One of the major requirements needed for the manufacturing of a pharmaceutical
product is premises and the other one is equipment. The premises and equipment
Fig. 5.6: The steps involved in the AMT of a drug product
Fig. 5.7: The steps involved in the AMT of a drug substance (non-pharmacopoeial)
should be designed, constructed, located, adapted and maintained to suit the operations
needed to be carried out. It is a layout of premises and equipment that have major
effect on cleaning, maintenance, and risk of error during production and finally affect
To provide information to RU on
iv. Services (HVAC, temperature, relative humidity, water, power, etc.)
To provide other information which may directly or indirectly have an impact on
the method, product and process.
Fig. 5.8: The steps involved in the AMT of a drug substance (pharmacopoeial)
WHO Guidelines for Transfer of Technology 83
SU should provide information related to safety, health and related environmental
i. Risks inherited in manufacturing processes like exposure limits, chemical hazards,
fire risks, and explosion risks, etc.
ii. Measures or health and safety essentialities to minimize or reduce the operator
exposure. For example, the case of pharmaceutical dust.
iii. Emergency plans in case of non-predictable situations like gas leakage, dust
RU’s responsibilities: RU should compare all the information with its own premises
details and ensure the production of quality products.
Equipment used in the pharma industry includes equipment related to manufacturing,
packaging, processing, and holding of the drug. All equipment should be located,
maintained and designed to suit their intended purposes related to the operation.
SU’s responsibilities: SU should provide RU with the list of equipment (of all units
such as manufacturing, packaging, filling, quality control, etc.) with designs, models
and makers. The list should be updated and recent. SU should also provide qualification
and validation documentation which includes:
Logs (maintenance and calibration), manuals, drawings, procedures related to
equipment set up, cleaning, maintenance, storage, etc.
RU's responsibilities: RU should review the information provided by SU with its
inventory list. This list should include:
i. Qualification status of all systems and equipment
ii. Comparison of equipment (related to functionality, models, makes, and
qualification status) at both sides.
A gap analysis should be performed by RU. The factors that are to be analysed
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