in
a control group on multiple aspects of praxis.
Similarly, Dziuk and colleagues ( 2007 ) found
that children with ASD showed impairments
in motor planning as measured by imitation,
gesture production, and tool use, and that these
practic impairments could not be accounted for
by basic motor impairment. Because of the close
relationship between impairments in praxis and
social-communication and behavioral features of
autism, Dziuk and colleagues also suggested that
dyspraxia should be considered a core feature of
ASD. Supporting this, MacNeil and Mostofsky
( 2012 ) have suggested that praxis impairments,
versus general motor impairments, are unique to
autism.
Since Ayres’ ( 1965, 1972b ) initial formulations on the role of somatosensation in the development of adequate body schema necessary for
motor planning, the SIPT has been used to assess
praxis in children with ASD in several studies.
Roley, Mailloux, Parham, Schaaf, Lane, and
Cermak ( 2015 ) found that children with ASD
had low scores on tests of postural, oral, and
sequencing praxis, as well as low scores on the
CHAPTER 5 Praxis and Dyspraxia ■ 133
somatosensory test involving tactile discrimination and kinesthetic awareness. The mean scores
for children with ASD were more than a standard deviation below that of the control group,
suggesting defi cits in both tactile processing
and praxis. Similarly, Williams and colleagues
( 2006 ) found that four of six measures of tactile
and kinesthetic perception differentiated children
with high functioning autism from their typically developing peers, indicating tactile perceptual impairments. In contrast, using a different
measure of tactile perception, O’Riordan and
Passetti ( 2006 ) did not fi nd a signifi cant difference in tactile discrimination (texture discrimination; Von Frey hairs) between individuals with
and without autism. Abu-Dahab and colleagues
( 2013 ) reported mixed fi ndings; children and
young adults with high functioning autism did
not perform differently from those in a control
group on simple tactile tests (simple touch, sharp
dull discrimination, or fi ngertip writing), but they
did show signifi cantly lower scores on tests of
stereognosis and fi nger recognition. Given the
fi ndings of these studies, it is likely that some,
but not all, children with ASD and poor praxis
also have poor somatosensation or that some
children with ASD demonstrate adequate tactile
perception for simple tasks but show impairments on the more complex tactile perception
tasks.
In addition to differences in somatosensory
processing and praxis functions, various neural
and genetic differences related to motor performance have been noted in children with ASD.
Functional imaging studies in individuals with
ASD have identifi ed abnormalities within brain
structures (and connections between brain areas)
related to motor performance including larger
total brain, cerebellar, and caudate nucleus
volumes with reduced corpus callosum ( Stanfi eld et al., 2008 ). Functional MRI studies also
have shown different patterns of neural activity
in individuals with ASD in areas of the brain
related to motor control and motor learning
( Verhoeven, de Cock, Lagae, & Sunaert, 2010 ;
Zwicker, Missiuna, Harris, & Boyd, 2010 ). Thus,
there appears to be a neurobiological basis for
the motor impairments that are noted in children
with ASD. Lastly, Hilton and colleagues ( 2012 )
found a high degree of correlation between
motor impairment scores and severity of autism
in concordant identical twins in comparison with
nonidentical concordant siblings, suggesting a
genetic contribution to motor impairment.
HERE ’ S THE POINT
• Diagnostic terms related to praxis and dyspraxia
may vary by discipline.
• DCD and DAMP have overlapping symptoms.
• Research on motor and praxis skills in related
diagnoses may inform understanding of
dyspraxia.
Dyspraxia Across Ages
Little research is available on the specifi c impact
of dyspraxia on the daily living skills of children.
Numerous studies, however, document the developmental, motor, play, and daily life diffi culties
of children with DCD. As there is much overlap
between DCD and dyspraxia, much information in the following section will be drawn from
studies on children with DCD.
Early Childhood
Young children with dyspraxia often demonstrate
a history of early developmental challenges.
May-Benson and colleagues ( 2009 ) examined the
early developmental characteristics of 1,000 children with sensory processing disorders. Although
not examining dyspraxia specifi cally, they found
that 43% of children with sensory processing
problems had atypical crawling development,
meaning they either crawled very early or late or
for a brief period, all potential indicators of inadequate praxis. Parents also frequently reported
that children with sensory processing problems
had diffi culties with colic, jaundice, strong preferences for certain positions, and hesitancy when
learning to navigate stairs. Additionally, parents
of children with sensory processing problems
reported that 33% of these children were not
saying words by age 12 months, 31% experienced eating problems, 32% had sleeping problems, and 45% were reported to not go through
the “terrible twos.”
Functionally, diffi culties in praxis for very
young children are most often found in delays
or diffi culties in development of ADLs such as
self-care (e.g., fastening buttons, blowing the
nose). They may also struggle with manipulating
134 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
toys and engaging in independent play activities
(e.g., puzzles, cutting and pasting, coloring, and
playground equipment). Asonitou and colleagues
( 2012 ) found signifi cant relationships among
cognitive, motor, and manual dexterity skills in
5- and 6-year-old preschool children with and
without DCD. Consistent with literature on older
children with clumsiness, these preschoolers
with DCD performed more poorly than typical
peers on all motor and cognitive tasks with signifi cant differences in gross and fi ne motor skills
and developmental play skills. Engel-Yeger
(2015) further found that frequency of engagement and social interaction in play was signifi -
cantly different as children with coordination
diffi culties spent more time as onlookers, or in
transition, than typically developing peers. Children with DCD are also reported to be involved
more frequently in an aggressive incident and
show a higher frequency of negative affect than
the control children during play ( Kennedy-Behr,
Rodger, & Mickan, 2011 ).
Dyspraxia or DCD also may be related to
a variety of social-emotional diffi culties. In a
recent questionnaire, parents of preschool children with DCD reported their children were less
independent than peers and showed less enjoyment while participating in play, leisure activities, social interaction, and educational tasks
( Bart, Jarus, Erez, & Rosenberg, 2011 ). Further,
motor ability was found to be related to anxiety,
depression, and emotional recognition in young
preschool children with DCD ( Piek, Bradbury,
Elsley, & Tate, 2008 ).
School Years
Elementary school often marks a turning point
for children with dyspraxia. Problems become
even more obvious as the requirements of daily
events at home and school increase. Skill areas
of self-care (particularly dressing), bathing and
personal hygiene, toileting, and eating become
areas of diffi culty (Engel-Yeger, 2015). Morning
routines may turn into battles as the time
required for dressing and other self-care activities lengthens, requiring children to receive help,
be late for school, or arise very early. Furthermore, problems with completing daily routines
were found consistently across families and cultures ( Summers, Larkin, & Dewey, 2008 ). Also,
as children get older, they may be required to
participate in activities they previously avoided.
Parents in this study reported that although older
children were expected to participate more independently in the daily routine, parents provided
more structure and assistance to children with
DCD, and the parents’ expectations of independent performance were lower. Children with
DCD required consistent prompting and more
structure to complete morning tasks within the
allotted time. Children with DCD were reported
to be happier on weekends and holidays when
demands were more relaxed. Parents may
become frustrated by the child ’ s inconsistency in
performance and may attribute problems to carelessness or laziness ( Morris, 1997 ).
Diffi culties playing ball games, getting
dressed, and participating in organized sports
are issues that are frequently cited for children
with DCD at this age ( Magalhães, Cardoso, &
Missiuna, 2011 ). Play skills such as bike riding,
skipping rope, and ball activities often are performed with diffi culty. Finally, organized sports
and physical education become increasingly
important, and children with dyspraxia often
experience diffi culty in these areas. Boys
with DCD were found to be lonelier and have
less participation in group physical activities
( Poulsen, Ziviani, Cuskelly, & Smith, 2007 ). In
a cross-cultural study, Cermak, Katz, Weintraub,
Steinhart, Raz-Silbiger, Munoz, and Lifshitz
( 2015 ) reported that these lower levels of participation and decreased physical activity were associated with decreased fi tness and an increased
risk of obesity in children with DCD. Overall,
studies of quality of life in children report signifi cantly poorer results in physical, psychological, and social functioning in children with
DCD compared with peers ( Zwicker, Harris, &
Klassen, 2013 ). Further, Mandich, Polatajko, and
Rodger ( 2003 ) reported that children with DCD
were often bullied, teased, and left out of peer
groups because of their motor diffi culties. These
experiences resulted in feelings of incompetency,
which negatively impacted their self-esteem.
By the third and fourth grades, a dramatic
increase in the demand for written output occurs,
and many children experience diffi culty with
handwriting and art projects that involve cutting,
coloring, pasting, and assembling. Levine ( 1987 )
fi rst used the term developmental output failure
to describe the problem of children who could
not produce suffi cient academic work to meet
CHAPTER 5 Praxis and Dyspraxia ■ 135
expectations. Output failure may be caused by
poor visual-motor coordination, form and space
perception, motor planning or motor memory,
fi ne motor skill, organization or sequencing, or
somatosensory processing. Failure to keep up
with the amount of work required may result in
a decline in grades, motivation, and self-esteem
( Levine, 2003 ). McHale and Cermak ( 1992 )
determined from observations in second, fourth,
and sixth grade classrooms that 30% to 60% of
the school day was devoted to fi ne motor tasks.
Writing was the predominant fi ne motor task,
used for copying text, taking notes, drawing,
writing from dictation, creative writing, and completing worksheets and workbooks. Magalhães
and colleagues ( 2011 ) had identifi ed handwriting
as problematic in children with DCD. Handwriting problems may be characterized by illegibility that results from disorganized or nonuniform
letters, improper spacing, inappropriate slant, or
poor stroke quality ( Goldstand, Gevir, Cermak, &
Bissell, 2013 ). Problems in these areas are major
reasons why school-aged children are referred
for occupational therapy ( Goldstand et al., 2013 ).
As pressure mounts for handwriting to be introduced to children at younger ages, it is likely that
these diffi culties will become increasingly prevalent in our schools.
Adolescence and Adulthood
Historically, parents were told that children with
coordination diffi culties would outgrow them;
however, several follow-up studies found motor
skill defi cits identifi ed at age 5 years persisted
into adolescence ( Cantell, Smyth, & Ahonen,
1994 ; Cousins & Smyth, 2003 ; Losse et al.,
1991 ), with poorer motor skills, lower academic
achievement, lower IQ scores, and more behavior problems reported in these children compared
with typical peers. Another follow-up study of
16-year-olds with DAMP found more speech and
language disorders, longer reaction times, greater
clumsiness, and higher rates of accidents resulting in bone fractures than adolescents who had
no history of DAMP ( Hellgren, Gillberg, Gillberg, & Enerkskog, 1993 ). Additionally, executive functioning, including working memory and
the ability to plan goal-directed tasks, is a key
area of dysfunction for young adults with motor
coordination diffi culties ( Kirby, Edwards, &
Sugden, 2011 ). Behaviorally, problems with
praxis may be manifested in tasks such as diffi culty managing money, planning ahead, organizing and fi nding things in their room, and time
management.
In adulthood, dyspraxia may limit career
and avocational choices. Dysfunction in both
academic and motor realms is likely to infl uence future roles and feelings of competence,
impeding the ability to explore various available options. Adults identifi ed as very clumsy
as children had jobs requiring less manual dexterity than peers ( Knuckey & Gubbay, 1983 ),
reported lower quality of life and life satisfaction than typical peers ( Hill, Brown, & Sorgardt,
2011 ; Kirby, Williams, Thomas, & Hill, 2013 ),
and reported several health-related problems
including high levels of anxiety and depressive
symptoms.
Lastly, certain functional activities present
particular challenges for adolescents and adults
with DCD. Cantell and colleagues ( 1994 ) found
that adolescents with motor coordination problems had fewer hobbies than peers and were
less likely to engage in sports ( Hay & Missiuna,
1998 ). Daily living skills may be impacted as
well, but driving presents the greatest diffi culty.
Fewer adults with DCD learn to drive compared
with those without the disorder, and those who
did drive showed diffi culties with distance estimation and parking ( Kirby et al., 2011 ), regulating speed while driving, and in coping with
distractions ( de Oliveira & Wann, 2011 ).
Behavioral and Social-Emotional
Characteristics of Children
with Dyspraxia
Many children with dyspraxia are aware of what
they can and cannot do and avoid diffi cult situations. Shaw, Levine, and Belfer ( 1982 ) found
children with learning disabilities and poor
motor coordination had more problems with
self-esteem than did children with learning disabilities and no motor problems. They named
this phenomenon “developmental double jeopardy.” Stephenson and Chesson ( 2008 ) conducted a survey of individuals seen 6 years prior
for motor problems. Of the 35 respondents, 28
(80%) reported that motor problems persisted,
with 22 of 28 also reporting behavioral and emotional problems. Of the seven children without
persisting motor diffi culties, only one reported
136 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
social and emotional problems. Interviews with
12 parents of children from the study described
their child as having emotional problems, manifested through anger, frustration, unhappiness,
distress, depression, low self-esteem, embarrassment, and shyness. “Opting out” behaviors were
described by most mothers. Further, mood disorders frequently accompany DCD. Higher levels
of self- and parent-reported depression are seen
in children with DCD, especially when the child
is a victim of bullying ( Lingam et al., 2012 ).
Many studies have suggested higher levels of
anxiety and lower levels of self-worth ( Lingam
et al., 2012 ; Pearsall-Jones, Piek, & Rigoli, 2011 ;
Pratt & Hill, 2011 ). Poulsen and colleagues
( 2007 ) found children with DCD reported higher
levels of loneliness and lower participation in all
group activities, whether structured (team sports)
or unstructured (informal outdoor play). Moreover, the extent of the child ’ s incoordination
related to his or her loneliness. In a large prospective cohort, Lingam, Golding, and Jongmans
( 2010 ) found that children with DCD were more
likely than their peers to have diffi culty making
and maintaining friendships. Engel-Yeger ( 2015 )
further reported that children and adolescents
with DCD have lower levels of participation
in home, school, and community settings, and
Zwicker, Harris, and colleagues ( 2013 ) found
that lack of skill in motor performance often
leads to poor self-concept, limited social participation, and reduced quality of life.
Cognitive and Executive Function
“As movement assumes meaning, the child
learns to motor plan or how to cortically direct
his movements” ( Ayres, 1972b , p. 170, italics
added). Although Ayres ( 1972b ) emphasized the
roles of sensory processing and body scheme in
motor planning, she also stressed the importance
of cortical and subcortical processing and indicated that the brain required a variety of information to plan actions. In regards to cortical
functions, the relationship of intelligence to dyspraxia has been the source of considerable disagreement. Historically, children with dyspraxia
were identifi ed as having normal intelligence with
the single most important diagnostic criterion for
dyspraxia being poor visual-spatial ability and
a signifi cantly lower (less than standard deviation [SD]) performance than verbal IQ score
( Gubbay, 1985 ). Similarly, Smits-Engelsman
and Hill ( 2012 ) found that only 19% of variance
in motor performance scores was explained by
IQ scores in children with varying degrees of
intellectual ability and that 26% of children with
intellectual delays had no motor defi cits. They
determined that although lower IQ scores were
more often associated with lower motor performance, there remained a considerable separation
between cognitive ability and motor skill.
This separation is echoed in the ICD-10:2010
(WHO, 2010), which specifi es that the disorder
of motor coordination cannot be explained by
intellectual disability. In the DSM-5 ( American
Psychiatric Association, 2013 ), it is indicated that
a diagnosis of DCD should be made only when
a child ’ s motor skills are signifi cantly lower than
his or her cognitive skills. Thus, when delays in
motor planning are consistent with intellectual
development, the child would not be diagnosed
with dyspraxia. Furthermore, care must be taken
to differentiate delays in motor skill development or execution from poor motor planning.
Children with cognitive and intellectual impairments would be considered to have dyspraxia
only when their motor defi cits are caused by
poor motor planning, not simply poor execution,
and when their motor planning is signifi cantly
poorer than their performance in other areas of
cognition.
Executive functioning skills also may play
a role in ideation, planning, and monitoring of
motor performance. Studies examining motor
performance and executive functioning skills
in typically developing children have proposed
several underlying processes of forward planning, response inhibition, and working memory
common to motor performance; and executive skills related to planning, monitoring, and
the detection and correction of errors ( Livesey,
Keen, Rouse, & White 2006 ; Roebers & Kauer,
2009 ). Numerous studies suggest that executive functioning skills such as working memory
(I. C. Chen, Tsai, Hsu, Ma, & Lai, 2013 ), verbal
fl uency, attention, decision-making, problemsolving, and planning are related to motor performance ( Hartman, Houwen, Scherder, &
Visscher, 2010 ). Wassenberg and colleagues
( 2005 ) found that overall motor performance
correlated with general cognitive skills when
tests with a motor component were included but
did not correlate when the motor-related tests
CHAPTER 5 Praxis and Dyspraxia ■ 137
were removed. They found specifi c cognitive
tests of working memory, verbal fl uency, and
visual-motor integration were related to motor
performance, independent of attention, and that
these relationships had been previously identifi ed in children with DCD, ADHD, and dyslexia
( Hamilton, 2002 ; Pitcher, Piek, & Hay, 2003 ;
Viholainen, Ahonen, Cantell, Lyytinen, & Lyytinen, 2002 ). May-Benson ( 2005 ) examined characteristics of dyspraxic children with and without
ideational diffi culties in comparison with typical
peers. She found signifi cant differences between
all groups on measures of attention and behavior, with children with ideational problems performing worse than those in other groups. On
tests of executive planning and fl uency, children
with dyspraxia but no ideational problems performed more poorly with tasks related to fl uency
than typical peers and children with ideational
diffi culties.
HERE ’ S THE POINT
• Dyspraxia in very young children may be related
to difficulties with early developmental motor
challenges, delayed development of self-care
skills, decreased play skills, speech impairments,
and a variety of social-emotional diffi culties.
• Dyspraxia and DCD in school-aged children
may be related to poor handwriting, decreased
participation in sports, diffi culties in school, and
low self-esteem.
• Dyspraxia and DCD in adolescents and
adults may be related to diffi culties driving,
instrumental activities of daily living (IADLs),
maintaining employment, and mental health
concerns such as anxiety and depression.
The Intervention Process
The evaluation process—observations in context,
interview, clinical observations, and the results
of standardized assessments such as the SIPT—
provides critical evidence for determining if SI
dysfunction is impairing a child ’ s everyday performance. Chapter 8 (Assessment of Sensory
Integration Functions Using the Sensory Integration and Praxis Tests), Chapter 9 (Using Clinical
Observations within the Evaluation Process), and
Chapter 10 (Assessing Sensory Integrative Dysfunction without the SIPT) address evaluation
of sensory integrative disorders. Practitioners, in
collaboration with the children with whom they
work, caregivers, and teachers, develop a plan
for intervention. In this section, SI theory, along
with other theories of motor behavior, are used
as a framework for interventions that facilitate
the development of praxis.
Sensory Integration Principles
for Praxis Intervention
SI is not a method by which practitioners do
something to clients. Rather, practitioners
observe how the children with whom they work
respond to sensation and cues, interact with signifi cant persons and objects, and adapt to changing environmental demands. Practitioners then
create sensory-rich environments that entice their
clients to attempt new skills, adapt in new ways,
and master appropriate challenges. Intervention
involves challenges that lead to improved organization of brain and behavior. Chapter 12 (The
Art of Therapy) and Chapter 13 (The Science
of Intervention: Creating Direct Intervention
from Theory) provide considerable detail about
using SI theory to address specifi c aspects of
practic dysfunction. The Ayres Sensory Integration © Fidelity Measure (ASIFM) is presented
in Chapter 14 (Distilling Sensory Integration
Theory for Use: Making Sense of the Complexity). There the structural and process elements
that characterize a sensory integrative treatment
session are delineated. Several key intervention
principles promoted by Ayres are especially
important when addressing praxis concerns and
are highlighted here. They include:
1. Provision of sensory inputs for specifi c
praxis defi cits through active participation in
sensorimotor activities
2. Child direction of activity choice
3. Creation of the just-right challenge
4. Facilitation of an adaptive response
Sensory foundations for praxis have been discussed previously. This information is translated
to intervention activities to facilitate optimal
responses to intervention depending on assessment
of the individual ’ s praxis problems. For instance,
individuals who present with somatodyspraxia
will benefi t most from engaging in activities that
provide deep touch tactile and heavy work proprioception sensory inputs. These sensory inputs
138 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
facilitate development of body scheme, which is
needed for praxis. These activities are in contrast
to the vestibular-proprioceptive activities that
best facilitate individuals who present with BIS
problems. Individuals with this type of problem
benefi t from activities that provide strong movement inputs in conjunction with postural and
eye-hand coordination demands.
Praxis intervention requires that the child initiate, plan, and execute motor actions so that the
SI intervention is child-directed. Ayres ( 1972b,
1985 ) also emphasized that an important role of
the therapist was to set up the environment so
it provided a challenge that was just right. This
creation of the just-right challenge in activities
requires much skill on the part of the therapist.
When a just-right activity is presented, the child
will want to engage in the activity and will be
successful in doing so, thus producing adaptive
responses to the environment.
Ayres ( 1972b ) described the adaptive
response as central to praxis intervention. Adaptive responses are purposeful actions directed
toward a goal that is successfully achieved, and
the production of adaptive responses is thought
to be inherently organizing for the brain. Ayres
( 1972b, 1985 ) further emphasized that SI intervention was a transaction among client, task,
and environment. Although praxis enables effective transactions ( Ayres, 1985 ), the environment
guides performance by determining its parameters (E. J. Gibson, 1988 ). As the environment
changes, so must the client ’ s actions ( Franchak &
Adolph, 2014 ) (see Fig. 5-4 ).
Interventions for Motor Planning
and Motor Coordination
In addition to treating dyspraxia from an SI
approach as described previously, several motor
behavior intervention theories have emerged that
provide useful information that may augment
and enhance traditional sensory integrative-based
interventions for the development of motor planning abilities. These theories can be divided into
three categories:
1. Motor learning and motor control
2. Contextual and ecological approaches
3. Mental practice approaches
Motor Learning and Motor
Control Approaches
Motor learning refers to the acquisition or modifi cation of movement, whereas motor control
is concerned with the regulation and refi nement
of movement that has already been acquired
( Shumway-Cook & Woollacott, 2011 ). Current
motor learning theories support a model of
fl exible, changing behavior in response to the
demands of the situation, which are similar to the
adaptive response that is so integral to SI-based
intervention ( Ullsperger, Danielmeier, & Jocham,
2014 ). Both perspectives emphasize that actions
refl ect an interaction among the person, task,
and environment. Within the person, multiple
systems (i.e., perceptual, cognitive, and motor)
interact with unique tasks in the contexts in
which they occur, requiring both feedforward and
feedback control to achieve a goal ( ShumwayCook & Woollacott, 2011 ). Within these models,
considerable emphasis has been placed on both
the environment and the individual ’ s interest for
engaging with that environment.
Intervention for children with dyspraxia
involves creating interesting and challenging
tasks that facilitate improved motor planning
and skill acquisition. Actions are generated from
past experiences that are successful and stored as
long-term motor memories. From motor learning
and SI perspectives, repetition of motor skills is
needed for them to be stored and retrieved in a
way that supports skill development ( Brooks,
1986 ). Traditional ideas from motor learning
indicate that blocked practice, or the repetition
of an action within a concentrated time period, is
most benefi cial for learning a new skill ( Kantak &
Winstein, 2012 ). This suggests that therapists
FIGURE 5-4 An environment that offers equipment
with many affordances can be motivating to the child
and can allow the therapist to structure a just right
challenge.
CHAPTER 5 Praxis and Dyspraxia ■ 139
using an SI approach may encourage children to
repeat a new motor planning task multiple times
within a single therapy session to best store the
motor memories from that task for long-term
retention (e.g., have a child repeat the activity of
crawling through a tunnel, climbing a ladder, and
swinging on a trapeze fi ve times).
However, this type of learning does not necessarily increase generalizability of skills. Motor
learning is best facilitated when repetition of
activities involves variations on previously
learned tasks and occurs randomly (i.e., performance of one task followed by a different one)
across different time periods ( Schmidt & Lee,
2013 ). Embedding a variety of movements and
tasks in novel conditions increases the adaptability of the movement ( Soderstrom & Bjork,
2013 ). This perspective is consistent with an
SI approach to treating motor planning, which
emphasizes using similar actions while engaged
in a variety of activities (e.g., pumping swing
and throwing a beanbag or climbing a structure
and jumping in a ball pit).
After a child has learned a skill in a therapeutic environment, it generally is necessary
to transfer that skill to situations such as home
or school. The more closely the demands of
the practice environment resemble those of the
child ’ s real-life environment, the easier the transfer of skills ( Kantak & Winstein, 2012 ). This
may be especially true for individuals who have
dyspraxia and who may have diffi culty generalizing to new situations. Because of their hypothesized diffi culty developing schemas or neuronal
models of action that can be generalized, those
with dyspraxia may have particular diffi culty
realizing gains made during intervention in their
daily lives ( Ayres, 1985 ; Brooks, 1986 ). Therapists are especially challenged to fi nd varied and
creative ways for facilitating motor learning and
motor planning, while selecting tools and materials that are likely to be encountered by the client
on a day-to-day basis.
Contextual and Ecological Approaches
Contextual approaches to motor performance
are particularly relevant to occupational therapy
using an SI approach because active participation in meaningful occupation and the planning
and production of adaptive responses are central
to SI theory and intervention. Fidler and Fidler
( 1978 ) asserted that purposeful activity provided
the action–learning experience essential for
skill acquisition. Gliner ( 1985 ) emphasized the
interaction between the individual and the environment (i.e., object and task) rather than the
movement itself and suggested that the environment provided meaning and support to the person
performing the action. Similarly, King ( 1978 )
maintained that adaptive behavior was organized
best through active involvement in occupations.
She suggested that in doing purposeful tasks,
attention was directed toward the object or the
goal rather than the movement. Many of the concepts proposed by these early occupational therapists are consistent with current contextual or
ecological theory ( Rose & Christina, 2006 ).
Contextual theories of motor behavior, known
as systems theories or ecological theories,
have examined perceptual control of action and
are focused on the idea that spatial knowledge
of the external world is derived from movement experiences associated with vision and
memory. One ecological view, known as action
systems theory, focuses on the functional specifi city and meaning of actions and emphasizes
the need to study actions within natural contexts ( Reed, 1988 ). From an SI perspective, this
means observing children performing in their
typical contexts, such as playing on the school
playground, because individuals will perform
differently in varying environments (i.e., a child
may be able to make a basket in his own home
basketball hoop but not at the school playground).
Similar to action systems theory, dynamical systems theory challenges traditional views
that human development proceeds in an orderly
and consistent way with little variability in the
acquisition of skills. In this theory, motor behavior is described as fl uid, highly variable, and
dependent on interaction with the surrounding
world through the exploration of new contexts
( Smith & Thelen, 2003 ). Similar ideas are presented in the ecological theories of E. J. and
J. J. Gibson, whose research coupled action and
perception ( Adolph & Kretch, 2015 ). J. J. Gibson
( 1979 ) defi ned affordances as reciprocal relationships between a person and the environment
that enabled performance of functional tasks.
As a child acquires new motor milestones, new
opportunities are offered for perceptual discoveries. Environmental interaction, then, is the key to
facilitating and fi ne tuning perception and motor
behavior as a basis for further development. In
140 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
other words, by changing the environment, the
occupational therapist using an SI approach can
facilitate change in the child ’ s motor planning in
a functional way.
Mental Practice Approaches
Mental practice, or imagery of an action, has
also been found to have positive infl uences on
motor learning and performance. Using mental
practice activates neural areas that are responsible for programming movements and executing a
task, regions similar to those engaged when actually performing the action ( Malouin, Jackson, &
Richards, 2013 ). Mental practice signifi cantly
increases cerebral blood fl ow to premotor and
frontal cortices as well as the SMA, all of which
play an important role in planning complex
movements performed during practic activities
( Madan & Singhal, 2012 ). Timing, force, and
organization of movements was also improved
with mental practice, apparently through activation of the cerebellum ( D’Angelo & Casali,
2013 ), thus being a potential method of improving projected action skills. In SI intervention,
this approach may also help a child with development of ideation and motor planning skills by
consciously imagining what he or she will do
during a particular task before actually performing it, thus helping the child generate more effective motor plans.
Intervention for Ideation
Although interventions for motor planning and
motor coordination skills are well documented,
our understanding of intervention strategies
for the ideational aspect of praxis is still in its
infancy. However, many strategies associated
with action systems and dynamical systems theories have been found clinically to be helpful
in promoting ideational skills in children with
dyspraxia. Ayres ( 1972b, 1985 ) emphasized the
importance of using a variety of equipment to
design the just-right challenge. Objects and the
environment that contains them provide guides
for action. Equipment commonly used in intervention based on SI theory provides “affordances” or qualities that promote interaction.
By increasing a child ’ s awareness of object and
action affordances, the child is able to perceive
the meaning of what to do with objects or equipment and is better able to generate ideas of ways
to act on that meaning. The child ’ s actions are
then guided, in part, by the nature of the equipment and its perceptual characteristics. Schaaf
and colleagues ( 2010 ) proposed four postulates
of change for ideation, which include bridging
the child ’ s current activity with similar previous
experiences (i.e., “remember we used the bolster
swing to climb on here last week”); providing
the child with familiar mental images related
to the child ’ s actions to promote development
of representational abilities needed for ideation
(i.e., “you are swinging on the trapeze like a
monkey”); encouraging imitation and creative
expansion of ideas (i.e., a question such as “I
wonder if you could climb up on this?”); and
exploration and increased awareness of object
affordances (i.e., “How many ways can you
think of to use this object?”). In addition to these
strategies, the use of cognitive strategies (i.e.,
questioning, bridging, providing additional information) and mental imagery, in conjunction with
facilitation of the ability to recognize and act on
affordances, can promote skills for improving
ideation for praxis.
Recall the cases of Alyssa and Dalton
described earlier in this chapter. Next, intervention for each case is presented to demonstrate
and apply the intervention principles and strategies we have discussed for addressing childhood
dyspraxia.
PRACTICE WISDOM
The motor performance of children with dyspraxia is enhanced by gross motor play activities
rich in proprioceptive sensory input because this
input gives them a better sense of how their
bodies are moving in space. Examples of such
activities include push-and-pull games such as
tug-of-war, jumping, climbing, using swings
that bounce (have a bungee cord attached), and
playing in and with stretchy spandex. Likewise,
extracurricular activities or sports that naturally
provide a lot of proprioception, including downhill skiing, mountain biking, using a trampoline,
and horseback riding, as well as contact sports
such as wrestling and football, may be areas
where children with dyspraxia fi nd more success
than those that involve little proprioceptive
sensory input.
CHAPTER 5 Praxis and Dyspraxia ■ 141
CASE STUDY ■ INTERVENTION FOR ALYSSA
AND DALTON
Alyssa
Alyssa ’ s evaluation identifi ed poor processing
of tactile, vestibular, and proprioceptive sensations. She also had marked diffi culty on tests
that require motor planning and visual motor
coordination. Supplemental observations and
assessment also suggested diffi culties with generating ideas for motor actions in addition to
diffi culties planning them. It was concluded
that she had dyspraxia involving both gross and
fi ne motor planning that was related to poor
sensory processing. It was believed that motor
planning diffi culties contributed to her poor
visual-motor coordination, which affected her
handwriting, self-care skills, and play behavior
(see Fig. 5-5 ).
In intervention, the therapist provided
Alyssa with opportunities to receive enhanced
sensation in the context of meaningful activities. Alyssa initially delighted in opportunities
to be contained in small spaces. Climbing into
a large cloth bag that was fi lled with small
plastic balls provided an opportunity for her to
plan and organize her movement in a simple
way and receive enhanced tactile input. The
bag became a washing machine as the therapist closed it up and moved it rapidly and vigorously back and forth on the mat. In doing
FIGURE 5-5 Children with somatodyspraxia may
need to practice activities, such as coloring or
handwriting, more than other children in order to
achieve success.
so, the activity provided tactile, proprioceptive, and vestibular input. Alyssa also liked to
pretend that she was a bird in a nest, created
with a large inner tube lying on the fl oor and
fi lled with pillows and beanbags; however, she
was not able to self-generate play ideas where
she actually moved her body through space.
After Alyssa had been in occupational
therapy for several weeks, the therapist wanted
to involve her in activities that were more
demanding. For example, the therapist engaged
her in an activity of swinging on a trapeze and
letting go to land in a pile of pillows. Although
this activity, which involves planning and executing projected action sequences, was initially
diffi cult for Alyssa, the task was graded to
provide a just-right challenge. First, the therapist set up the activity so Alyssa could jump
from the top of three steps positioned next
to the pillows. Then the therapist added the
trapeze and Alyssa was able to hold herself on
the trapeze and drop into the pillows. Next, the
therapist moved the steps three feet away from
where Alyssa fi rst jumped into the pillows and
then was able to hold the trapeze and jump.
Eventually she was able to swing and drop into
the pillows. Alyssa was offered the opportunity
to try and to repeat (practice) several variations of the activity. As she accomplished the
intended goal each time, she developed action
plans that allowed her to fl exibly meet the
changing task demands.
Dalton
Dalton ’ s motor problems were milder with
sensory processing issues predominantly in
vestibular-proprioceptive domains. These diffi -
culties appeared to interfere with adequate postural control, coordinated use of his two body
sides, his ability to anticipate body actions,
and projecting his body through space. In addition, his distractibility and decreased attention,
which seemed to be separate from his sensory
integrative dysfunction, prevented him from
focusing and interfered with his ability to
acquire motor skills. The therapist gave Dalton
many opportunities for dynamic and intense
movement, particularly through the use of suspended equipment.
Dalton was eager to try different swings and
found he could control the speed of the glider
to crash into towers he had built with soft foam
142 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
asked to describe what they wanted to do, they
had the opportunity to formulate a cognitive
representation of the action of climbing to the
top of the jungle gym or kicking the ball into
the net.
For someone with BIS defi cits such as
Dalton, whose sensory integrative defi cits are
relatively mild, imagining actions (mental
practice) might be another avenue to pursue in
intervention. Before engaging in a task, Dalton
could be asked to close his eyes and imagine
that he is doing the task. This could be followed
by the actual performance of the action. Adding
the reinforcement of verbal feedback based on
his actions (e.g., saying “I like the way you
reached across your body when you picked that
up” rather than just saying “good job”) or, even
better, having Dalton identify the order and
success of events could be included. The incorporation of cognitive components (i.e., visual
direction and verbal mediation, focusing on the
activity as a whole rather than on the components, visualization of the act), together with
enhanced tactile, vestibular, proprioceptive,
and visual sensation, facilitate the development
of ideational skills and can improve planning
and production of movement. Both Alyssa and
Dalton could reap the benefi ts of combined
sensation and cognitive processes that together
enhanced their ability to plan “what to do” and
“how to do it.”
HERE ’ S THE POINT
• SI theory provides a framework to treat praxis
defi cits.
• Other theories of motor behavior offer
additional insight into interventions to facilitate
the development of praxis.
Evidence for Interventions
for Dyspraxia
Outcomes of intervention for praxis defi cits
should refl ect changes in participation and role
performance, development of competence in
activities, improved social interactions, and improved self-esteem and self-worth. May-Benson
and Koomar ( 2010 ) completed a systematic
review of the effi cacy evidence for occupational
FIGURE 5-6 A whale swing may be a good activity
for a child with BIS as it provides vestibular and
proprioceptive inputs while coordinating the upper
and lower body.
blocks. The therapist created several challenges
to his postural reactions, and he took great pride
in his ability to stay on the swing even when
moving through wide excursions. He dubbed
the bolster swing “the bucking bronco.” As he
held onto overhead ropes, the therapist moved
the bolster in various directions with increasing
vigor, and he adapted his reactions to accommodate the increased demands. Visual-spatial
demands are also inherent in such tasks because
they involve movement in relation to objects
and the environment (see Fig. 5-6 ).
As therapy proceeded for both children, a
broader view of dyspraxia was taken and “cognitive strategies” were used, such as visual
direction, which involves reminding clients to
look at a particular place or object, or demonstrating the activity so as to provide clients with
a visual model of how the activity is performed.
For example, when Alyssa wanted to climb to
the top of a playground jungle gym, an alternate route was indicated for her, and she was
given a cue to look up to the top of the structure. Another cognitive strategy, verbal mediation and monitoring, involves requesting that
the child verbalize what is to be done or what
has been done. Alyssa ’ s verbal skills were very
good, and it was especially helpful to her to
build on an existing strength as she engaged in
motor challenges. For Dalton, whose distractibility and short attention span were problematic,
verbal mediation helped him focus on a specifi c
goal and consider the appropriate sequence of
actions. Moreover, when both children were
CHAPTER 5 Praxis and Dyspraxia ■ 143
therapy using an SI approach with children with
problems processing and integrating sensory
information that specifi cally included children
with praxis defi cits. They found 10 of 14 studies
examining motor outcomes resulted in positive
gains in children with praxis problems, with additional improvements noted in areas of sensory
processing, behavioral regulation, academic
skills, and occupational performance. A related
systematic review by Polatajko and Cantin
( 2010 ) found sensorimotor interventions with
children with autism and DCD diagnoses also
resulted in positive gains in areas of neuromotor
functioning, sensory organization, and decreased
falls and suggested that sensorimotor-based interventions may be most effective in improving
body function and impairment level diffi culties.
Further, they found that performance-oriented
approaches such as direct skills teaching and
cognitive-based approaches were most effective
in improving specifi c activity performance and
participation.
Evidence for the effectiveness of interventions
for praxis defi cits in children is limited although
additional literature exists for children with
DCD. Three meta-analyses examined interventions for children with DCD. Pless and Carlsson
( 2000 ) included 13 studies of motor interventions for children with DCD or equivalent conditions and concluded that the most effective motor
interventions were with children older than 5
years of age, used a specifi c skill development
approach, included a home program, and were
conducted at least three to fi ve times per week. A
meta-analysis on the use of cognitive (top-down)
approaches with children with DCD found these
children demonstrated improved skill transfer
with the use of cognitive-oriented approaches
(H. F. Chen, Tickle-Degnen, & Cermak, 2003 ).
A fi nal meta-analysis of 20 studies on motor performance interventions in children with DCD
found that intervention (task-oriented and traditional motor-training-based occupational and
physical therapy approaches) was better than no
intervention for motor defi cits with an effect size
of d = 0.56 ( Smits-Engelsman et al., 2013 ).
Summary and Conclusions
This chapter has addressed the very complex
issues that surround praxis. Sensation and
movement are intricately intertwined in the CNS,
and a growing interest in disorders of movement has produced a rich body of work around
motor behavior. However, praxis involves more
than movement; cognitive processes also play
an important role. Intervention for practic disorders is challenging and exciting. Finally,
research suggests that both sensory-motor and
cognitive-based interventions may be effective
for children with praxis defi cits but that each
type of intervention may target different types of
outcomes.
Where Can I Find More?
Biggs, V. (2014). Caged in chaos: A dyspraxic
guide to breaking free. London, UK: Jessica
Kingsley Publishers. A practical guide written
by a teenager with dyspraxia with down to
earth advice on a range of practical issues and
daily living skills.
Cermak, S., & Larkin, D. (2002). Developmental
coordination disorder: A comprehensive textbook covering all aspects related to DCD and
dyspraxia. Albany, NY: Delmar Thompson
Learning.
Dixon, G. (2017). Discover yourself: A book
for children with dyspraxia. Aimed at 7- to
10-year-olds with dyspraxia, this book has
been illustrated by children. Hitchin, Hertz
UK: Dyspraxia Foundation. http://dyspraxia
foundation.org.uk
Kirby, A. (2017). Dyspraxia—Developmental
co-ordination disorder. Explains causes,
symptoms, and diagnostic procedures with
positive coping strategies, and how to deal
with problems faced by teenagers and adults
who have dyspraxia. Hitchin, Hertz UK: Dyspraxia Foundation. http://dyspraxiafoundation
.org.uk
Resources available from Dyspraxia Foundation
USA: http://www.dyspraxiausa.org
Resources available from the Spiral Foundation:
https://thespiralfoundation.org
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151
CHAPTER
6
Sensory Modulation Functions
and Disorders
Shelly J. Lane , PhD, OTR/L, FAOTA
Chapter 6
Only recently has the professional literature begun to describe sensory modulation
dysfunction. Practicing clinicians desperately need rigorous study designs to
provide empirical data related to this disorder. Only through implementing
and reporting well-controlled, rigorous studies will investigators be able
to answer questions such as, Is SMD a valid syndrome? Does
occupational therapy help ameliorate the condition? What
are the underlying mechanisms in the disorder?
— Miller, L. J., & Summers, C., 2001
Upon completion of this chapter, the reader will be able to:
✔ Describe sensory modulation function on a
cellular and behavioral level.
✔ Relate historical constructs relative to sensory
modulation dysfunction (SMD) to current
conceptualizations.
✔ Relate behaviors associated with sensory
modulation function and dysfunction to central
nervous system (CNS) structures.
✔ Refl ect on our current understanding of sensory
modulation disorders.
✔ Describe available research examining sensory
modulation disorders in children with and
without comorbid diagnoses.
LEARNING OUTCOMES
Purpose and Scope
Sensory processing . . . sensory registration
. . . sensory integration . . . sensory modulation
. . . sensory reactivity. . . . We use these terms
both academically and clinically, yet from one
clinic to another, from one academic institution to another, and even from one profession
to another, the intended meaning of the terms
may differ. Adding complexity, some of these
terms suggest neural functions, some suggest
the outward behavioral manifestation of what we
assume to be neural functions, and some have
been used interchangeably to imply either. For
consistency, we have provided some defi nitions
in Chapter 1 (Sensory Integration: A. Jean Ayres’
Theory Revisited). Consistent with these defi nitions, and the model depicted in Figure 1-6 , we
have endeavored a move toward consistency in
this text, as was noted in Chapter 1 (Sensory
Integration: A. Jean Ayres’ Theory Revisited).
In considering sensory modulation, we begin
with a child, depicting one of the sensory modulation concerns clinicians have identifi ed. This is
followed by reiterating some defi nitions specifi c
to this chapter, and then we move to examine
modulation, fi rst on a cellular level and then on
systems and behavioral levels. Next, we explain
the concept of sensory modulation dysfunction
(SMD). Hypothesized links to the limbic system
and a proposed relationship between modulation
dysfunction and stress leads to a discussion of
152 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
these issues as well. We look at SMD as a whole
and then discuss specifi c types of modulation
dysfunction within the tactile and vestibularproprioceptive systems. We close with a brief
look at sensory over-reactivity within other
sensory systems.
CASE STUDY ■ MICHAEL
Observed in the classroom, 10-year-old
Michael appears not to be paying attention to
the lesson at hand. He is very quiet and does
not volunteer information that adds to the discussion under way. His teacher questions if he
is processing the information at all. Michael
does not engage with other children to any
great extent, and he plays alone on the playground. Currently Michael is classifi ed by the
school system as “other health impaired.” He
has an individualized education program (IEP)
and receives both educational assistance and
occupational therapy. His IEP states that one
of his needs is for the opportunity to get more
movement and deep pressure input during the
day in order to improve his ability to attend and
process. Incorporating this input throughout the
school day is becoming diffi cult because, in
fi fth grade, Michael ’ s teachers are not comfortable with these accommodations in the classroom, and Michael is less comfortable with
anything that makes him appear different from
his classmates.
Recently a Sensory Profi le TM 2 (SP2) ( Dunn,
2014 ) was completed. It can be scored as
sensory system scores and summed into quadrant scores. Scores in each sensory section are
as follows:
• Tactile: 29, much more than others
• Auditory: 6, less than others
• Visual: 7, less than others
• Movement: 27, much more than others
• Proprioception: 5, similar to the majority
of others
Behavioral section scores included:
• Conduct: 25, more than others
• Social emotional: 30, similar to the
majority of others
• Attentional: 27, more than others
Quadrant scores indicated that Michael
shows indicators in all quadrants. He shows
over-responsivity to touch, which is largely
responsible for the high score in the avoider
quadrant (score of 52; more than others).
Scores in response to his visual and auditory
environment suggest some reduced responsivity, as do his responses to movement, refl ected
on the SP2 as poor sensory registration (score
of 66; much more than others). Michael also
seeks additional movement and deep touch
input throughout his daily routines (score of
65; much more than others). Overall, it was
determined that Michael has a defi cit in sensory
modulation, most clearly seen with diminished responsivity in some sensory systems;
over-responsivity to touch; and sensory-seeking
behavior within the vestibular and proprioceptive systems. These modulation diffi culties are
linked to both behavioral and emotional regulation problems, presenting as diffi culty paying
attention to tasks at hand, a tendency not to
attend within an active environment, and a high
level of emotional reactivity to sensory input.
These diffi culties are very consistent with those
over which his mother, Mrs. S., has expressed
concern and are of a nature to impair his ability
to work within the classroom.
Sensory Modulation
Modulation of sensory input is critical to our
ability to engage in daily occupations ( BarShalita, Vatine, & Parush, 2008 ). Filtering of
sensations and attending to those that are relevant, maintaining an optimal level of arousal,
and maintaining attention to task all require modulation (S. J. Lane, Lynn, & Reynolds, 2010 ).
When modulation is inadequate, attention may
be diverted continually to ongoing changes in the
sensory environment. We become distracted and
attend to all input; this alters our arousal state
such that it is no longer optimal.
Modulation as a Physiological Process
at the Cellular Level
According to the Cambridge Dictionaries
online, to modulate means “to change something, such as an action or a process, to make it
more suitable for its situation” ( http://dictionary
.cambridge.org/dictionary/british/modulate ).
Within the central nervous system (CNS), modulation is refl ected in neuronal activity that is
CHAPTER 6 Sensory Modulation Functions and Disorders ■ 153
enhanced or dampened in response to various
sources of input to meet current demands. At
the cellular level, both sensory receptor cells in
the periphery and neuronal cells within the CNS
may become more or less responsive to input. An
incoming sensory signal is received by a receptor
specifi c to that signal. The receptor can be highly
responsive to input or, through time, can adapt
to continued input and cease to respond. After
reception, a stimulus must be transduced into
an electrical signal to be carried to the CNS. As
noted in Chapter 4 (Structure and Function of the
Sensory Systems), transduction involves changing the energy of the initial signal (e.g., sound
waves for the auditory system or movement for
the vestibular system) into electrical and chemical energy. When these changes are of suffi cient
strength, an electrical signal, known as an action
potential, is generated and carried to the cell
body of the fi rst order neuron. From this initial
point of entry, the electrical signal can be propagated to interact with the cell bodies, other axons,
or dendrites of other neurons within the CNS.
At the synapse, or point of interaction
between neurons, the electrical signal changes to
a chemical signal and activates neurotransmission. Neurotransmitters are released and travel
across the synaptic cleft to interact with specifi c receptors on the postsynaptic membrane.
Figure 6-1 depicts this process schematically. Neurotransmitters can be either excitatory or inhibitory. Some have been shown to always be either
excitatory or inhibitory; for instance, glutamate
is an excitatory neurotransmitter found widely
throughout the brain. Interestingly, glutamate
is the precursor, or building block, for gammaaminobutyric acid (GABA), the chief inhibitory
neurotransmitter in the CNS. Neurotransmitters
such as dopamine or serotonin are either excitatory or inhibitory, depending on the characteristics of the receptor with which they interact. As
an example, there are at least fi ve types of dopamine receptors in the brain, which can be broadly
grouped into D-1 like and D-2 like families. At
some D-1 like sites, dopamine opens sodium
channels, leading to excitation and a neural signal
being sent on; at other D-1 like sites, dopamine
opens potassium channels instead, inhibiting
signal propagation. Action at D-2 like receptors
is almost always inhibitory ( Purves et al., 2011 ).
Receptors for serotonin are even more complex,
and are beyond the scope of this discussion.
For simplicity in understanding balancing of
excitation and inhibition, we will consider hypothetical transmitters interacting with one type
of receptor, resulting in an action that is always
excitatory or inhibitory. Because more than one
axon makes contact with the same postsynaptic neuron, potentially there will be competing
inputs, some excitatory and others inhibitory and
some strong and others weak. Thus, no single
input is likely to excite the postsynaptic membrane suffi ciently to send the message on further.
What determines if the signal will be further
propagated is, to some extent, the algebraic
sum of all inputs. Factors, such as the strength
and frequency of input and the location of the
synapse relative to the cell body, infl uence this
sum as well. Thus, modulation at the cellular
level comes from activation of specifi c inputs
to a cell; increasing excitatory inputs results in
the postsynaptic cell fi ring and sending the information forward. Increased inhibitory inputs will
“block” further transmission of the impulse. In
Figure 6-2 , this is diagrammed simplistically.
Here there is a preponderance of inhibitory inputs;
thus, the target cell (shaded) will be inhibited
from fi ring.
As an example, consider a very simplifi ed
version of the nervous system, such as that
depicted in Figure 6-2 . Neuron A carries sensation from a sharp, quick pinch and releases an
excitatory neurotransmitter onto the postsynaptic
membrane. Intense or repeated signals activate
the postsynaptic cell to further transmission of
the signal, say to the thalamus, where the sensation of pain could be identifi ed. However, if the
pinched spot is pressed on or rubbed, another set
of incoming neurons is activated (e.g., neuron B),
carrying deep pressure. Assume this new input
makes a connection with the same central neuron
but leads to the release of an inhibitory transmitter. If the signal ratio were one to one (i.e., one
pinch activation for one deep pressure rub activation) with similar strengths and contact points,
then one signal would cancel the other and there
would be no propagation of input and no sensation of pain. However, if the pinch is intense or
prolonged, an increase in the frequency or intensity of transmission regarding the deep pressure
neuron might be needed to cancel the sensation
of pain completely. Even without a complete
cancellation, transmission of this painful input
is modulated, or not as intense as it would have
154 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
FIGURE 6-1 Synapse and synaptic transmission. Neuron A is shown synapsing with neuron B. This synapse
is shown in greater detail in C, where the presynaptic vesicle, synaptic cleft, and postsynaptic membrane are
indicated. Neuron A is also shown, surrounded by projections from an oligodendrocyte (a glial cell; see
Chapter 2, Sensory Integration in Everyday Life, for more information on neurons and glia). Adapted from
Gilman and Newman, 1992, and reprinted with permission from Gilman, S., & Newman, S. W. (1992).
Essentials of clinical neuroanatomy and neurophysiology (9th ed., p. 4). Philadelphia, PA: F.A. Davis.
been without the deep pressure. In Figure 6-2 ,
neuron C may come from higher level centers
in the brainstem or thalamus. The combination
of inhibition from the periphery and the CNS in
this case cancel further transmission of pain; it
does not reach the level of the CNS required for
sensory detection.
Clearly, single cell input to the CNS offers
a greatly oversimplifi ed perspective on modulation, but it does provide a useful place to
CHAPTER 6 Sensory Modulation Functions and Disorders ■ 155
start. The interconnectivity of the CNS is very
complex, and many factors infl uence modulation. Still, the bottom line at the cellular level
is that some inputs are excitatory and some are
inhibitory; some are strong and some are weak;
some are fast and some are slow. The algebraic
sum of these factors, along with some essential
characteristics of the synapse, determines what
the CNS experiences from the periphery and
what it does with this information. If we make
a cautionary link to the next level, these same
concepts can be used to develop a parallel understanding of modulation from a sensory system
and behavioral level.
Modulation at the Level of Systems
and Behavior
Separating neurophysiological systems from
behavior is diffi cult because we only see systems
at work when we observe behavior. Thus, we will
look at behavioral and neurophysiological modulation together. However, you are encouraged to
distinguish between descriptions of behavior and
those of neurophysiological processes.
If we view the cellular model more realistically, it becomes clear that many neurons are
receiving inputs from multiple sources simultaneously. CNS structures process incoming
input and generate responses that refl ect acceptably modulated behavior. Ayres ( 1979 ) defi ned
modulation as “the process of increasing or
reducing activity to keep the activity in harmony
with all functions of the nervous system”
(p. 182). Modulation at the cellular level allows
a person to respond at the behavioral level to relevant input, not to respond to what is irrelevant,
and to do so in a manner that promotes adaptive environmental interaction. The link between
modulation and behavior has been reinforced in
research fi ndings, indicating that adequate modulation facilitates engagement in satisfying and
meaningful occupations ( Bar-Shalita et al., 2008 ;
Reynolds, Bendixen, Lawrence, & Lane, 2011 ;
Reynolds & Lane, 2008 ) and that diffi culties
with modulation can negatively impact quality
of life (QoL; Bar-Shalita, Deutsch, Honigman, &
Weissman-Fogel, 2015 ).
The act of balancing excitatory and inhibitory
inputs in the CNS and responding only to those
that are relevant (i.e., our work to “maintain
harmony”) goes on subconsciously. For most,
the ability to generate a modulated behavioral
response is present, albeit unrefi ned, at birth. For
instance, a fatigued infant begins to cry, fi nds a
thumb, and begins to suck. The clinician may
infer that by using somatosensory input (deep
pressure to the mouth), the infant has modulated
his or her emotional response and has found a
way to behave in a socially acceptable manner—
to self-calm. Deep pressure and touch within the
mouth, transmitted through the somatosensory
FIGURE 6-2 Balancing excitatory and inhibitory inputs. This neuron (shaded) receives both excitatory (neuron A,
white) and inhibitory (neurons B and C, gray) inputs. In this fi gure the sum of inputs would favor inhibition of
further neurotransmission.
A
B
C
+
-
-
156 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
system, provided suffi cient inhibitory input to
the cells in the CNS to modulate arousal.
As the nervous system matures, develops
more connections, and grows myelin, the ability
to modulate one sensory system ’ s activity, via
input to another system, also refi nes. This internal growth and development is supplemented by
environmental inputs, instilling an understanding
of appropriate environmental interactions and
how such an interaction is generated ( Purves
et al., 2011 ).
The art of modulating behavior through the
use of sensation becomes personalized. What
works for one does not necessarily work for
another. One mother learns early on that close
chest-to-chest contact is the only means of quieting her infant. Rocking, bouncing, and patting
all seem to increase the infant ’ s agitation rather
than help her settle down. In periods of quiet
alertness, this baby enjoys these latter inputs,
but when she is upset, they only make it worse.
Another mother fi nds that her infant needs to be
rocked or jiggled; cuddling alone is insuffi cient
to help this second baby calm down. Different
sensations work to help these infants modulate
their arousal and anxiety. This was also true for
Michael. He found tactile input discomforting
rather than comforting; his ability to interpret
and modulate tactile input was compromised; in
contrast, he found movement and proprioception
settling.
To further illustrate this concept, consider
toddlers in a playgroup using a slide. We see
one child, Beth, who is very excited about this
opportunity. She has been running in circles from
the bottom of the slide to the stairs for several
minutes, and this seems to be a great way to use
up her energy. However, she gets more and more
excited each time she gets to slide down the slide.
She runs back to the stairs for more but seems to
become less coordinated with each turn, fi nally
slipping on the stairs on the way up and screaming in frustration. She requires the intervention
of a child-care worker before she can calm down
and move on to another activity.
Sam, on the other hand, has been sitting and
watching, seemingly not looking forward to a turn
on the slide, or any other activity for that matter.
The care provider guides him to the slide, assists
him in the climb, and offers support the fi rst
time down. He smiles, walks back to the steps,
and looks for assistance to do it again. The next
HERE ’ S THE EVIDENCE
Bar-Shalita and Cermak ( 2016 ) wished to examine
the relationship between what they termed Atypical Sensory Modulation and psychological distress
(e.g., anxiety) in the general population. They
defi ned ASM as an aspect of poor sensory processing that negatively impacted the ability to grade
responses to single or multisensory inputs, and
indicated that ASM might be refl ected in over-responsivity, under-responsivity, or sensory seeking
(SS). Participants in their study were adults with
no identifi ed disorders or family history of psychopathology. Participants completed the Sensory
Responsiveness Questionnaire-Intensity Scale, which
the authors had developed in an earlier study. On
completion of the SRQ-IS, the group of participants
was subdivided into those with ASM (greater than
or equal to 2 SD from the SRQ-IS mean; 12.75%
of the total group, n = 26) and a comparison
group of individuals scoring within the cutoff range
on the SRQ-IS (mean ± 2 SD; n = 178). All participants completed the Brief Symptom Inventory
(BSI), a tool that identifi es psychological symptoms
through a series of psychological dimensions. The
Short Form-36 Health Survey was also completed
to provide insight into perceived QoL in areas of
physical health. Investigators found that adults with
ASM had more psychological symptoms than the
comparison group. Although scores were within a
typical range for both groups, investigators suggest
that the overall increased symptoms might refl ect
a risk factor for the future. QoL related to physical health was substantially lower for adults in the
ASM group, leading investigators to suggest that
QoL for otherwise typical adults was “vulnerable.”
In a fi nal analysis, these investigators found that
together QoL and ASM predicted psychological distress. Investigators indicate that psychological distress is itself a risk factor for the development of
other mental health conditions, and as such ASM,
or SMD, might also be considered a risk factor for
later development of mental ill-health. Early identifi cation and intervention may be the best practice
for these individuals.
Bar-Shalita, T., & Cermak, S. A. (2016). Atypical sensory modulation and psychological distress in the general population. American
Journal of Occupational Therapy, 70, 1–9.
CHAPTER 6 Sensory Modulation Functions and Disorders ■ 157
time, Sam climbs alone, checks in with the
care provider, and slides alone; another smile
emerges. After four or fi ve slides, he is fi nished
and becomes invested in some blocks and cars in
another part of the room.
In this instance, the same activity, sliding,
increased arousal in both children, but the input
had a very different modulatory impact on their
behavior. For Beth, the slide was fun but was
disorganizing in the long run. Based on her
behavior, we infer that the ongoing vestibular
and proprioceptive sensations raised her level
of arousal beyond the point of adaptive environmental interaction. She needed to pull back
and receive another form of input (i.e., comforting from the caregiver) before she was ready
for another activity. For Sam, the sliding was
activating. His apparently low level of arousal
and sensory detection were increased through
this activity, and, for Sam, this was critical for
improving his ability to generate subsequent
environmental interactions.
HERE ’ S THE POINT
• Modulation of sensation needs to be
considered at both a cellular and behavioral
level.
• At the cellular level, modulation involves
the actions of neurotransmitters on neuron
receptors. These actions may inhibit a
sensory signal from being sent forward,
excite the receptor to support transmission
of the signal, or serve to moderate the
signal.
• We see the behavioral outcome of cellular
modulation reflected in activity; adequate
cellular modulation supports our ability
to respond to sensation behaviorally in a
manner that promotes adaptive environmental
interaction and facilitates engagement in
meaningful occupations.
Sensory Modulation Dysfunction
Modulate: “To change or adjust (something) so
that it exists in a balanced or proper amount”
( Merriam Webster Online, 2015 ). Disorders of
sensory modulation then refl ect diffi culty with
this balance process; we see either too little
adjustment or too much adjustment. Importantly
from a sensory integrative perspective, “. . . it
is a mismatch between the external contextual
demands of a person ’ s world (e.g. culture, environment, tasks, and relationships) and a person ’ s
internal characteristics” ( Hanft, Miller, & Lane,
2000 , p. 1). Sensory modulation disorders have
been described slightly differently by recent
investigators. In the next section we examine the
evolution of these defi nitions.
A Brief Historical Overview
Ayres described tactile defensiveness as early as
1964, linking it with hyperactivity and inattention ( Ayres, 1964 ). In this theoretical manuscript,
Ayres described the features of tactile defensiveness as an imbalance between protective and
discriminative systems, resulting in discomfort
with touch and a desire to escape from it. She
further suggested that tactile defensiveness might
be seen in combination with defensiveness in
other systems ( Ayres, 1972 ). This was extended
by Knickerbocker ( 1980 ), who introduced the
term sensory defensiveness to describe a disorganized response to sensory input across more
than one sensory system. Specifi cally, she implicated olfactory (O), tactile (T), and auditory (A)
systems, terming this the “OTA triad.” Children
with such sensory defensiveness were characterized as overly active, hyper-verbal, distractible,
and disorganized. Knickerbocker ( 1980 ) also
described sensory dormancy, characterized by
disorganized and immature behavior, resulting
from excessive inhibition of incoming sensory
input and a lack of sensory arousal. Dormancy
could be observed in the olfactory, tactile, and
auditory systems. Knickerbocker described a
child experiencing sensory dormancy as being
quiet and compliant. The constructs of sensory
defensiveness and dormancy were further considered by several other theorists and investigators
( Cermak, 1988 ; Lai, Parham, & Johnson-Ecker,
1999 ; Royeen, 1989 ; Royeen & Lane, 1991 ).
And, although these sensory responses appear
to form a continuum, there was not suffi cient
evidence found to support this relationship.
Although clinicians address subcategories of disorders, including tactile defensiveness; gravitational insecurity; and defensiveness to smell and
taste, sound, and light; the work of McIntosh,
Miller, Shyu, & Hagerman ( 1999 ) suggested a
more general underlying SMD in which poor
158 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
modulation in the different systems appears to
be related.
Other authors ( Dunn, 1997, 2014 ; Parham &
Mailloux, 1996 ; Wilbarger & Wilbarger, 1991 )
indicated that sensory modulation was multidimensional, rather than representing a basic continuum; that children may not routinely over- or
under-respond to sensation but instead may show
sensory over-responsiveness to some sensations
and under-responsiveness to others. And, there
may be responsiveness changes across the span
of a day, and in different contexts. Disorders of
modulation then may refl ect the child ’ s diffi culty
fi nding the middle ground, across different contexts, where the appropriate level of modulation
exists to allow him or her to interact adaptively
with the environment. The resultant behaviors
refl ect a cascade of events within the CNS that
affect attention, arousal, emotional stability, and
cognitive processing.
Miller, Anzalone, Lane, Cermak, and Osten
( 2007 ) proposed a sensory processing nosology
in which sensory modulation was one component
of overall sensory integrative and processing
defi cits. This model paralleled that proposed
and discussed by Ayres and others, indicating
that disorders of modulation refl ected diffi culty
processing the degree, nature, or intensity of the
sensory input, resulting in behaviors that failed to
match environmental expectations and demands
in a manner that was appropriate developmentally.
The categories of over- and under-responsivity
were described, indicating that sensory overresponsivity (SOR) might be refl ected in behaviors ranging from negativity, aggression, and
impulsivity to withdrawal, to avoidance or passivity. SOR was also linked with sympathetic
nervous system (SNS) activation, which itself
is characterized by the fi ght, fl ight, and fl ee
responses ( Miller et al., 1999 ; Miller et al.,
2007 ). Sensory under-responsivity (SUR) was
identifi ed as seeming unaware of a sensation of
typical intensity and duration. Children evidencing SUR might appear to ignore input or fail to
notice it. SS was also included, consistent with a
model proposed by Dunn in 1997; it was defi ned
as craving sensation of high intensity or long
duration. Children engaging in SS create opportunities for sensation (e.g., drumming on every
surface they pass as they walk down the hall).
Importantly, SS as a modulation disorder was
seen as an unusual need for intense, prolonged,
or unusual input. Authors acknowledged that
children with typical modulation might seek sensation. For instance, a young child who learns to
climb onto and jump off the couch might repeat
this pattern of movement several times, laughing
with the intensity of his or her landing. He or
she would, however, move on to something else.
Miller and colleagues have continued to investigate aspects of sensory modulation subtyping.
Using a newly developed tool, the Sensory Processing 3 Dimensions, they have substantiated
these same three subtypes (SOR, SUR, and
sensory craving) ( Schoen, Miller, & Sullivan,
2014 , 2016). More information is available in
Chapter 15 (Advances in Sensory Integration
Research: Clinically Based Research).
Dunn ( 1997, 1999 ) proposed and recently
updated ( Dunn, 2014 ) a conceptual model that
links the neurological threshold to behavioral
responsiveness ( Fig. 6-3 ). She described two
continua, one related to neurological threshold
and another related to self-regulation. Dunn also
defi ned four sensory processing patterns that
refl ect the intersection and interaction of the
continua: poor registration, sensation seeking,
sensation avoiding, and sensory sensitivity. Registration is defi ned as a sensory modulation defi cit
characterized by high neurological thresholds and
passive behavioral self-regulation; children with
this pattern of processing respond less to available sensation, missing aspects of sensory input.
FIGURE 6-3 Dunn ’ s conceptual model that links the
neurological threshold to behavioral responsiveness.
HIGH
RG
AV
SK
SN
LOW
PASSIVE
ACTIVE
H
L
P A Neurological threshold continuum
Self-regulation continuum
Avoiding/Avoider
Sensitivity/Sensor
Registration/Bystander
Seeking/Seeker
CHAPTER 6 Sensory Modulation Functions and Disorders ■ 159
Dunn termed those with this pattern as bystanders.
Sam ’ s environmental interactions refl ect a degree
of under-responsiveness to sensations available
in the environment and through activity; he needs
a lot of input to get going. Using Dunn ’ s terminology, he has a higher than usual neurological
threshold and relies on passive self-regulation.
Coupling high neurological threshold with active
self-regulation leads to seeking: Children who
are driven to obtain sensation in greater intensity, frequency, or duration than that routinely
available. Michael would be identifi ed with this
pattern of sensory modulation; he needs intense
vestibular and proprioceptive sensations to allow
for appropriate environmental interactions. The
other two patterns within Dunn ’ s framework
refl ect low neurological thresholds. Pairing a low
threshold with passive self-regulation results in
sensitivity, whereas low threshold with active
self-regulation results in avoiding ( Dunn, 2014 ).
Relatively recently, researchers have begun
to examine links among sensory modulation
disorders, physiological responses to sensation,
and behavior. Although no cogent and unifi ed
model has emerged, some interesting characteristics have been identifi ed. First, although
sensory modulation defi cits have been identifi ed in children with diagnoses such as autism
spectrum disorder (ASD) and attention defi cithyperactivity disorder (ADHD) ( Cheung &
Siu, 2009 ; Dunn & Bennett, 2002 ; Kern et al.,
2007 ; Kientz & Dunn, 1997 ; Wiggins, Robins,
Bakeman, & Adamson, 2009 ), children with
sensory modulation defi cits and no identifi ed
comorbidities also have been characterized
( Ben-Sasson, Soto, Heberle, Carter, & BriggsGowan, 2013 ; Reynolds, Lane, & Gennings,
2009 ). Electrophysiological fi ndings suggest that
children with SOR show SNS over-reactivity to
sensation ( Mangeot et al., 2001 ; Schoen, Miller,
Brett-Green, & Nielsen, 2009 ). In addition, elevated anxiety has been linked with SOR (S. J.
Lane, Reynolds, & Thacker, 2010 ).
Proposed Central Nervous System Links
to Sensory Modulation Dysfunction
Recent examinations of sensory modulation disorder have moved the fi eld forward in understanding neurological correlates of this concern.
Most research has focused on sensory overresponsiveness and has examined links with the
autonomic nervous system (ANS) and the stress
response characterized by cortisol. A summary
of this research can be found in Chapter 15
(Advances in Sensory Integration Research:
Clinically Based Research) and Chapter 16
(Advances in Sensory Integration Research:
Basic Science Research), respectively.
Theoretical and Hypothesized Links
The descriptors used in the previous section,
related to emotional responses, attentional and
arousal mechanisms, and sensory fi ltering, have
contributed to theories and research relative to
the mechanisms underlying modulation defi cits
in the CNS. These links are examined in the next
section, and, when available, research fi ndings
relative to the relationships are discussed.
Sensory Modulation and the Limbic System
The group of structures we commonly refer to as
the limbic system, and link to emotional regulation,
may not be a unitary system ( Bear, Connors, &
Paradiso, 2015 ). As noted previously, clinicians
and researchers had been describing behaviors
related to limbic system function since the early
1960s, and there are clear links to sensation.
Examining this relationship further, Royeen and
Lane ( 1991 ) hypothesized that modulation dysfunction may have its roots in limbic regions and
the hypothalamus. The source of this proposal
was in the functions of these structures. Called
the “mediator of all things emotional” ( Restak,
1995 , p. 18), Restak indicated that the limbic
system includes three cortical areas (i.e., the
cingulate gyrus, septum, and parahippocampal
gyrus) and the gray matter areas of the hippocampus and amygdala ( Fig. 6-4 ). Some scientists
include the hypothalamus as a component of this
group of structures (e.g., Siegel & Sapru, 2015 ;
see Fig. 6-4 ); the hypothalamus has been linked
with governing emotional expression through a
reciprocal loop that connects the (neo) cortex
and cingulate cortex, and the cingulate with the
hippocampus, hypothalamus, and thalamus ( Bear
et al., 2015 ). Limbic regions receive input from
all cerebral lobes and connecting fi bers and
project back to these areas; there are also extensive connections among limbic structures. Limbic
regions are highly connected with the hypothalamus and related regions, and, as such, serve a
function of modulating hypothalamic infl uences
on somatic and ANS activity. Limbic structures
160 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
play a role in learning and memory; eating and
drinking behaviors; aggression; sexual behavior;
and, importantly, motivation and expression of
emotion ( Siegel & Sapru, 2015 ). The processing
of sensation is a prominent function of some
limbic structures. As such, the limbic system is a
likely candidate for involvement in SMD.
Early on, Royeen and Lane ( 1991 ) had suggested that involvement of the limbic system:
(a) provides an explanation for the emotional or
social diffi culties often accompanying tactile and
sensory defensiveness, (b) accounts for the presence of defensiveness or dormancy across sensory
systems, and (c) allows for extreme shifts or
inconsistencies in responsivity (from defensiveness to dormancy) that may be observed in an
individual either with regard to a single sensory
system or across sensory systems (p. 122).
Even as we learn more about limbic structures, this continues to have theoretical logic
and is beginning to engender some empirical
support. For instance, the research of Miller and
colleagues ( 1999 ), with children with fragile X
syndrome, demonstrated differences in electrodermal response (EDR) to sensory challenge
between children with fragile X syndrome and
age- and gender-matched controls. The EDR is a
refl ection of SNS activation, mediated in part by
the limbic-hypothalamic system ( Edelberg, 1972 ;
Fowles, 1986 ). Additional studies of individuals
with fragile X syndrome have implicated the
caudate, hippocampus, and thalamus ( Gothelf
et al., 2008 ; Lee et al., 2007 ; Reiss, Abrams,
Greenlaw, Freund, & Denkla, 1995 ; Reiss, Lee, &
Freund, 1994 ; A. Schneider, Hagerman, & Hessl,
2009 ). Using fMRI, Green and colleagues ( 2013 )
have similarly documented increased activity in
regions of the limbic system (amygdala, hippocampus, and orbito-frontal cortex), as well as in
the primary sensory cortex, during sensory challenge in individuals with ASD. Thus, increasingly we are establishing evidence indicating a
link between the sensory modulation differences
and limbic processing, although understanding
these links requires ongoing investigation.
Because the limbic regions may be involved
in modulation, a look at the functions associated
with some of its structures is warranted. Studies
of the limbic system have largely used animal
models. As always, caution must be exercised in
making the leap from animal studies to function
within the human nervous system. Nonetheless,
much can be learned by examining this work.
The septal region (see Fig. 6-4 ) has functions
that parallel those of the hippocampus because
it serves as a relay between the hippocampus
and the hypothalamus. It receives input from the
olfactory and limbic systems, and, along with
projecting to the hypothalamus, fi bers project
to the epithalamus and other midbrain regions
FIGURE 6-4 The limbic system is less an actual system than a group of structures. The structures include the
amygdala, hippocampus, cingulate gyrus, septum, fornix, and mammillary body on each side of the brain.
Sometimes the hypothalamus is also included in this system.
Left
fornix
Septum
Right
olfactory
bulb
Hypothalamus
Left
mammillary
body
Left
amygdala
Left
hippocampus
Left
thalamus
Left
cingulate
gyrus
Right
cingulate
gyrus
Longitudinal
fissure
CHAPTER 6 Sensory Modulation Functions and Disorders ■ 161
( Waxman, 2010 ). The septum is thought to exert
an inhibitory infl uence on the ANS and to play
a role in the use of environmental stimulation; it
permits the organism to attend to any stimulus in
the environment, even those having low stimulus
value ( Isaacson, 1982 ). Thus, in a normal state,
the septal region may play a role in our ability
to attend to and interact successfully with the
environment.
Lesions of the septal region have been shown
to result in transient hyperemotionality in many
rodents and humans ( Isaacson, 1982 ). The
increased emotionality can be reduced with handling and is less severe when an animal experiences the lesion during its youth. In addition,
some animals with lesions appear to demonstrate exaggerated defensive reactions and show
hyperresponsiveness to handling, light touch (air
puffs), poking with a stick, temperature changes,
light, and sounds ( Donovick, 1968 ; Fried, 1972 ;
Green & Schwartzbaum, 1968 ; Grossman, 1978 ;
Olton & Gage, 1974 ). This hyperresponsivity is
characterized by increases in motor activity. It
is tempting to hypothesize then that this region
is linked with SOR, and the “vigilant” behaviors
(attending to all sensory input) often associated
with SOR. Were Michael ’ s diffi culty attending,
introduced earlier, linked more to appearing
hypervigilant to all stimuli in his sensory environment, we might be concerned about function
within this limbic region.
The cingulate gyrus (see Fig. 6-4 ) is a
complex structure with numerous connections;
it receives input from the hippocampus and has
reciprocal connections with the anterior nucleus
of the thalamus and portions of the temporal,
parietal, and prefrontal association areas. It also
sends input to the dorsal medial nucleus of the
thalamus, a connection thought to be important
in the affect associated with perception ( Kingsley, 2000 ). As with other limbic structures, we
are still learning about the various physiological
functions associated with the cingulate gyrus;
several functions have been linked with regions
of the cingulate gyrus, including affect regulation, visceromotor control, response selection,
visuospatial processing, and memory access. It
may play a role in attaching emotional quality
or meaning to sensory input, also in concert with
the amygdala.
Bear and colleagues ( 2015 ) identify affective aggression as the emotional response of an
animal in the presence of a threatening stimulus.
In cats, for example, this might be the presence
of another animal within its territory or posing a
threat to a litter of kittens. The affective behaviors associated with such rage are strongly inhibited by output from the amygdala and facilitated
by connections from the septal area and other
limbic regions. This suggests a modulatory role
in affective rage. Although likening affective
aggression in animals to sensory modulation
defi cits is inappropriate, examining this mechanism gives us food for thought because it defi nes
the limbic system as playing a role in the modulation of behavior resulting from environmental
input that is perceived to be threatening. Referring back again to Michael, he does not demonstrate what would be considered “affective rage”;
instead, he tends to withdraw from sensory
stimuli to the point that his teacher questions
whether he is adequately processing the information he receives.
Aside from its role in olfaction, current
knowledge suggests a highly important role
in fear conditioning and emotion recognition
for the amygdala (see Fig. 6-4 ). Years ago,
Pribram ( 1975 ) suggested that the amygdala
made important contributions to an organism ’ s
ability to orient and detect sensory input; more
recent work suggests that this structure is linked
with recognition of emotional expression, especially fear, anger, sadness, and disgust ( Siegel &
Sapru, 2015 ). Amygdala activation has been
linked with increased vigilance and attention,
along with the expression of anxiety and fear.
Recent work of Bruneau, Jacoby, and Saxe
( 2015 ) links the amygdala with the processing
of other people’s negative emotions (emotional
empathy); the same is not true for other people ’ s
physical pain. Activation of the amygdala has
long been associated with control of one ’ s own
emotional responses to distressing input. Reciprocal links between the amygdala and the frontal
cortex may serve as a mechanism for attaching
emotional signifi cance to sensory input ( Siegel &
Sapru, 2015 ). The amygdala has numerous connections with the hippocampus. This relationship allows amygdalar activity to infl uence ANS
functions. We might consider the possibility that
some of the avoidance behaviors associated with
SMD may be associated with the attachment of a
negative emotional response to that sensory input
within the amygdala.
162 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
The hippocampus (see Fig. 6-4 ), another
limbic structure, also has been hypothesized to
play a role in sensory modulation. Interestingly,
this structure is less linked with emotional regulation and more linked with spatial mapping
and memory, leading to the suggestion that this
structure is not associated with emotional regulation ( Bear et al., 2015 ). A large number of fi bers
link the hippocampus to the cortex. Functions
associated with this structure include learning
and memory, mediation of aggressive behavior
(via connections in the septal region), and autonomic and endocrine functions (via connections
with the hypothalamus) ( Siegel & Sapru, 2015 ).
This structure is considered highly important in
memory consolidation, moving memories from
short to long term. Siegel and Sapru suggested
memory consolidation may be lost with hippocampal lesions because the processing of sensory
input during learning is impaired. Hippocampal
lesions result in a wide variety of behavioral
alterations that seem to be related to an animal ’ s genetic background and to the conditions
under which a behavior was elicited. Here again,
extreme caution must be taken in generalizing
from animal studies to humans. However, hippocampal lesions result in animals’ failing to persist
in new tasks; they readily begin a goal-oriented
task but will not stay with it to completion.
There is also an increase in activity in some situations, especially during “open-fi eld” testing.
This increased movement is not associated with
increased exploration; the animal seems to move
about a great deal but fails to use the environmental information available from this increased
movement effectively.
Finally, a role for the hypothalamus (see
Fig. 6-4 ) in the process of sensory modulation
has been suggested. This structure maintains an
important and reciprocal relationship with the
limbic structures and is often included in discussions of this system. It integrates information from the cortex (fi rst processed through the
amygdala and hippocampus) with input from
the spinal cord and brainstem. In this respect, the
hypothalamus is a control center for ANS mechanisms ( Siegel & Sapru, 2015 ). Outputs from the
amygdala project to the lateral hypothalamus to
inhibit affective rage; as such, it is associated
with the expression of this response. Dysfunction in the hypothalamus in humans, secondary
to disease or injury, may be responsible for the
onset of attack behavior and physically violent
outbursts ( Bear et al., 2015 ).
Thus, the purported functions of limbic and
hypothalamic structures are consistent with modulation of sensory input. These structures play a
role in attending to and processing environmental stimuli, attaching meaning and emotional
signifi cance to sensation, and the establishment
of memory. Furthermore, dysfunction in regions
of the limbic system elicits behaviors such as
increased sensory responsivity, increased emotionality, and aggressive behaviors. To some
extent there are parallels between these indicators of function and dysfunction with those
identifi ed by practitioners in children with SMD.
As noted, Michael exhibits some characteristics of poor sensory modulation; for Michael,
however, there are fewer concerns related to
limbic region function than diffi culty mediating
attention. Importantly, there are noted differences
between humans and animals, and any extrapolations between the two must be hypothetical until
further work is done.
Sensory Modulation and Arousal
Arousal is often found in neurophysiology texts
to be tied to wakefulness and consciousness.
The literature on disorders of sensory modulation uses terms linked with arousal (arousal,
hyperarousal, hyperverbal, quiet, compliant) to
describe sensory modulation defi cits, indicating a
behavioral link. Arousal, or cortical activation, is
a function of the reticular formation; it is dependent on sensory input. Activation of the cortex
by the reticular formation ( Fig. 6-5 ) is critical in
that it changes the receptivity of cortical sensory
neurons to sensory input that comes in through
individual sensory system pathways. Importantly, the reticular formation is also linked with
reduced sensory responsivity, such as that seen
in inhibition of pain pathways ( Siegel & Sapru,
2015 ). Thus, logic tells us that the modulation of
sensory input has a relationship with arousal.
The reticular formation is a diffuse system that
runs through the brainstem. In its role of regulating arousal and consciousness, it receives input
from every major sensory pathway and projects
to the cortex (both directly and via nonspecifi c
thalamic nuclei) to maintain arousal levels. The
presentation of new or novel stimuli increases
reticular activation of the cerebral cortex; removal
of sensory input decreases cortical activation
CHAPTER 6 Sensory Modulation Functions and Disorders ■ 163
FIGURE 6-5 The reticular formation runs throughout the brainstem, forming a network of fi bers and nuclei that
widely infl uence CNS function. It receives input from every sensory system, and from other regions of the brain.
Efferent fi bers infl uence postural tone; other connections infl uence visceral, autonomic, and endocrine activity,
as well as arousal activity and consciousness.
and leads to a gradual decrease in wakefulness. Sleep, however, is not simply a result of
the withdrawal of input; instead, it results from
an interaction among several neurotransmitter
systems with their cell bodies in regions of the
reticular formation and the hypothalamus. In
response to novel or challenging stimuli, the cholinergic neurotransmitter pathways to the cortex
are responsible for arousal and attention to input
and motivation. Histamine plays a role in arousal
and motivation, and serotonin acts to produce
decreases in arousal and sleep.
With regard to SMD, practitioners have looked
to the relationship between optimal arousal levels
and the production of an adaptive interaction.
Thinking back to Michael, his teacher may have
been concerned about his arousal level because
he did not contribute to classroom discussions,
and she questioned whether he was processing environmental information. Kimball ( 1999 )
pointed out that moderate arousal produced an
ideal adaptive environmental interaction, but
over-arousal led to behavioral disorganization,
anxiety, and potentially negative responses. The
concept of optimal levels of arousal to function
has roots in the work of Hebb ( 1949, 1955 );
within the framework of optimal arousal, we
balance performance and enjoyment (called
hedonic tone) in our drive for homeostasis ( Kerr,
1997 ). Although it is clear now that sensory
input to the reticular formation regulates arousal,
this relationship was less clear years ago when
original investigators proposed that stimulus
intensity was related to performance and that it
was the intensity of input that regulated arousal
level. Both of these conceptualizations identifi ed
an inverted U curve relationship between arousal
and performance and stimulus intensity. Such a
relationship is depicted in Figure 6-6 . Later work
by Berlyne ( 1960, 1971 ) expanded on this concept
to include other qualities of sensation as role
players in the modulation of arousal. He further
suggested that optimum arousal was linked to
limbic and ANS functions and that there may be
individual differences in tonic arousal levels and
“arousability.”
Kerr ( 1990, 1997 ) proposed a more complex
relationship between arousal and performance
that depends on how each individual interprets the positive or negative tone associated
with arousal. In Kerr ’ s model, individuals are
viewed as arousal seeking or avoiding, depending on whether they fi nd increased arousal to be
a pleasant or unpleasant experience. According
to Apter ’ s ( 1984 ) reversal hypothesis, something
that had been viewed as pleasant can turn into
Brainstem
Reticular formation
Midbrain
Pons
Medulla
164 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
something unpleasant and, potentially, anxiety
provoking. Reversals may be precipitated by
an environmental stimulus, our own frustration
at not being able to perform to expectations, or
that we have simply had enough and shift from
enjoyment to boredom or fatigue ( Kerr, 1997 ).
Importantly, highly arousing tasks can be viewed
as pleasant, and high arousal does not necessarily
interfere with performance; performance is linked
with both arousal and our own interpretation of
how pleasant that arousal state is. Although Kerr
used this theory to understand performance in
sport, such a reversal hypothesis is intriguing
to consider for children with SMD who appear
to shift from under-responsive and SS/craving to
over-responsive and sensory avoiding. Again,
considering Michael, earlier accommodations for
Michael had included movement and deep pressure breaks to improve his attention and information processing. This suggests that although
Michael may appear often to have lower arousal,
movement may provide the input he needs to
reach the optimal arousal level for learning.
Research related to the two primary dimensions associated with emotional experience,
valence and arousal, also may be useful to
consider. Valence is seen as bipolar, refl ecting
negative to positive emotion; arousal is unipolar
based on the intensity of input ( Recio, Conrad,
Hansen, & Jacobs, 2014 ). In recent research
using words with positive and negative valence
and high and low arousal effects, Recio and
colleagues found that subjects processed words
more quickly if they held a positive valence,
regardless of their arousal effect. However, the
emotional effects were strongest when extremes
of valence were combined with high arousal
input. Although this research is not specifi -
cally about sensory modulation, it suggests that
sensory input perceived as strongly positive
(high positive valence) that is highly arousing
(jumping very high on a trampoline; riding in a
fast ride; watching a fast-paced movie; receiving
a fi rm, fast rubdown with a towel) will engender
the strongest emotional response.
Although it is well accepted that arousal is
a function of sensory input, the link to sensory
modulation is indirect. Clearly, arousal and modulation are not the same, although practitioners
have used the terms over-aroused and overresponsive interchangeably. Children who have
over-responsiveness to sensory input have a
FIGURE 6-6 Proposed relationship between arousal and performance.
CHAPTER 6 Sensory Modulation Functions and Disorders ■ 165
serotonin (5HT), may be tied to defensiveness,
and, as such, they bear at least a cursory look.
Serotonin is made from the amino acid precursor tryptophan, and dietary intake of tryptophan
can infl uence central levels of the transmitter.
The overall number of central 5HT neurons is
limited, but the projections are widespread; virtually all areas of the brain receive 5HT inputs
( Bear et al., 2015 ). Such widespread connections
implicate 5HT in many CNS functions and the
expression of many behaviors and disorders.
In fact, alterations in the 5HT system functions
have been linked with many psychiatric disorders
(i.e., major depression, seasonal affective disorder, obsessive-compulsive disorder) ( Jaiswal,
Mohanakumar, & Rajamma, 2015 ), as well as
ASD, schizophrenia, potential sensory impairments, and aspects of motor incoordination
( Kepser & Homberg, 2015 ). The 5HT link with
ASD is well established, such that high prenatal
and early developmental 5HT levels are associated with autistic-like behaviors (alterations in
social interaction, communication, and the presence of repetitive behavior) using animal models
( Veenstra-VanderWeele et al., 2012 ; Yang, Tan, &
Du, 2014 ). It has been diffi cult to utilize this
information in diagnosis and treatment of psychiatric disorders, however, as there is no adequate
clinical measure of 5HT activity. Furthermore,
it is important to note that multiple neurotransmitters are involved in perception and behavior.
Thus, attributing any behavioral response to sensation to a single neurotransmitter is diffi cult.
Ongoing investigations of the 5HT system
indicate a role for serotonin in loudness dependence of auditory evoked potentials (AEP),
where loudness dependence refl ects changes in
the AEP based on the intensity of the stimulus.
Weak 5HT activity (refl ected in strong loudness dependence) has been found in individuals with psychiatric disorders noted earlier, and
it is reversed after treatment with medications
that are 5HT agonists, such as selective serotonin reuptake inhibitors (SSRIs) and lithium
( Juckel, 2015 ). Investigators suggest this and
other fi ndings implicate 5HT in auditory sensory
processing.
Interestingly, “sensory processing sensitivity”
(SPS), considered a personality trait by Aron and
Aron ( 1997 ), has been paralleled with alterations
in the genetics of the serotonin system, specifi -
cally to the presence of a genetic variant of the
PRACTICE WISDOM
Clinical reports have suggested that, for some
children, over-responsiveness to sensory input
leads to “shutdown.” Kimball related this to
ANS changes that include cardiac irregularities,
changes in blood pressure, and a nervous system
that “cannot respond in normal ways” ( Kimball,
1976, 1977 ). More recently, Porges ( 2007 ) also
has described autonomic shutdown, refl ected
in reduced parasympathetic inhibition and
increased sympathetic activity. Although specifi c
links to sensory modulation are not available,
Kimball further suggested that reducing novel
stimuli in the environment and decreasing the
intensity and variety of input can be used as
therapeutic tools to bring arousal back to the
optimal range ( Kimball, 1999 ).
limited ability to modulate input; they also often
fi nd themselves over-aroused.
Children who display under-responsivity to
sensory input appear to be under-aroused. For
these children, novel, intense stimuli may result
in a higher arousal level and more adaptive
environmental interaction. As with many of the
potential links between CNS function and SMD,
this area continues to warrant investigation.
Sensory Modulation and Serotonin
Neurotransmission
There has been a move to examine the potential role of neurotransmitters in individuals with
SMD. But we should take caution: If our ability
to attach behaviors associated with SMD to specifi c CNS sites is limited, our ability to do the
same with specifi c neurotransmitter systems is
even more limited. As with anatomical structures, the study of transmitters has largely taken
place in animals. Often studies done in humans
are drug studies, suggesting that the nervous
systems under investigation were, in some way,
impaired. Understanding central neurotransmitter
function through the measurement of peripheral
references, such as transmitter metabolites in
urine, is complicated by the fact that many transmitters are also present in the periphery, and, as
such, metabolites in the urine may refl ect peripheral as well as central activity. Nonetheless,
alterations in CNS neurotransmitters, notably
166 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
serotonin transporter that infl uences 5HT actions
in the nervous system ( Homberg, Schubert,
Asan, & Aron, 2016 ). Individuals with SPS, and
those with this 5HT alteration, are more sensitive
to environmental input, and at risk for the development of emotional disorders. Homberg and
colleagues suggested that in animals with similar
variations in the 5HT system and adults with
SPS there are differences in sensory and attention networks leading to more intense sensory
processing and a higher susceptibility to overstimulation. Although the specifi c link between
SPS and alterations in the 5HT system remain
to be delineated, these investigators suggested
that study of variations in the serotonin system,
something that must utilize animal models,
may be useful to our understanding of sensory
sensitivity.
The study of neurotransmitters is an intriguing one. They are, of course, linked with behavior. In fact, it would be safe to say they are all
linked to behaviors of some sort. The specifi city
of this linking, however, presents some diffi culty
because there are simply too many unknown
factors. Thus, further study of 5HT, the behaviors with which it is associated, and the relationship of these behaviors to SMD is needed before
sound hypotheses can be formulated.
Stress and Modulation
One additional aspect of the relationship between
sensory modulation and the limbic system
deserves attention. Clinicians have long suspected that stress can amplify tactile or sensory
defensiveness, and recently there has been
increased research on these and related topics.
Responses to events perceived to be threatening trigger activity in complex neurobiological systems, with the goal of self-preservation.
One such system is the hypothalamic-pituitaryadrenal (HPA) system, supporting the release
of cortisol. The HPA response to stress begins
with release of corticotropin-releasing factor or
hormone (CRF or CRH) from the paraventricular nucleus (PVN) of the hypothalamus. CRH
travels to the anterior pituitary, leading to the
release of adrenocorticotropin hormone (ACTH).
ACTH, released into the circulation, travels to
the adrenal cortex and leads to the release of cortisol ( Bear et al., 2015 ). This response to stress
requires a few minutes of time. Cortisol release
is self-limiting in a typical nervous system; once
released, it helps the body mount a fi ght-or-fl ight
response to the stressor, but it also inhibits the
release of CRH. Often cortisol levels in blood or
saliva are measured as a means of quantifying
physiological response to a stressor.
The other system linked with the stress
response is the SNS. It too is mediated by outputs
from the periventricular region of the hypothalamus. SNS responses to stress result in increases
in heart rate and blood pressure, the release of
glucose, and decreased blood fl ow to the gut.
These responses rely on the activity of epinephrine and norepinephrine in the periphery, and
they are paralleled by norepinephrine responses
centrally. Central release of norepinephrine
comes from a brainstem nucleus, the locus coeruleus, and supports increased arousal, focused
attention, and increased vigilance ( Gunnar &
Quevedo, 2007 ), all designed to support the
fi ght, fl ight, or fl ee response to the stressor.
These stress response systems involve limbiccortical circuits, including the amygdala, hippocampus, and areas of the prefrontal cortex ( Gray
& Bingaman, 1996 ; Gunnar & Quevedo, 2007 ).
Gunnar and Quevedo ( 2007 ) indicated that the
amygdala is of particular importance in the regulation of CRH, and the prefrontal cortex in
conjunction with the hippocampus play a role in
analysis of the stressor and threat appraisal.
Activation of the anxiety system, similar
to Gray ’ s behavioral inhibition system (1982) ,
results in avoidance behaviors. The anxiety
system is put into action when the expectation of
an event is negative. Thus, in any situation, we
all have certain expectations of what will occur.
We expect a hug from a friend to feel good and
a shot to be only slightly painful. If the friendly
hug turns into an uncomfortable squeeze or the
injection has a burning quality not previously
experienced, then our expectation does not match
the real situation, and we fi nd ourselves with
increased arousal and anxiety. Gray stated that if
a match occurred between expected and actual
input, the behavioral inhibition system was not
activated and general behavior was not altered.
If a mismatch occurred, the behavioral inhibition
system was activated and took control of behavior, leading to increased arousal and attention to
incoming stimuli, often producing anxiety. This
system has been linked with serotonin function
and activity in the septohippocampal region
( Gray, 1987 ).
CHAPTER 6 Sensory Modulation Functions and Disorders ■ 167
If one accepts the concept of limbic involvement in sensory modulation, then stress behaviors may play a role in the manifestation of
sensory over-responsiveness. When incoming
and expected inputs are mismatched, Gray ’ s
behavioral inhibition system takes over, leading
to increased arousal and attention to the sensory
stimuli, perhaps resulting in a defensive response.
These concepts of sensory modulation remain
hypothetical, however, and require considerably
more study.
HERE ’ S THE POINT
• The limbic system functions to support the
intake and processing of sensation, as well as
in the attachment of emotional signifi cance
and memory to sensation. Dysfunction
in limbic processing has been linked with
increased sensory responsivity, aggression, and
emotionality.
• The reticular system mediates arousal level and
is dependent on sensory input to accomplish
this role. Optimal arousal is task-dependent
and may be infl uenced by stimulus intensity.
• Sensory “shutdown” may refl ect reduced
parasympathetic and increased SNS activity in
response to an overwhelming environment.
• Alterations in aspects of serotonin system
function have been of interest to scientists
investigating sensory sensitivity.
• Stress may moderate behavioral responses to
environmental stimuli but additional research is
needed to fully understand this relationship.
Sensory Modulation Disorders
As noted earlier, sensory modulation disorders
can be seen across different sensory systems
and are manifested in varied ways. Here we will
focus on those more commonly recognized modulation disorders within the somatosensory and
vestibular systems (refer to Chapter 4 , Structure
and Function of the Sensory Systems). We look
briefl y at other sensory systems as well, acknowledging that less is known about these disorders.
The focus in this section is on children whose
primary concern is that of sensory modulation.
Although modulation disorders have been identifi ed in conjunction with disorders such as
ASD and ADHD, they have importantly been
documented in children without other diagnoses. The work of Reynolds and Lane ( 2008 );
van Hulle, Schmidt, and Goldsmith (2012) ; and
Miller and colleagues ( 2012 ) support this. Reynolds and Lane documented three distinct cases
of children with SOR and no additional diagnosis, and van Hulle and colleagues indicated that
more than 50% of children with SOR in their
study ( n = 970) failed to meet criteria for other
recognized childhood psychiatric diagnoses. The
work of Miller and colleagues also indicated that
although there is considerable overlap between
children with ADHD and children with SMD,
there are clear differences in sensory responsivity, both behaviorally and physiologically, as well
as on measures refl ecting emotion and attention.
We will return to the coexistence of modulation
disorders with ASD and ADHD at the end of this
section.
Tactile Defensiveness
Considering potential links to CNS structures
and functions, we now look at modulation dysfunction that has been associated with specifi c
sensory systems. In this section, we present
information on both observable behaviors and
suggested neurophysiological links. The earliest
identifi ed, and most often discussed, is tactile
defensiveness. In 1964, Ayres proposed a “provisional theory,” based in part on earlier observations of Head ( 1920 ), to explain a clinical
syndrome composed of defi cits in tactile defensiveness, distractibility, and increased level of
activity. Expanding on these ideas, Ayres ( 1972 )
described the two tactile systems as a continuum
rather than a strict dichotomy. They interacted “to
provide a continuum of information and response
with a need-for-defense interpretation and reaction at one end of the continuum and a discriminative interpretation and discrete response at
the other end” (p. 214; Fig. 6-7 ). Ayres hypothesized that tactile defensiveness was the result
of an imbalance between discriminative interpretation and need for defense. She generalized
from a protopathic-epicritic continuum to an
anterolateral-dorsal column continuum ( Ayres,
1964, 1972 ). According to Ayres ( 1972 ), tactile
defensiveness occurred when the discriminative
dorsal column medial lemniscal (DCML) system
failed to exert its normal inhibitory infl uence over
the anterolateral system. Therefore, light touch
168 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
evoked protective, escape-like behavior and
strong emotional responses. She hypothesized:
The tactile defensive response, and other
defensive responses to nociceptive qualities
in sensory stimuli, represents an insuffi cient
amount of the inhibitory component in a functional system designed to monitor a certain
type of impulse control. Thus, the behavioral
response system designed for protection and
survival predominated over a system designed
to allow the organism to respond to the spatial
temporal qualities of the tactile stimuli. ( Ayres,
1972 , p. 215)
Ayres ( 1964 ) also suggested that adrenaline
(epinephrine), released from the SNS during
stress, played a role in the behavioral manifestations of tactile defensiveness in that the reticular activating system was sensitive to the effects
of adrenaline and the DCML pathway was not.
Ayres theorized that anxiety was both a cause and
an effect of the predominance of the protective
system and that the problem was self-perpetuating.
Furthermore, a child chronically controlled by the
protective system would be offered little opportunity for appropriate environmental exploration,
and this might lead to delays in perceptualmotor development.
As early as 1972, Ayres recognized that the
gate control theory of Melzack and Wall ( 1965 )
“unifi ed” various historical perspectives on the
duality of the tactile system. She proposed that
the gate control theory provided a conceptual
model for tactile defensiveness. Briefl y stated,
this theory suggested that “gate” neurons present
in the substantia gelatinosa of the spinal cord
controlled the passage of impulses to the CNS.
Control of these gate cells was infl uenced both by
incoming tactile inputs and by cortical infl uences
( Fig. 6-8 ). Tactile inputs carried in large A-beta
fi bers commonly associated with touch-pressure
and other inputs mediated by the DCML pathway
activated the gate cells, which, in turn, prevented
the transmission of pain to the CNS.
In contrast, inputs mediated by small A-delta
and C (pain) fi bers inhibited the gate cell. Thus,
because the “gate is open” when the gate cell
is inhibited, transmission of pain impulses was
permitted. Importantly, cortical infl uences, such
as anxiety, attention, and anticipation, as well
as sensory input regarding other channels, also
mediate gated activity. All of these played a role
in determining whether the gate cell was activated (gate closed) or inhibited (gate opened)
and, therefore, whether pain transmission could
proceed ( Melzack & Wall, 1965 ).
Ayres ( 1972 ) believed that the provision of
specifi c (discriminative) tactile and proprioceptive stimuli would activate the DCML system to
“close the gating mechanism” so as to block the
protective response to touch and diminish associated increased levels of activity and distractibility. Moreover, she believed that tactile stimuli that
elicited a defensive response inhibited the gate
cell, thereby permitting transmission of stimuli
to the CNS and resulting in a defensive response.
Deep touch-pressure and other sensations mediated by the dorsal column seemed to result in
gate cell activation, decreasing transmission of
defense-eliciting stimuli and, thereby, diminishing the defensive response. These hypotheses
also explained the ability of previous stimuli,
moods, and so forth, to infl uence the responses
of a child with tactile defensiveness. These
factors would be a component of the descending
cortical infl uences on the gate, whereby stressful
states, for example, might result in gate cell inhibition and, thus, permit transmission of defenseeliciting stimuli.
Unfortunately, some aspects of the gate control
theory have not been confi rmed by research, and
others are poorly understood and controversial.
For instance, no actual gate neurons have been
found in the spinal cord, and the mechanism of
action of large afferent fi bers infl uencing pain
transmission and central mediation of pain has
been shown to be different ( Moayedi & Davis,
FIGURE 6-7 Ayres proposed that the protopathic (anterolateral) pathways and epicritic (discriminative) pathways
functioned as a continuum. When we perceive touch as a threat, it activates our protective responses, such as
withdrawal or aggression. As our perception of touch moves from threat toward neutral and beyond, we can
use touch to explore the environment.
Threat; activation of
“protopathic” system,
defensive response
Neutral
Salient; activation of
the “epicritic” system,
seek more information
CHAPTER 6 Sensory Modulation Functions and Disorders ■ 169
FIGURE 6-8 In their gate control theory, Melzack and Wall proposed that gate neurons in the spinal cord
mediated the transmission of pain impulses to the brain. It was thought that the gate neurons were infl uenced
by incoming touch or higher brain regions. Spinal level gate neurons have not been identifi ed, but this theory is
still foundational for our understanding of pain transmission.
2013 ). However, descending central pain controls exist, and it is likely that stimulation of the
dorsal column will lead to pain relief ( Moayedi &
Davis, 2013 ).
In 1983, Fisher and Dunn published a review
of pain control theories, including perspectives
on the gate control theory of Melzack and Wall
( 1965 ) and evidence of inhibitory pain pathways.
An important contribution of Fisher and Dunn
( 1983 ) was the recognition that the reduction
of tactile defensiveness would not lead to improved tactile discrimination. Rather, they
stressed that tactile defensiveness and poor tactile discrimination were separate disorders of
tactile processing and not two ends of the same
continuum; both tactile defensiveness and poor
tactile discrimination could, and often did, occur
in isolation ( Fisher & Dunn, 1983 ).
One year earlier, Larson ( 1982 ) had hypothesized that tactile defensiveness was the result
of a fi ltering defi cit resulting from too little
inhibition. She explained the high arousal, distractibility, and defensiveness observed in children with tactile defensiveness by a lack of
inhibition of irrelevant input. Fisher and Dunn
( 1983 ) subsequently suggested that the application of the phrase “lack of inhibition” to the
child with tactile defensiveness was appropriate
in describing the failure of higher CNS structures to modulate incoming tactile stimuli. They
pointed out that “clinical descriptions of ‘lack of
inhibition’ in children who display [tactile defensiveness] seem to be compatible with the concept
that higher-level infl uences are not adequately
modulating tactile inputs” (p. 2). Thus, they
advocated the use of intervention to decrease
arousal, including touch-pressure, proprioception, and linear vestibular stimulation.
Although Larson ( 1982 ) and Fisher and Dunn
( 1983 ) limited themselves to discussions of children with tactile defensiveness, their arguments
could readily be applied to children with other
Pain signals sent along
acute and chronic pain fibers.
Pain signals are still sent via
acute and chronic pain.
Rubbing the injury
sends messages
along touch
and pressure.
The gate in spinal cord
is closed, so no pain messages
get through to the brain.
The gate in spinal cord
is open, so pain messages
get through to the brain.
Messages from
touch and pressure
activate the gating
nerve cell in
the spinal cord.
170 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
manifestations of sensory defensiveness. Further,
although Larson ( 1982 ) emphasized a lack of
inhibition resulting in tactile defensiveness, she
actually described an imbalance in descending
mechanisms, resulting in either too little or too
much inhibition. “This imbalance decreases the
ability to perceive incoming stimuli from tactile
and other sensory modalities [italics added]”
( Larson, 1982 , p. 592).
A great deal of research on SOR has taken
place since these initial hypotheses were put
forward; much of this is summarized in Chapter 16
(Advances in Sensory Integration Research: Basic
Science Research). The work of Mary Schneider
and colleagues ( 2009 ) provided a causal link
between prenatal stress and tactile defensiveness
in a primate model and linked tactile defensiveness to altered striatal dopamine activity. This
link was supported in human research conducted
by Keuler and colleagues ( 2011 ). These same
investigators found that tactile and auditory
over-responsivity (defensiveness) was heritable,
infl uenced by prenatal environment, and correlated with negative affect and fear.
Defi cits in tactile modulation have been identifi ed in children with ADHD and children with
ASD. In children with ADHD, Parush and colleagues ( 2007 ) demonstrated that tactile defensiveness was distinguishable from poor tactile
discrimination relative to central processing
mechanisms. This work is important for its contribution to our understanding of defensive and
discriminatory mechanisms and for the support it
provides for the hypothesis of altered neural inhibition put forward by Fisher and Dunn ( 1983 ). In
children with ASD, sensory modulation differences have been noted generally, and tactile and
auditory over-responsivity are commonly identifi ed when individual sensory systems are examined ( Tomchek & Dunn, 2007 ).
Tactile defensiveness is a problem, in large
part, because of inappropriate behaviors that
accompany it. Tactile defensiveness may be
identifi ed by a meaningful collection of behaviors, such as:
• Avoidance of touch
• Avoidance of certain styles or textures
(e.g., scratchy or rough) of clothing or,
conversely, an unusual preference for
certain styles or textures of clothing (e.g.,
soft materials, long pants, or sleeves)
• Preference for standing at the end of a line
to avoid contact with others
• Tendency to pull away from anticipated
touch or from interactions involving
touch, including avoidance of touch to
the face
• Avoidance of play activities that involve
body contact, sometimes manifested by a
tendency to prefer solitary play
• Aversive responses to non-noxious touch
• Aversion or struggle when picked up,
hugged, or cuddled
• Aversion to certain daily living tasks,
including baths or showers, cutting of
fi ngernails, haircuts, and face washing
• Aversion to dental care
• Aversion to art materials, including
avoidance of fi nger paints, paste, or sand
• Atypical affective responses to non-noxious
tactile stimuli
• Responding with aggression to light touch
to arms, face, or legs
• Increased stress in response to being
physically close to people
• Objection, withdrawal, or negative responses
to touch contact, including that encountered
in the context of intimate relationships
( Royeen & Lane, 1991 , p. 112)
As can be discerned from this list, defensiveness
to touch potentially interferes with all occupations and roles. When a child limits food and
clothing choices and resists activities, such as
face and hair washing and nail clipping, basic
self-care becomes a trying ordeal. Avoiding
sand, refusing to walk barefoot on the grass, or
needing to control play activities can negatively
affect one ’ s role as a peer or sibling player. Even
the more subtle behaviors that we noted with
Michael, seeming to be very quiet and not engaging with others in the classroom, impair occupational engagement and performance. These and
other behaviors may disrupt classroom behavior,
making learning diffi cult.
Beyond behaviors that are linked easily to
defensive responses to touch are those that are
secondary to the need to control the sensory
environment. Often children with defensiveness
to touch are seen as distractible and overly active
as they respond to irrelevant incoming sensory
input ( Ayres, 1965, 1966, 1969 ; Bauer, 1977 ).
It is important to note that several investigators
CHAPTER 6 Sensory Modulation Functions and Disorders ■ 171
have indicated that although over-responsivity
to touch may overlap with these characteristics
of attention defi cit, the two disorders are distinct
(S. J. Lane, Reynolds, & Thacker, 2010 ; Mangeot
et al., 2001 ; Miller et al., 2012 ; Reynolds
et al., 2009 ). Furthermore, Wilbarger and Royeen
( 1987 ) speculated that tactile defensiveness could
be a predisposing factor for irregular emotional
tone, lability, extreme need for personal space,
and disruption in personal care. Scardina ( 1986 )
hypothesized that tactile defensiveness interfered
with the ability to establish or maintain intimate
relationships. Thus, a child or adult with tactile
defensiveness may experience a myriad of secondary defi cits.
Identifi cation of tactile defensiveness is possible by looking for a meaningful cluster of behaviors, many of which were listed earlier. Many
children dislike having their face washed and
nails trimmed. These behaviors alone do not constitute tactile defensiveness. As with all disorders
of sensory integration, the identifi cation of tactile
defensiveness is based on the presence of a consistent pattern (i.e., a suffi cient number of aversive or negative reactions to touch) to confi rm
that it is, indeed, the response to touch that provides the basis of the reaction. This is particularly important when we consider the affective
or emotional overlay that may occur with tactile
defensiveness.
Aversive Responses to Vestibular
and Proprioceptive Inputs,
Gravitational Insecurity,
and Vestibular and Proprioceptive
Under-Responsiveness
Poor modulation within the vestibular system
also has been identifi ed. The vestibular system
is thought to be a primary organizer of sensory
information ( Ayres, 1972, 1978, 1979 ). The vestibular system coordinates movement of the body
and eyes in response to environmental demand; it
is responsible for awareness of position in space,
provides a stable visual fi eld, and contributes
to physical and emotional security. According
to Ayres, our relationship with gravity is more
essential to our well-being than is our relationship with our mother (1979).
Fisher and Bundy ( 1989 ) indicated that
over-responsivity to vestibular and proprioceptive sensations may be manifested in two ways:
Aversive responses to vestibular-proprioceptive
inputs are characterized by nausea, vomiting, dizziness or vertigo, and other feelings of discomfort associated with autonomic (sympathetic)
nervous system stimulation. Gravitational insecurity is characterized by excessive emotional
reactions or fear that is out of proportion to the real
threat or actual danger arising from vestibularproprioceptive stimuli or position of the body
in space. Although neither disorder is well
understood, both are hypothesized to be a result
of hyperresponsiveness or poor modulation
of vestibular-proprioceptive inputs ( Fisher &
Bundy, 1989 ), and there is some evidence that
increased sensitivity to vestibular stimulation or
visual-vestibular confl ict can result in motion
sickness ( Baloh & Honrubia, 1979 ) [italics
added] (p. 92).
Grounded in the work of Ayres and Fisher
and Bundy, May-Benson and Koomar (2007)
indicated that gravitational insecurity could be
linked to inadequate vestibulocerebellar interactions and potentially decreased vestibularocular integration, leading to increased arousal
and fear responses to unexpected movement
experiences. Children with gravitational insecurity fear generic, everyday movement experiences, slow or fast, particularly those that involve
head movements out of the vertical. Clinicians
report that children with gravitational insecurity
perceive small movements to be larger than they
are. Children with this disorder may avoid activities that require new body or head positions,
especially when their feet cannot be in contact
with the fl oor. Fisher ( 1991 ) suggested that gravitational insecurity was related to an inability to
resolve sensory confl ict and inadequate development of body scheme. Because children with
this modulation disorder seem to misjudge the
amount of head movement they are experiencing, it also may be that gravitational insecurity is
a problem of discrimination within this system.
An alternative explanation has been suggested to
be ineffi cient proprioceptive processing because
proprioception has been said to modulate vestibular inputs ( Ayres, 1979 ). The fear caused by
gravitational insecurity is basic and profound
and can affect emotional and behavioral development. Seemingly simple tasks, such as getting
into and out of a car or stepping down off a curb,
present anxious moments for individuals with
gravitational insecurity. Of particular concern
for these individuals is backward space, and, as
172 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
such, they avoid activities such as swinging on
swings.
Aversive responses to, or intolerance of,
movement is the reaction we feel when we
become car-, plane-, or seasick. It is characterized by strong feelings of discomfort, nausea,
vomiting, or dizziness after movement that activates the semicircular canals (i.e., angular acceleration). This disorder may result from faulty
modulation of inputs to the semicircular canal.
Alternatively, aversive reactions to movement
may result from an inability to resolve sensory
confl ict among visual, vestibular, and proprioceptive inputs ( Fisher, 1991 ).
Aversive responses to movement may not
appear during or even directly after an activity.
Children showing aversive responses to movement may have diffi culty interpreting the sensory
input and may respond several hours later with
a negative reaction. Fisher and Bundy ( 1989 )
and Fisher (unpublished data) described an individual with whom they had carried out an indepth interview and vestibular testing. She was
described as experiencing “sensory overload” or
“sensory disorientation” after a period of visualvestibular stimulation that included visualvestibular confl ict. Fisher ( 1991 ) described this
client ’ s response as follows:
Approximately 3 hours after stimulation, the
subject began to experience the feeling that her
head, arms, and legs had become detached from
her body and were fl oating in space. When she
attempted to walk on a level surface, she felt
as if she were walking on an uneven, unpredictable surface. Sometimes the surface would
seem to be higher than she expected it to be,
and sometimes the ground would be lower than
she expected it to be. (p. 90)
Thus, an inability to resolve movement, proprioception, and visual input had a strongly disruptive effect on this individual ’ s internal body
scheme. Under-responsivity to movement is
seen in children such as Michael, in this case,
in conjunction with under-responsivity to proprioception. Michael seeks activities that provide
movement and proprioceptive sensations in order
to obtain what he considers to be an optimal
level of arousal and attention in the classroom
and at home.
Clinicians have debated the existence of
an SMD related strictly to proprioception that
appears to resemble under-responsiveness in
that it is characterized by behaviors designed
to obtain a great deal of proprioceptive input
( Blanche & Schaff, 2001 ). Thus, children may
hit, bang, bump, or fall on purpose. They may
appear very aggressive in their interactions, and
their movements may seem clumsy. Blanche and
colleagues developed and pilot-tested an observation tool for proprioceptive functions intended
to be used with other clinical observations of proprioceptive function (the Comprehensive Observation of Proprioception, Blanche, Bodison,
Chang, & Reinoso, 2012 ). Using an exploratory
factor analysis, they identifi ed four proprioceptive factors (muscle tone and joint stability,
proprioceptive seeking, postural control, motor
planning); the seeking provides initial support
for the suggestion that proprioceptive modulation defi cits exist. Whether this is a specifi c disorder or a refl ection of other sensory integrative
problems continues to require further clinical and
empirical investigation.
Vestibular and proprioceptive modulation
defi cits have the potential to interfere with occupational performance in many ways. When children show over-responsivity to vestibular input,
they generally avoid many types of movement.
Fearing movement through space, infants and
toddlers engage in diminished environmental
exploration and gross motor activity. As preschoolers, children with vestibular modulation
defi cits may become tense and anxious on playground equipment, avoid rough and tumble play,
or become easily nauseated when riding in a
vehicle. School-age children may avoid amusement parks, camp activities, and sports. Vestibular and proprioceptive modulation defi cits may
lead to a poor sense of position in space and
movement through space and result in behaviors
such as pushing, crashing, and falling.
Sensory Modulation Dysfunction
in Other Sensory Systems
In addition to these somewhat classic examples
of specifi c SMD that have been under study for
several years, behavioral and physiological evidence has documented auditory modulation defi -
cits ( Chang et al., 2010 ), and clinical evidence
has suggested that over-responsiveness may be
a factor in the visual system as well. Children
with auditory modulation disorders may cover
their ears when in the cafeteria or grocery store,
CHAPTER 6 Sensory Modulation Functions and Disorders ■ 173
where sound bounces off of hard surfaces. They
might also have diffi culty paying attention to
the teacher or their seat work if they have overresponsiveness to a busy visual environment.
Many clinicians document taste and smell sensitivity, and it has clearly been identifi ed by some
investigators in children with autism (e.g., A. E.
Lane, Molloy, & Bishop, 2014 ). Observations of
a broader construct of sensory modulation disorder would be very consistent with the work
of McIntosh, Miller, Shyu, & Hagerman ( 1999 )
and fi t well with the concept of a general SMD.
Careful documentation of behaviors that appear
to refl ect modulation defi cits in these sensory
systems—and examination of the underlying
neuroscience correlates of the behaviors—is
needed. Suggestions for intervention with clients
who have SMD can be found in Chapter 12 (The
Art of Therapy), Chapter 13 (The Science of
Intervention: Creating Direct Intervention from
Theory), and Chapter 14 (Distilling Sensory
Integration Theory for Use: Making Sense of
the Complexity), where the art and science of
intervention are presented along with different
models for treatment.
Sensory Modulation Disorder
in Children with Additional Diagnoses
Sensory modulation has been identifi ed as a
“stand-alone” disorder, but also it has been linked
with other neurodevelopmental disorders, such
as ASD and ADHD. Investigators have examined
sensory modulation in conjunction with behavior and participation, stress responses, and ANS
responses to sensation in children with ASD
and ADHD. We will look briefl y at the research
along these lines, and more information can be
found in Chapter 16 (Advances in Sensory Integration Research: Basic Science Research).
Autism Spectrum Disorder
Sensory modulation in children with ASD
is complex, with reports of both over- and
under-responsivity. The Sensory Profi le (SP) and
the Short Sensory Profi le (SSP) have been used
most commonly to identify sensory modulation
disorders; the SP provided the fi rst formalized
identifi cation of sensory modulation disorders
in children with ASD ( Kientz & Dunn, 1997 ).
Although this initial work did not show a link
with severity of autism, later work by several
investigators ( Baranek, David, Poe, Stone, &
Watson, 2006 ; Ben-Sasson et al., 2008 ; Kern
et al., 2007 ; A. E. Lane et al., 2014 ; Watson
et al., 2011 ) has indicated that differences in
sensory modulation do correlate with autism
severity and, in some studies, with mental age
( Baranek et al., 2006 ; Leekam, Nieto, Libby,
Wing, & Gould, 2007 ).
Links between inadequate sensory modulation
and stress responses also have been established.
Children with ASD were noted to show reduced
SNS responses to sensory challenge along with
behavioral and emotional over-responsivity
( Schoen, Miller, Brett-Green, & Nielsen, 2009 ).
Later work suggested two response patterns: a
high level of tonic SNS activity coupled with
high responsivity to sensory challenge, and lower
SNS activity coupled with lower responses to
sensory challenge ( Schoen, Miller, Brett-Green,
Reynolds, & Lane, 2008 ). Further, SOR has been
linked with anxiety in toddlers with ASD ( Green,
Ben-Sasson, Soto, & Carter, 2012 ). The complexity of this link in ASD is emphasized by Corbett,
Schupp, Levine, and Mendoza ( 2009 ) with the
fi nding that some aspects of sensory processing
associate with elevated morning cortisol whereas
others associate with lower morning cortisol.
There is some indication that differences in
sensory processing in children with ASD may
show specifi c characteristic patterns. Patterns on
the SP are different for children with ASD compared with children with ADHD and to children
developing typically ( Ermer & Dunn, 1998 ).
Tactile and taste or smell over-responsivity has
been documented ( Wiggins et al., 2009 ) and
linked with stereotyped behaviors. Ausderau
and colleagues ( 2014 ) also identifi ed a range of
sensory subtypes, linking them with child characteristics (i.e., gender, age factors, and autism
severity) and family characteristics. Lane and
colleagues (Lane et al., 2010) have worked to
develop a typology that more fully characterizes
sensory modulation defi cits in children with ASD.
Their most recent work examined SP scores along
with verbal IQ, autism severity, age, and gender.
Through this study, they identifi ed four sensory
clusters: sensory adaptive, refl ecting children with
no clear sensory modulation defi cits; taste/smell
sensitive, refl ecting extreme taste or smell sensitivity, with poor auditory fi ltering and sensoryseeking or under-responsive behaviors; postural
inattentive, refl ecting extreme scores for the low
174 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
energy weak items, with poor auditory fi ltering and SS or under-responsivity; and general
sensory modulation defi cits, which included
movement sensitivity ( Lane, Molloy, & Bishop,
2014 ). Interestingly, in this study they also found
a relatively large proportion (37%) of children in
the sensory adaptive group, indicating no clear
modulation defi cits. This fi nding differs from
those of others (c.f. Tomchek & Dunn, 2007 ),
indicating that up to 92% of children with ASD
may have concomitant sensory modulation defi -
cits. Lane and colleagues suggested this may be
the result of differences in sampling.
Sensory modulation differences in children
with ASD also have been linked with aspects of
function, although the relationships continue to
need clarifi cation. Baker and colleagues ( Baker,
Lane, Angley, & Young, 2008 ) suggested there
were relationships between maladaptive and emotional or behavioral problems and the SSP patterns of under-responsivity or seeking, auditory
fi ltering, and low energy/weak. Similarly, poor
academic, behavioral, and emotional performance
have been linked with sensitivity to touch, auditory fi ltering diffi culty, and under-responsivity or
seeking ( Ashburner, Ziviani, & Rodger, 2008 ).
Sensory avoiding, a quadrant in the Dunn model,
interferes with occupational engagement and participation ( Little, Sideris, Ausderau, & Baranek,
2014 ). Ben-Sasson and colleagues ( 2008 ) took
a somewhat different approach with young children with ASD and found three broad groups of
children: those with a low frequency of behaviors indicative of poor sensory modulation on the
Sensory Profi le, those with mixed frequency, and
those with high frequency of behaviors indicative
of poor sensory modulation; negative emotions,
anxiety, and depressive symptoms were found
more commonly in the high frequency group,
whether the sensory response patterns indicated
over- or under-responsivity. Recent work with
preschool-aged children with ASD uncovered a
strong link between sensory processing patterns
and receptive and expressive language. In this
study ( Tomchek, Little, & Dunn, 2015 ), when
children showed less auditory or visual sensitivity and characteristics consistent with the
low energy/weak category, they had increased
language skills; children with hypo-responsivity
and taste or smell sensitivity also had decreased
language skills. Sensory-seeking distractibility
interfered with social behavior as well as fi ne and
gross motor skills; adaptive behavior was negatively impacted by tactile and movement sensitivity, taste and smell sensitivity, and SS.
Baranek, Boyd, Poe, David, and Watson
( 2007 ) developed a performance tool to identify sensory modulation disorder, suggesting that
parent report tools may be insuffi cient. Using
their tool, they investigated sensory sensitivities in children with ASD, as well as other disorders, fi nding that SOR appears to be linked
with mental age for children with ASD as well
as with more general developmental delay. These
investigators also identifi ed sensory underresponsiveness to auditory input in their study
group. Under-responsiveness was substantiated
in children with ASD ( Ben-Sasson et al., 2009 )
and, for some children, found to coexist with
SOR ( Ben-Sasson et al., 2007 ; Lane, Reynolds,
& Thacker, 2010 ).
Attention Defi cit-Hyperactivity Disorder
Sensory modulation has been documented in
children with ADHD, with initial studies indicating that there were fairly global sensory differences between children with ADHD and children
developing typically ( Dunn & Bennett, 2002 ;
Miller, Nielsen, & Schoen, 2012 ; Yochman,
Parush, & Ornoy, 2004 ). Although children
with ADHD were characterized as having diffi -
culty processing auditory, tactile, emotional, and
behavioral information related to sensation and
showing SS, along with diffi culty with adaptive
responses to sensation, emotional reactivity, and
inattention or distractibility, a systematic review
indicated that there was insuffi cient evidence for
clear subtypes ( Ghanizadeh, 2011 ). The defi cits
in sensory modulation have been shown to be
related to behavioral concerns. Similar fi ndings
were reported by Shimizu, Bueno, and Miranda
( 2014 ) in a Brazilian sample.
SOR has been noted in some children with
ADHD, and it may play a role in teasing apart
features of this disorder ( Mangeot et al., 2001 ;
Reynolds, Lane, & Gennings, 2009 ). Children
with both ADHD and SOR (ADHD + SOR) show
greater anxiety than either children developing
typically or children with ADHD but no SOR
(ADHD-SOR). They demonstrate higher cortisol
responses and ineffi cient SNS recovery following sensory challenge (S. J. Lane, Reynolds, &
Thacker, 2010 ; Reynolds et al., 2009 ). Looking
somewhat more broadly, children with ADHD
CHAPTER 6 Sensory Modulation Functions and Disorders ■ 175
and SMD also differ from children developing
typically and children without SMD on measures
of SNS function, somatic complaints, adaptability, and aspects of anxiety or depression ( Miller
et al., 2012 ).
HERE ’ S THE POINT
• Ayres likened the neural processes underlying
tactile defensiveness to those defi ned by
Melzack and Wall, relative to the gate control
theory of pain. Although the spinal level
gate neuron has not been identifi ed, there is
evidence for descending pain control elicited by
deep pressure input.
• Many behaviors linked with tactile
defensiveness reflect the need to control the
environment.
• Gravitational insecurity (GI) and aversiveness to
movement refl ect different modulation defi cits
within the vestibular system. GI is seen as fear
of movement and fear of moving the head
out of upright; aversiveness to movement is an
intolerance to movement.
• Poor proprioceptive modulation has been
less well defi ned but some research supports
proprioceptive seeking as a possible modulation
concern.
• Sensory modulation defi cits are well established
in children with autism, with indicators
supporting different subtypes or subcategories.
Research indicates that one subgroup of
children with autism shows adaptive or typical
sensory modulation, whereas other subgroups
continue to be refi ned.
• Some children with ADHD demonstrate sensory
modulation defi cits, reflected in SOR as well
as SS. When SOR is identifi ed in this group of
children, it has been linked to anxiety.
Summary and Conclusions
In summary, SMD is complex and multidimensional, and yet our knowledge has grown regarding this disorder through the past several years.
When any sensory input is not modulated in an
expected way, the behavior that results is “out
of step” with what is needed for an adaptive
environmental interaction. For some children,
disorders of modulation are linked to disruptive
behaviors, whereas for others, such as Michael,
who was presented at the beginning of the
chapter, SMD is paralleled by withdrawal and
poor registration. Poor modulation has ramifi -
cations, both within the nervous system (e.g.,
affecting attention, arousal, and modulation of
other inputs) and in the outside world because
it results in the production of behaviors that do
not match environmental demand or expectation. Research has provided suffi cient information that we know modulation disorders exist in
the absence of other comorbidities, but also in
addition to diagnoses such as ASD and ADHD.
Although researchers continue to unravel the
neural links that underlie poor modulation, more
needs to be done in this area.
Where Can I Find More?
Sensory modulation, and its impact on participation and occupation, have been studied by many
investigators. Looking for additional information on the impact of disorders of modulation
is perhaps best served by identifying the area of
occupation about which there is concern. Here
are some recent examples. Please note this is far
from an all-inclusive list!
Child Participation
Mische-Lawson, L., Foster, L., Lawson, L. M., &
Foster, L. (2016). Sensory patterns, obesity and
physical activity participation of children with
autism spectrum disorder. American Journal
of Occupational Therapy, 70 (1), 7005180070.
doi:10.1111/j.1467-7687.2009.00882.x.Better
Piller, A., & Pfeiffer, B. (2016). The Sensory
Environment and Participation of Preschool
Children with Autism Spectrum Disorder.
Occupational Therapy Journal of Research
(Thorofare NJ), 36 (3), 103–111. doi:10.1177/
1539449216665116
Parent Participation
DaLomba, E., Baxter, M. F., Fingerhut, P., &
O’Donnell, A. (2017). The effects of sensory
processing and behavior of toddlers on parent
participation: A pilot study. Journal of Occupational Therapy, Schools, & Early Intervention, 10 (1), 27–39. doi:10.1080/19411243.20
16.1257968
Toileting
Bellefeuille, I. B., Schaaf, R. C., Polo, E. R.,
Beadury, I., Schaaf, R. C., & Ramos, E. (2013).
176 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
Occupational therapy based on Ayres Sensory
Integration in the treatment of retentive fecal
incontinence in a 3-year-old boy. American
Journal of Occupational Therapy, 67 (5), 601–
606. doi:10.5014/ajot.2013.008086
Eating
Engel-Yeger, B., Hardal-Nasser, R., & Gal, E.
(2016). The relationship between sensory processing disorders and eating problems among
children with intellectual developmental defi -
cits. British Journal of Occupational Therapy,
79 (1), 17–25. doi:10.1177/0308022615586418
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181
CHAPTER
7
Sensory Discrimination
Functions and Disorders
Shelly J. Lane , PhD, OTR/L, FAOTA ■ Stacey Reynolds , PhD, OTR/L
Chapter 7
Sensations are “food” or nourishment for the nervous system . . . every
sensation is a form of information. . . . Without a good supply of many
kinds of sensations, the nervous system cannot develop adequately.
—A. Jean Ayres
Upon completion of this chapter, the reader will be able to:
✔ Appraise the foundations for sensory
discrimination within each sensory system.
✔ Recognize behaviors associated with sensory
discrimination disorders across all sensory
systems.
✔ Describe the interactions between sensory
systems relative to sensory discrimination.
✔ Identify tools for the measurement of sensory
discrimination abilities.
LEARNING OUTCOMES
Purpose and Scope
The theoretical model presented in Chapter 1
(Sensory Integration: A. Jean Ayres’ Theory
Revisited) depicts sensory perception as a foundation for sensory discrimination, postural ocular
skills, visual motor skills, and body scheme
development, and all these function as a basis for
the development of praxis. Using a sensory integrative framework, therapists will often assess
sensory discrimination in order to understand
the underlying components of praxis and praxisrelated disorders. Similarly, treatment from an SI
perspective does not focus on the development
of discrimination skills in isolation but rather as
elements of adaptive environmental interactions.
It is in this context that we examine discrimination in our sensory systems.
In this chapter, we will present a bit more
detail on neural connections within the sensory
systems, examine foundations for discrimination
within and between sensory systems, ground this
information in clinical links, and take a look at
assessment approaches. Some of the assessment
approaches are outside the typical realm of occupational therapy and sensory integration (SI)
theory but warrant inclusion here because they
contribute to our understanding of the bigger
picture associated with sensory processing. Intervention approaches for improving sensory discrimination are addressed in Chapter 12 (The
Art of Therapy), Chapter 13 (The Science of
Intervention: Creating Direct Intervention from
Theory), and Chapter 18 (Complementary Programs for Intervention).
Sensory Discrimination
Sensory perception involves the interpretation
of sensory stimuli and the use of that interpretation as a basis for interacting with the world. The
term sensory discrimination refers to the ability
to tell two stimuli apart ( Macmillan & Creelman,
182 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
2005 ). Although this is a relatively simple defi -
nition, the ability to discriminate is a complex
neurological function that can be altered based
on experience, psychological state, and the environment. Accuracy and effi ciency in discrimination across all sensory systems contribute to
an individual ’ s ability to move through space,
effectively interact with objects in the environment, and perform basic daily occupations such
as reading, eating, and dressing, as well as fulfi lling roles such as student, sibling, and friend.
The role of sensory discrimination is to allow
us to make quick decisions about environmental
inputs that support decision-making relative to
behavior. A defi ciency in the ability to discriminate sensations in any sensory system, or across
sensory systems, in a way that impairs occupational performance may be considered a sensory
discrimination disorder ( Miller, Anzalone,
Lane, Cermak, & Osten, 2007 ).
Merfeld ( 2011 ) acknowledged two aspects
of discrimination: detection and recognition.
Detection refers to the ability to discriminate a
positive stimulus (e.g., an auditory tone) from
a null stimulus (e.g., no sound). Hearing tests
usually use a detection paradigm to determine
whether someone can or cannot hear at specifi c
frequencies. Recognition is what we more commonly associate with discriminative capabilities,
which is the ability to tell two positive (non-null)
stimuli apart. For example, if an individual is
exposed to two tones, one at 75 dB and one at
120 dB, auditory discriminatory functions would
allow the individual to recognize which of those
tones was louder. In the case of movement discrimination, a person with intact discriminatory
functions would be able to recognize if he or she
had moved up or down on an escalator, without
visual cues. For the purposes of this chapter, the
general term discrimination will be used to refer
to the ability to tell two stimuli apart, whether or
not one stimulus is null.
Discrimination occurs before conscious perception of a stimulus. Although discrimination
does not require conscious effort, discriminatory
functions are intimately linked with cognitive
areas of attention, memory, and decision-making.
Behavioral methods of assessing discrimination often require attention and cooperation
on the part of the participant, which can make
assessment of discriminatory abilities in children potentially diffi cult. Children with greater
attention skills have been shown to score higher
on tests of sound (linguistic) discrimination compared with children who have more diffi culty
maintaining their attention ( Davids et al., 2011 ).
This means that the level of attention or saliency
that an individual attributes to sensations in his
or her environment may affect the quality and
accuracy in which those inputs are perceived
and stored. In many standardized assessments of
discrimination, two stimuli are presented sequentially in a trial. A comparison or judgment is
made against the short-term memory left by the
fi rst stimulus. In daily life, the ability to identify or classify a sensory stimulus requires the
comparison of that stimulus to a reference stored
in long-term memory ( Romo & de Lafuente,
2013 ). Because precise and effi cient discrimination of sensory inputs is a prerequisite for accurate memory storage, individuals with sensory
discrimination disorders may have diffi culty not
only with processing sensory feedback but also
with the feedforward mechanisms necessary for
decision-making and the motor commands used
to execute those decisions ( Pleger & Villringer,
2013 ).
Discrimination is believed to occur across all
sensory systems (i.e., auditory, visual, gustatory,
olfactory, tactile, proprioceptive, and vestibular),
though the integration of accurate sensory information from each system is necessary for many
daily life skills. For example, both tactile and
proprioceptive discrimination functions contribute to the ability to type on a keyboard or manipulate a pencil for writing without a constant need
for visual monitoring. Olfactory and gustatory
discrimination skills are necessary for optimal
fl avor recognition and play a role in determining
which foods we eat. The ability to move through
space is heavily dependent on vestibular, proprioceptive, and visual discrimination skills. For
the purposes of organizing this chapter, auditory
and visual discrimination will be discussed separately, whereas chemosensations of taste and
smell have been grouped together; proprioception is addressed in conjunction with both vestibular and tactile functions.
HERE ’ S THE POINT
• Sensory perception and sensory discrimination
refer to different processes.
CHAPTER 7 Sensory Discrimination Functions and Disorders ■ 183
• The role of sensory discrimination is to guide
us in decision-making regarding environmental
inputs; in this way, discrimination infl uences
behavior.
• Sensory detection and recognition are
components of sensory discrimination.
• Sensory discrimination is infl uenced by multiple
factors including attention, cognition, and
memory.
Sensory Discrimination:
An Illustration
CASE STUDY ■ RICKY
When he was 6 years old, Ricky was referred to
an occupational therapist because of signifi cant
motor clumsiness. He could not walk through
his classroom without bumping into desks or
tripping over objects in his path. Although he
lived only two blocks from school, he was not
allowed to walk to school by himself because
he could not determine when it was safe to
cross the street. On the playground, he misjudged the movement of the swings, resulting
in many “near misses” when he walked by children who were swinging.
Ricky had trouble fi nding his way around
the school and did not seem to know how to
use landmarks as a guide. Gym class presented
real challenges. Ricky could not catch a ball
unless it hit him in the chest so that he could
trap it. When playing dodgeball, he was always
the fi rst eliminated.
In his classroom, Ricky was able to read
as well as his peers. Printing, however, was a
challenge. He had diffi culty holding the pencil;
it either slipped from his fi ngers or he gripped
it so tight his hand got tired very fast. He could
not keep his letters within the lines, and the
size and spacing of his letters varied tremendously. Math was also diffi cult. When using
counters to solve a problem, Ricky counted
some of them more than once and some
not at all.
Ricky still needed help in dressing. He put
on shirts backward, and both his legs ended
up in the same pant leg. He had diffi culty with
fasteners such as buttons and zippers. He wore
slip-on shoes because he could not tie shoelaces, but sometimes he tried to put one shoe
on upside down, with the sole facing up, and he
could not fi gure out what was wrong.
Children such as Ricky are familiar to many
occupational therapists, and his description fi ts
many children with sensory integrative dysfunction. Ricky ’ s problems are complex, likely
involving poor discrimination across multiple
sensory systems. We will look more carefully
at these concerns as we move through this
chapter.
Touch Discrimination
The tactile system encompasses a diverse and
widespread set of receptors, and it includes
responses that are both discriminative and protective. Here we focus on discriminative touch;
the protective aspects of this system were
covered in Chapter 6 (Sensory Modulation Functions and Disorders). The term somatosensation
is used to include both touch and proprioception,
and both of these senses underlie discrimination.
As such, we address proprioception here relative to its contribution to skills, such as threedimensional shape recognition, and will also
address it relative to the discrimination of movement later in this chapter.
Foundations of Somatosensory
Discrimination
Discrimination within the somatosensory system
relies on complex interpretation of inputs from
multiple skin receptors ( Bear, Connors, & Paradiso, 2015 ; Purves et al., 2011 ). This system is
differently organized than other sensory systems
in its wide distribution of receptors designed to
detect multiple features of a stimulus, such as
texture, shape, force, and movement. Receptors
associated with discrimination vary considerably in their characteristics; within this system
are receptors with fast and slow adaptation rates,
small or relatively large receptive fi elds, varying
thresholds for activation, and varying transmission speeds for information to reach the central
nervous system (CNS; Abraira & Ginty, 2013 ;
McGlone, Wessberg, & Olausson, 2014 ; see
Table 4-1 ). Our knowledge of the receptors and
their processing properties comes primarily from
research conducted on what is called glabrous,
or non-hairy, skin, such as that on the palm of
184 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
the hand. Receptors contributing to somatosensory discrimination include Meissner corpuscles,
which are relatively superfi cial and thus very sensitive to skin indentation. It has been noted that
these receptors respond to movement of texture
on the skin and guide grip in their ability to
detect slippage of a held object. Pacinian corpuscles lie deeper in the skin and respond to deeper
touch and vibratory input; they are thought to
contribute to grip and skilled tool use. Merkel
cells or discs are very sensitive to edges, points,
and curves, contributing to detection of form and
texture. Ruffi ni endings are less well understood
but contribute to our ability to detect movement
of the fi ngers, a proprioceptive function ( Purves
et al., 2011 ). No other sensory system has such
a diverse set of receptors. Proprioceptive sensations also come from joint receptors and muscle
spindles; these receptors transduce different
movement patterns and provide information
about where body parts are in space and in relation to one another.
Receptors attach to fi bers that project to the
dorsal horn of the spinal cord and ascend to the
medulla, synapsing there in either the nucleus
gracilis (lower extremity fi bers) or nucleus
cuneatus (upper limb, trunk, neck fi bers), and
it is likely that some aspects of somatosensory
perception begin here ( McGlone et al., 2014 ).
The pathway associated with transmitting this
information from the spinal cord to the CNS,
the dorsal column medial lemniscal system
(DCML), was described in Chapter 4 (Structure and Function of the Sensory Systems; see
Fig. 4-14 ). This pathway projects from these
medullary nuclei to the ventral posterior thalamic nuclei, with each receptor type connecting
with unique thalamic cells. At the thalamus there
is further interpretation of somatosensory information ( Bear et al., 2015 ). Projections then go
to the primary sensory cortex, S-I. This region
can be subdivided into Brodmann areas 3a, 3b,
1, and 2, and within each area is a map of the
body: a sensory homunculus (see Fig. 4-15 ).
The maps refl ect the density of receptors in any
given area of the body; as such, the hand and
mouth region are very large, whereas the trunk
and leg regions are relatively small. The density
of receptors has been linked with their function
such that those areas dense in receptors have
functions that require detailed sensory information. For instance, the hand and fi ngers are well
innervated, supporting the need for precise information from these regions to interpret input and
lay a foundation for fi ne motor control. Similarly,
the dense innervation around the lips and tongue
is important for speech production and eating
skills ( Bear et al., 2015 ).
Cortical cells in S-I respond to different types
of inputs, which becomes important when considering dysfunction. Area 3b appears to be a
primary somatosensory reception area in that
damage here impacts all aspects of somatosensory perception; in contrast, damage to area 1
leads to diffi culty with texture discrimination
and to area 2 with size and shape discrimination
( Bear et al., 2015 ; Purves et al., 2011 ). Areas 2
and 3 play an important role in proprioceptive
processing because they receive information primarily from muscle spindles and Golgi tendon
organs. From S-I, information is projected to
S-II, the secondary somatosensory cortex, where
new sensory discriminations are thought to occur
via integration of signals from both the ventral
posterior lateral (VPL) nucleus of the thalamus
and S-I. Additional projections go to areas 5
and 7 of the parietal lobe. Area 5 plays a role in
integration of touch and proprioception, and in
area 7 somatosensory information is integrated
with visual inputs (see Fig. 4-7 ).
Somatosensory discrimination underlies our
ability to use our hands to grip and manipulate
tools and objects. You might hypothesize that
Ricky has diffi culty with somatosensory discrimination because one of his concerns is diffi culty
manipulating and gripping his pencil with the
right amount of force. He also struggles with fasteners and tying his shoes, which may be because
of poor tactile discrimination.
Skills associated with somatosensory discrimination are essential for interaction and function
in everyday life. Discrimination of somatosensation involves being able to identify the spatial
and temporal qualities of sensation. It encompasses skills including two-point discrimination,
stereognosis, texture discrimination, and detection of direction of touch. Two-point discrimination, a measure of tactile-spatial acuity, is the
ability to detect two distinct points on the skin,
applied simultaneously. This skill is thought by
many investigators to be more challenging the
closer together the two points of touch lie, and
in a typical nervous system the limits of this
skill are paralleled by the size of the receptive
CHAPTER 7 Sensory Discrimination Functions and Disorders ■ 185
fi eld ( Purves et al., 2011 ). Interestingly, there is
some recent evidence that suggests this is inaccurate and that basic two-point discrimination
testing provides an infl ated view of this aspect
of tactile perception. Tong, Mao, and Goldreich
( 2013 ) suggested that two-point tactile orientation discrimination provides a better means of
determining this function. This involves being
able to distinguish whether a stimulus is placed
on the skin in a vertical or horizontal orientation.
Stereognosis is a commonly assessed discriminative skill associated with the somatosensory
system. This skill requires integration of tactile
and proprioceptive inputs in three-dimensional
object discrimination; stereognosis also involves
visual memory, bringing us back to the importance of multisensory integration relative to
functional use of sensory discrimination.
Thinking again about the diffi culty Ricky
has with his pencil suggests poor integration of
touch and proprioception. How the hand is used
in tactile exploration infl uences the information
obtained and, as such, plays a role in the accuracy of this discriminatory skill. The ability to
use one ’ s hands to explore objects and integrate
sensory input matures gradually throughout
childhood ( Kalagher & Jones, 2011a ). Although
children younger than 5 years of age appear to
have the ability to use suffi cient hand skills to
identify objects, they do not consistently do so
( Kalagher & Jones, 2011b ). At 6 years of age,
Ricky should be able to use tactile discrimination
to support his ability to button, pull up a zipper,
and tie his shoes. The report that he has diffi -
culty with these tasks indicates that the therapist
should be looking at touch discrimination as a
contributing factor in Ricky ’ s manipulation and
dexterity skills.
Inadequate somatosensory discrimination was
repeatedly linked with motor planning defi cits
in the early work of Ayres ( 1965, 1966a, 1966b,
1969, 1971, 1972b, 1977, 1989 ). As explained in
Chapter 5 (Praxis and Dyspraxia), the term somatodyspraxia has been used to classify children
who have diffi culty planning and executing novel
motor actions and who demonstrate poor body
scheme or body awareness and inadequate tactile
perception ( Ayres, 1979, 2005 ). Defi cits seen
in children with somatodyspraxia may include
poor playground skills, diffi culty manipulating
tools, or challenges learning to ride a bike. You
may recognize many of these concerns apply to
Ricky. In recent work, Mailloux and colleagues
( Mailloux et al., 2011 ) indicated that somatodyspraxia overlapped with visuodyspraxia,
forming a single factor in their analysis; this
interface between visually-based dyspraxia and
somatosensory-based dyspraxia requires further
consideration.
Measurement of Somatosensory
Discrimination
Of the tools that are currently available, tactile
and kinesthetic subtests from the Sensory Integration and Praxis Tests (SIPT) offer the most
comprehensive perspective on somatosensory
processing in children. Thus, in spite of its
age, the SIPT can provide insight into overall
processing within the somatosensory system.
More information on the SIPT is presented in
Chapter 8 (Assessment of Sensory Integration
Functions Using the Sensory Integration and
Praxis Tests). Pertinent subtests from the SIPT
include the range of tactile tests, generally done
with vision occluded:
• Manual Form Perception (MFP) a test
of stereognosis requiring tactile shape
identifi cation
• Two-point discrimination (Localization of
Tactile Stimuli; LTS) examining the ability
to distinguish where a tactile stimulus is
delivered on the hand or arm
• Finger identifi cation (Finger Identifi cation;
FI)
• Graphesthesia (Graphesthesia; GRA), a test
of dynamic tactile sensation in which the
child replicates a design drawn on the back
of the hand
• Kinesthesia (Kinesthesia; KIN), which
examines conscious proprioception in asking
the child to replicate a movement of the arm
and hand from one point to another
Ricky was assessed using the SIPT. His standardized scores on the subtests looking at touch
and proprioception are presented in Table 7-1
and Figure 7-1 . Keep in mind that when scores
are standardized, typical performance is refl ected
in scores within 1 standard deviation from the
mean. The majority of Ricky ’ s scores fall greater
than 1.0 below the mean, indicating that he has
diffi culty with many aspects of somatosensory
discrimination.
186 ■ PART II The Neuroscience Basis of Sensory Integration Disorders
Although the SIPT is the most thorough test
of sensory discrimination available for the pediatric population, other assessments may provide
insight into somatosensory processing in children such as Ricky. For example, the National
Institutes of Health (NIH) Toolbox is a set of
psychometrically sound performance-based and
self-report measures useful in screening cognition, emotion, motor skills, and sensation across
the life span ( HealthMeasures, 2017 ). The sensation battery of the NIH Toolbox has items
addressing somatosensory function, including a
Brief Kinesthesia Test (based on the SIPT Kinesthesia test) and a Tactile Discrimination Test
addressing texture discrimination (W. Dunn et al.,
2015 ). Other test batteries include tactile items
(e.g., the Miller Assessment for Preschoolers),
but the items generally do not stand on their own.
HERE ’ S THE POINT
• Discrimination in the somatosensory system
involves an array of receptor types.
• The density of peripheral receptors is refl ected
in the needed function of that region of the
body.
• Somatosensory discrimination infl uences our
ability and skill in using our hands and body for
action.
• Tactile discrimination has been linked with
praxis.
• Sensory integrative assessment of the
somatosensory system can be largely
accomplished using subtests of the SIPT.
Movement Discrimination
The ability of an individual to perceive movement of his or her body through space requires
integration of information from multiple sensory
systems, including the proprioceptive and vestibular systems. Accurate discrimination of sensation in these systems is necessary for the brain
to generate accurate estimates of head and body
position, orientation, and speed and timing of
motion ( Naseri & Grant, 2012 ).
Foundations of Proprioceptive
Discrimination
The reception and transmission of proprioceptive sensation was touched on previously and
presented in somewhat more detail in Chapter 6
(Sensory Modulation Functions and Disorders).
Accuracy in interpreting and distinguishing proprioceptive information provides the foundation
upon which individuals are able to monitor their
own movement patterns, make adjustments to
motor plans, and effectively execute novel and
learned motor tasks ( Murray-Slutsky & Paris,
2014 ). Proprioception contributes heavily to
an individual ’ s overall body scheme, the neural
representation of the body used to guide motor
activity ( Holmes & Spence, 2004 ). Although
body scheme is thought to represent one construct of how the brain interprets the body as
a whole, research has shown that the ability to
discriminate between movements of different
extent using proprioception is site specifi c ( Han,
Waddington, Adams, & Anson, 2013 ). Athletes,
TABLE 7-1 Somatosensory Scores on the SIPT
for Ricky
SUBTEST STANDARD SCORE
MFP –1.9
LTS –0.8
FI –1.1
GRA –2.3
KIN –1.5
FIGURE 7-1 Ricky ’ s standardized SIPT somatosensory
scores. Scores below –1.0 are considered potentially
problematic, but it is important to look for clusters.
Ricky scored below –1.0 on all but one of these
subtests, indicating diffi culty with somatosensory
discrimination.
2.5 2 1.5 1 0.5 0
SIPT subtests: KIN: kinesthesia; GRA: graphesthesia;
Fl: finger identification; LTS: localization of tactile stimuli;
MFP: manual form perception
MFP
LTS
FI
GRA
KIN
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