and quality of life, but they have not demonstrated conclusive
mortality benefits. The Comparison of Medical Therapy, Pacing,
and Defibrillator in Heart Failure (COMPANION) trial78 enrolled
1,520 patients with NYHA class II or IV (ischemic or nonischemic
cardiomyopathies, QRS interval of at least 120 milliseconds, and
LVEF ≤35%) who were treated with optimal drug therapy (ACE
inhibitors, diuretics, β-blockers, and spironolactone). Patients
were randomly assigned to receive optimal drug therapy alone,
optimal drug therapy and CRT with a pacemaker, or optimal
drug therapy and CRT with ICD (CRT-D). The primary end
point was a composite of all-cause mortality and hospitalization.
Both CRT and CRT-D groups were associated with a decreased
risk of primary end point (p = 0.014, p = 0.01, respectively)
compared with optimal drug therapy alone. All-cause mortality
at 1 year was decreased by 24% in the CRT group and 43% in the
CRT-D group; however, it was not significantly reduced in the
backup (CRT) in patients with HF that was medically treated
similarly. This study was conducted in a total of 813 patients.
The inclusion criteria were NYHA class III or IV, EF of 35% or
end point of all-cause deaths and hospitalizations for a major CV
reason occurred in fewer patients in the CRT group compared
with the optimal drug therapy group (39% vs. 55%; p <0.001).
Death or hospitalization for worsening HF was also significantly
Thus, the combined results of CARE-HF and COMPANION
reducing frequency of HF hospitalizations by 37% and death by
22%.336 The role of CRT in patients with mild HF symptoms,
narrow QRS, chronic AF, and right bundle branch block need to
According to the ACC/AHA guidelines,1,21 patients with
NYHA class III and ambulatory patients with class IV HF should
receive CRT (unless contraindicated) if they meet the following
criteria: LVEF of 35% or less, presence of electric asynchrony as
CASE 19-6, QUESTION 2: If C.M. presented with NYHA
class I or II symptoms, would she be a candidate for CRT
therapy? What is the evidence to support CRT in NYHA class
As mentioned in Case 19-7, Question 1, the CARE-HF and
COMPANION trials provide strong evidence that CRT induces
reverse modeling in patients with symptomatic NYHA class III
II through IV HF patients but with separate specified end points
for class II patients. In this trial, 186 patients with NYHA class II
progression was observed, but this was not statistically significant
(p = 0.35). At 6 months patients within the active CRT group
had improved exercise tolerance, but this was not significantly
LVEF after 6 months of therapy. Even though the study results
did not translate into improved exercise tolerance, it helped to set
the stage for future trials in patients with less symptomatic HF.
In 2008, the REVERSE trial75 enrolled 610 participants from
both the United States and Europe with NYHA class I or II HF,
484 Section 2 Cardiac and Vascular Disorders
LVEF less than 40%, and with a QRS duration of more than
120 milliseconds who received a CRT device (with or without
ICD) in combination with optimal drug therapy. Similar to the
MIRACLE ICD II trial, the patients in the active CRT group had
significant improvement in LV end-systolic volume index, LV
end-diastolic volume index, and LVEF (p <0.0001, p <0.0001,
p <0.001, respectively) compared with the control group, which
12 months in the US cohort (p = 0.1), in the European cohort338
Significant differences were observed in several of the secondary
reverse remodeling in mild HF patients.
The question of whether CRT reduces progression of HF
and reduces mortality in NYHA class I and II HF patients has
reduce the primary end point (all-cause mortality or HF events,
patients in NYHA functional class I or II (no or mild symptoms)
who had either ischemic or nonischemic heart disease with LVEF
of 30% or less and QRS duration of more than 130 milliseconds
on ECG. There was a 34% (p <0.001) reduction in the primary
end point, and a 44% (p <0.001) reduction in HF events when
compared with ICD therapy. Also, patients on CRT-D therapy
showed an 11% improvement in LVEF after 1 year, compared
with 3% improvement for ICD-alone patients. It is noteworthy
that both MADIT-CRT and REVERSE excluded patients with AF.
In addition, there were fewer asymptomatic patients, and some
patients had NYHA class III symptoms before enrollment, but
with QRS duration less than 150 milliseconds.
In 2010, the Resynchronization/Defibrillation for Ambulatory
CRT had an increased benefit in patients with a QRS duration of
150 milliseconds or more and in those with left bundle branch
block. RAFT investigators randomly assigned 1,798 patients from
34 centers with NYHA class II or III HF, LVEF of 30% or less, and
a QRS duration of at least 120 milliseconds (or a paced QRS of
at least 200 milliseconds) to either ICD therapy alone or an ICD
with CRT (CRT-D). The mean follow-up time for all patients was
40 months. The primary outcome was a combination of total
mortality and HF hospitalization. The secondary outcomes
included death by any cause, death from a CV cause, and HF
vs. 33%, respectively). These findings demonstrate that earlier
intervention with CRT-D, in addition to guideline-recommended
medical and ICD therapy, benefits this patient population.
QUESTION 1: D.F., a 72-year-old white woman, has a 5-
told she had a murmur. Her symptoms are controlled with
minute. Cardiac examination reveals a prominent S4 heart
sound. Noninvasive echocardiography reveals a normal EF
of 50%. Prior treatment included furosemide, most recently
at 40 mg BID. The physician is considering adding a
β-blocker or CCB to control the BP. Why might this consideration be appropriate?
This case exemplifies a patient with HF with preserved LVEF
(HFPEF), often referred to as diastolic HF. Risk factors for HFPEF
include advanced age, female sex, HTN, and CAD. This diagnosis
can be made on the basis of LVH, clinical evidence of HF, a
normal EF, and Doppler tissue echocardiography findings. The
ideal treatment strategies for HFPEF have not been extensively
validated. A review of trials evaluating specific drug therapy in
HFPEF is listed in Table 19-13. Also, no drug selectively enhances
myocardial relaxation without having associated effects on LV
contractility or on the peripheral vasculature.14–18
Factors affecting HF control, such as dietary sodium intake,
fluid intake, compliance, and NSAID and herbal remedy use,
of HF, by slow diuresis. Diuresis decreases preload and lessens
passive congestion of the ventricles. Excessive lowering of venous
and ventricular filling pressures, however, can worsen CO and
The most common cause of diastolic HF and HFPEF is HTN
that leads to LVH and decreased cardiac compliance.353 Recent
ACC/AHA guidelines recommend treating associated HTN in
accordance with the national guidelines and lower BP targets for
patients with diabetes and chronic kidney disease (<130/80 mm
Hg).21 Drugs that cause regression of LVH (e.g., ACE inhibitors,
ARBs, β-blockers) may also slow or reverse structural abnormalities associated with diastolic HF.
Although ACE inhibitors have been used with success in
some patients with HFPEF, the role of RAAS inhibition in
issue. In the Perindopril in Elderly patients with Chronic HF
(PEP-CHF) trial,342 the ACE inhibitor perindopril failed to reduce
the incidence of the primary end point (all-cause mortality or HF
candesartan group (see Case19-1, Question 13).
The Valsartan in Diastolic Dysfunction (VALIDD)354 trial was
the first large-scale, randomized trial comparing the effects of
valsartan or placebo added to standard antihypertensive therapy
(which included diuretics, β-blockers, CCBs, or α-blockers) in
patients with mild HTN and diastolic HF. The hypothesis of this
because of a greater regression of LVH or myocardial fibrosis.
to 320 mg, or matching placebo. Patients who did not achieve
a target BP goal of less than 135/80 mm Hg received additional
therapy starting with a diuretic followed by a CCB or a β-blocker,
Clinical Trials of Pharmacotherapy in Heart Failure with Preserved Ejection Fraction
Aronow et al. (1993)340 NYHA III;
3 months Enalapril: NYHA class from 3 ± 0
exercise time from 224 ± 27 to
Lang et al. (1995)341 HF symptoms
Dyspnea and fatigue 5 weeks for each
Zi et al. (2003)343 NYHA class II or III;
6 months No significant differences
Primary: 22% in the candesartan
Primary: 36% in the irbesartan
Yip et al. (2008)345 NYHA II–IV; history
12 months No significant differences
Warner et al. (1999)346 Diastolic dysfunction;
Exercise time, QoL 2 weeks for each
Increase in exercise time (11.3
losartan vs. 11.0 minutes with
losartan vs. 22 with placebo);
Primary: exercise time 14 weeks No significant differences
Takeda et al. (2004)348 NYHA II–III and stage
12 months NYHA class improved by 0.77
(carvedilol) vs. 0.25 (placebo)
( p <0.02), exercise capacity in
Mean 21 months EF >35%, primary event rate
17.6% in nebivolol and 21.9% in
Aronow et al. (1997)350 NYHA II–III; prior
32 months All-cause mortality (56%
all-cause mortality plus nonfatal
Setaro et al. (1990)351 Abnormal diastolic
Exercise capacity 2 weeks for each
Exercise capacity (10.7 minutes at
13.9 minutes with verapamil vs.
102 (21%) in the digoxin group vs.
119 (24%) in the placebo group
486 Section 2 Cardiac and Vascular Disorders
with a secondary end point of change in LV mass. During the
there was no significant difference between the treatment groups
the authors concluded that aggressive BP control—even in mild
RAAS inhibitor or other antihypertensive agents. Several other
trials are in progress that may provide further insight into the
role of RAAS inhibitors in HFPEF.
CHARM-Preserved180 investigated the role of candesartan in
patients with HFPEF. The trial enrolled 3,023 subjects who met
the overall CHARM trial inclusion criteria defined previously plus
one additional criterion: an EF of more than 40% (mean, 54%).
Thus, subjects would be classified as having symptomatic HF
with normal (preserved) EF. They received either an ARB alone
(n = 1,514) or placebo; only 20% of subjects in both groups
were taking an ACE inhibitor at randomization, 56% were on a
β-blocker, and 11% were on spironolactone.180 After a median
follow-up of 36.6 months, an insignificant trend was noted toward
placebo (24.3%; p = 0.118). CV deaths (170 vs. 170) and all-cause
mortality (244 vs. 237) were nearly identical in both groups, but
the total number of hospitalizations for HF (402 vs. 566) was
also showed a not significant trend in favor of candesartan. The
most common side effects with candesartan were hypotension
(2.4%), increase in creatinine (4.8%), and hyperkalemia (1.5%).
Discontinuation because of an adverse event occurred in 17.8% of
those treated with candesartan compared with 13.5% of placebo
recipients (p = 0.001) (Table 19-12). Overall, the conclusion is
that in symptomatic patients with diastolic HF, no significant
I-PRESERVE is the largest randomized controlled trial for
the management of HFPEF performed at this time.344 The study
lasted for a mean of 49.5 months. The patient population included
was 60 years of age or older with NYHA class II through IV
symptoms, EF of at least 45%, and who were hospitalized for
HF during the last 6 months or have persistent class III or IV
symptoms (n = 4,128). Patients received irbesartan titrated to
300 mg daily or placebo. There was no difference in the primary
end point between irbesartan (36%) and placebo (37%) (hazard
composite vascular-event outcome, CV death) was noted. The
irbesartan group had more patients experiencing hyperkalemia
blockade at baseline (39% ACE inhibitor use in the irbesartan
group and 40% in the placebo group; 28% spironolactone use in
the irbesartan group and 29% in the placebo group). Based on
this high use, the study is less likely to find benefit with ARBs
in addition to other RAAS agents. Another potential limitation
of the study included the high study discontinuation rate (34%).
β-Blockers or nondihydropyridine CCBs are other classes of
drugs of interest in HFPEF. Part of their value is to control
HTN, a risk factor for all forms of HF. More specific to diastolic
HF, β-blockers and CCBs (especially verapamil) possess negative
more time for complete ventricular filling (via more complete
left atrial emptying), particularly during exercise; (b) reducing
myocardial oxygen demand; and (c) controlling BP. In addition,
negative inotropic agents decrease myocardial contractility and
can assist in overcoming the mechanical obstruction below the
Previous HF trials of β-blockers demonstrating decreased
morbidity and mortality have mainly focused on patients with
Failure (SENIORS) study349 is the first major trial to evaluate
to nebivolol (n = 1,067) or placebo (n = 1,061). Nebivolol is a
beneficial in elderly patients, who tend to have low reserves of
significantly reduced by 14% in the nebivolol group, regardless of
the EF. Prospective subgroup analyses of the primary outcome
by LVEF (≤35% or >35%), sex, or age (≤75 years or >75 years)
showed benefits across all subgroups. Patients with EF greater
than 35%, however, appeared to benefit a little more than those
with low EF%, and all-cause mortality was lower in patients older
than 75 years treated with nebivolol compared with placebo.
The study reinforces the current recommendations that all HF
patients with reduced EF should receive β-blockers. Only 35%
of the patients had preserved LV function, however, and were
mostly men. This is not typical of patients with HFPEF, who are
generally women. Further studies are required to define the role
Nondihydropyridine CCBs can be used in patients who have a
The role of aldosterone antagonists in the management of
Preserved Systolic Function (TOPCAT)355 study is expected to be
2-year study period in patients older than 50 years of age with
an EF greater than 45%. Once completed, we will have a clearer
answer on the role of aldosterone antagonists in the management
D.F. fulfills the criteria for having diastolic dysfunction, based
discussed, uncontrolled HTN can promote LVH and myocar-
dial remodeling, and can adversely affect the diastolic function.
Therefore, antihypertensive therapy is warranted. Tachycardia
alone can compromise the ventricle filling time and cause
myocardial ischemia. So far, no data support the use of one agent
over another. β-Blockers and nondihydropyridine CCBs can
each reduce BP and HR. Because more experience has accrued
with β-blockers and there are some mortality data on their use
with diastolic HF patients, D.F. can be started on a β-blocker
such as metoprolol (25 mg BID).
Herbal Products and Nutritional
exercise capacity and increasing SOB during his morning
walks in the local mall. His blood pressure is 170/85 mm
the past he was given HCTZ for BP reduction, but stopped
taking it after a few days because he did not tolerate the
urinary urgency it caused. The naturopath has prescribed
200 mg/day of hawthorn leaf and 50 mg/day of coenzyme
Q. How effective is this treatment plan likely to be?
Hawthorn extracts from the leaves and flowers of Crataegus
monogyna and Crataegus oxyacantha have been reported to have
beneficial effects in mild HF.356,357 Oligomeric procyanidins and
flavonoids are considered the key active ingredients. Hawthorn
in vitro and in animal models. In short-term (8 weeks or less),
placebo-controlled trials in patients with the equivalent of NYHA
was efficacious in the treatment of HF on top of standard HF
to provide any evidence that hawthorn was beneficial in patients
with HF who were already receiving standard medical therapy.359
effects are more common when doses exceed 900 mg/day, but in
some trials they have not occurred more often than with placebo.
The risks and benefits of using hawthorn and digoxin together,
both of which have positive inotropic effects, are not known.
To further investigate the longer-term benefits of hawthorn,
additive effects to conventional therapy and effect on mortality
The trial enrolled 2,681 patients with NYHA class II or III, LVEF of
35% or less, who were randomly assigned to hawthorn or placebo
well tolerated and can be safely added to standard therapy.
Coenzyme Q, also known as ubiquinone and ubidecarenone,
is an endogenously synthesized provitamin that is structurally
similar to vitamin E, serves as a lipid-soluble electron transport
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