PRIN CIPLES OF PERCUTANEOUS ABSORPTION 397
As a direct consequence of the barrier function in healthy (and , in part, in diseased)
skin, the greater part ofthe applied drug remains on the skin surface and in the horny
layer, even when the applied quantity is I mg ointment cm-2 or less. This surplus
represents a reservoir of the drug , permitting a steady and slow flow into deeper
layers. The reservoir funct ion ofthe horny layer is the reverse of its barrier function .
Th is reservoir can be regarded as the consequence ofthe adherence ofthe preparation
to the skin surface and its presence in wrinkles and folds, as weil as the result of the
amount which has been taken up by the corneocytes ofthe horny layer by swelling.
Figure 2 Distribution of radioactivity in homy material of psoriatic skin after topical
application ofa labelIed steroid(triamcinolone acetonide)in vivo.
Distribution in the epidermis and dermis
In the steady state of diffusion (mostly after 100-300 minutes), the distribution ofthe
drug in the epidermis and upper dermis is represented by a rather steep concentration
gradient, which in a half logarithmic plot rarely appears linear (Figure 3); equal
distribution in all layers has never been achieved. This is a consequence of the fact
that the underlying dermal tissue is ten times thicker than the epiderrnis, representing
a relative1y large distribution volume with little restriction to diffusion in and out of
the tissue, while diffusion into the epidermis is limited by the barrier function of the
horny layer. Thus a three-step flux gradient pertains: the flux through the horny layer
is slowest with highest concentrations in this layer, in the epidermis flux is faster
establishing medium grade concentrations whereas in the dermis flux is almost as fast
as free diffusion in water, with respectively low concentrations because of the
resorption of the substances by the capillary and Iymph systerns , and /or further
diffusion into the subcutaneous fat.
398 H. SCHAEFER, W. SCHALLA, J. GAZITH, G. STÜTTG EN & E. BAUER
These two processes are illustrated in Figure 4. After 100 min penetration time,
high molar concentrations are achieved in the skin; however, 24 h later these
concentrations have largely disappeared and, in addition, a small increase in
concentrations is observed in the transition region from dermis to the subcutaneous
fat. In terms of pharmacological action, significant amounts are reached in most
cases as early as 30 min after application . In both epidermis and dermis, the
40 200 600 1000 1400 1800 2200 2600 160 400 800 1200 1600 2000 2400
Flgure 3 Distribution of triamcinolone acetonide in psoriatic skin in vivo after topical
Figure 4 Distribution of 8-methoxypsoralen in normal human skin 100 min and 24h after
PRINCIPLES OF PERCUTANEOUS ABSORPTION 399
concentration changes slowly with most substances, since a steady flow from the
reservoir maintains it nearly constant. This type of topical skin pharmacokinetics is
distinctly different from that of systemically applied drugs . The drug depot
sometimes desired in oral therapy, with the resulting even bioavailability, is nearly
always automatically achieved in topical therapy and remains so for periods that can
often extend up to 16h or longer.
As long as the reservoir on and in the horny layer is still present, penetration is a
one way process and back diffusion can be neglected , even under steady state
conditions. In consequence, the total amount of substance which overcomes the
horny layer barrier and enters into the epidermis and dermis will be, sooner or later,
After extended penetration periods (one day or more), the concentrations in the
living skin layers decrease via this resorption, without the horny layer reservoir being
exhausted (see Figure 4, lower curve). The remainder in the horny layer is then
depleted by the proliferation ofthe skin, which results in thedesquamation - together
with the substance - of about one layer per day. This means that in a first approach
the total quantity of a substance which penetrates into the living organism, can be
estimated in vitro by exposing skin sampies for prolonged periods (ca 1000 min) to the
substance, discarding the horny layer by stripping with adhesive tape and measuring
the amount in the epidermis, dermis and in saline below the skin sampie.
As shown by Blank & Scheuplein (1964), rapidly penetrating substances diffuse
mainly through the cells of the stratum corneum (corneocytes). Slowly penetrating
substances (that is, electrolytes) may initially diffuse through the shunts (hair follicles
and sweat glands) but later on the direct diffusion through the horny layer will
become predominant, since the area ofthe shunts represents only 0.1% ofthe surface
In most skin diseases, the integrity of the horny layer is disturbed and its bar~ier
function weakened (though not abolished), so that larger amounts ~f drugs (or forelg.n
material in general) can migrate into the living layers of the skin (Table 1). This
provides topical therapy with a considerable ~dvantage ~ela~ive to o~al therapy of
skin diseases: with appropriate dosage and a suitable application techmque, the drug
will enter almost exclusively into damaged areas in relevant amounts. In oral
therapy, on the other hand, the drug is distributed in the whole skin and in the whole
body as weil, though only defmed skin areas need to be treated. Fur~her~ore, sm~1I
amounts of a topically applied drug may represent high concentrations In the skin
because of its thinness, as mentioned in the introduction, but when percutaneously
resorbed, these amounts are diluted by the whole body volume.
If, however, the total skin surface is treated, (that is, about 20,000 cm-),
percutaneous penetration can become very significant (Table 2). If, for example, an
erythrodermic psoriasis of the entire body is treated by ~teroid ointment? the
percutaneous resorption rate can equal or surpass the rate whIch would be achieved
by oral treatment. It has to be remembered, however, that percutaneous resorption
proceeds very slowly and that in comparison to oral or intravenous therapy, the
serum concentrations after this resorption remain very low, if renal function is
Besides the status of the horny layer, the localization of contact to drugs or other
foreign material is of major importance for the penetration rates.Up to hundredfold
higher penetration rates were observed in scrotum skin in comparison to back skin
Patient Concentration Applied quantity
la 0.05 100 mg 25 cm-2 13.7 0.27 1.88 0.038 0.48 0.0095
Ib 0.25 93 mg 28 cm-2 14.4 1.2 0.57 0.048 0.21 0.0175
2a 0.05 60 mg 12cm-2 Near basalioma, 0.58 0.014 0.34 0.084
2b 0.25 60 mg 12 crrr-' homy layer not evaluated 0.32 0.040 0.19 0.023
3a 0.05 70 rng lz crrr-' 13.0 0.31 1.30 0.031 0.039 0.0094
3b 0.25 70 mg 12 crrr-' 3.77 0.55 0.24 0.035 0.061 0.0089
4 0.05 46 mg 12 cm-2 12.4 0.24 7.56 0.145 6.22 0.12
5 0.25 60 mg 15 cm-2 9.0 0.90 4.96 0.496 1.81 0.181
6 0.25 30 mg 7 cm-2 0.88 0.042 1.62 0.078 1.05 0.051
Patient I: Tattoo, normal skin
Patient 2: Near basalioma, normal skin appearance
Patient 3: Tattoo, normal skin
Patient 5: Psoriatic lesion, homy layer=2xlO lJI1l slices
Patient 6: Temple, normal skin near melanoma
Patients 1-3: Two experiments performed simultaneously
with 0.0 5% (a) and 0.25% (b) ointment
Thickness ofhomy layer dH: 20 IJm
Th ickness ofepiderm is dE: 160 IJm
Th ickness of derm is dc: 30x40 IJm(la)
PRINCIPLES OF PERCUTANEOUS ABSORPTION 401
Table 2 Total exeretion of 8-methoxypsoralen in the urine within 72h after its topical
applieation to the upper thigh in two patients. Penetration time was 1000min.
Oral dosage" Percentageofapplied 8-methoxypsoralen
quantityexcreted excreted ....
Lipophilie Hydrophilie Lipophilie Lipophilic
w/o-ointrnent o/w-ointmcnt w/o-ointrnent w/o-ointrnent
40mg 9.60% 4.84% 28.1mg 12.7mg
* Administered in psoriasis therapy, approximate oral dose per treatment
** Calculated on the basis of one square metre body surface, treated with approximately 30g
Influence 0/vehicle on penetration
The form of preparation can drastically affect the pharmacokinetic behaviour ofthe
drug. As a carrier, the physical and chemical properties ofthe vehicle will determine
to what extent the drug can migrate into a different phase like the skin. The
composition of the vehicle may affect the barrier function and thereby greatly
influence the diffusion pattern. Thus the antipsoriatic agent dithranol shows
excellent penetration into the skin in a vaseline ointment preparation, whereas from
polyethyleneglycol as vehicle, it penetrates to a far lesser degree . (Kammerau, Zesch
& Schaefer, 1975; Zesch & Schaefer, 1973; Zesch & Schaefer, 1975).
Topical versus systemic application
Essential differences in skin pharmacokinetics are to be expected between these two
routes. I) Topical treatment will achieve far higher concentrations in the skin than
systemic treatment even if less drug is applied, since it enters the target organ before ,
not after systemic distribution. 2) As mentioned, there is a principal difference in the
time course. Figure 5 shows human serum concentrations of8-methoxypsoralen after
oral or topical application, in a logarithmic timescale (Kammerau, Klebe, Zesch &
Schaefer, 1976; Schalla, Schaefer, Kammerau & Zesch , 1976; Gazith & Schaefer,
different in the skin . Though it has not been demonstrated up to now, the distribution
ofa drug in the skin after systemic application will most probably resemble an equal
o'::-/.,...,.---'-.J..r.Ju..uJ_-'----L...J...CLL.ll"'::-":>..L.Q-J...J..JJ~=-'--L::"-l..I-':J:ll=_=
Figure 5 Serum levels of 8-methoxypsoralen (8-MOP) after oral applieation
eompared to topieal application ofa 0.15%emulsion to the skin ofthe back.
402 H. SCHAEFER, W. SCHALLA,J. GAZITH, G. STÜTTGEN & E. BAUER
distribution in the dermis, or at least the lowcr epidermis. This pattern is, however,
distinctly different from that after topical application ofthe same drug (see Figure 4),
where the epidermal concentrations are by far higher than those in the dermis. The
consequence of these observations for the local versus systemic treatments of
dermatoses have neither been evaluated nor even discussed.
Percutaneous treatment ofsystemic disorders
With growing knowledge ofthe principles ofpercutaneous absorption the possibility
of treatment of systemic disorders via topical application becomes increasingly
attractive. Two facts are in favour ofthis concept:
I) From the view of the blood system percutaneous absorption resembles a slow
intravenous infusion with prolonged steady state features. Serum levels remain low,
however. In consequence this mode of application is suitable for drugs which are
accumulated to a certain extent at the target site.
2) The first pass effect of the liver can be bypassed. Cutaneous mctabolism plays
hardly any role since the metabolizing tissue (mainly the epidermis) is thin and even
a high metabolie capacity per volume unit can be easily overloaded by most
Among others, those preconditions have to be fulfilled for topical application of
drugs for systemic diseases: I) The drug has to be innocuous to the skin since every
adverse skin reaction changes the pharmacokinetic behaviour dramatically. 2) It
should have a high specific pharmacological action (response intensity/drug
quantity) because normal skin permits only limited quantities to permeate.
Permeation rates in the range oflOO mg daily are difficult to achieve in healthy skin,
even when treating the entire body surface. 3) The substance should be lipophilic but
not nonpolar. Electrolytes - and paraffins - hardly permeate the skin since they are
insoluble in one ofthe two (hydrophilie and lipophilic) phases ofthe horny layer.
This work was supported by a grant ofthe Deutsche Forschungsgemeinschaft, Bonn -
Blank,!. H. & Scheuplein, R. J. (1964) Pereutaneous absorption and the epidermal barrier. In
Progress in the Biological Seiences in relation to Dermatology. Vol. 2, ed. Rook A. F. &
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