EML is unknown and the clinical presentation is undifferentiated from other Ehrlichia
Anaplasmosis is a bacterial disease, caused by Anaplasma phagocytophilum,
which was first recognized as a disease in humans in 1994.
known as human granulocytic ehrlichiosis (HGE), a taxonomic change in 2001
identified that this organism belongs to the genus Anaplasma and resulted in the name
change to human granulocytic anaplasmosis (HGA). To date, the highest incidence of
HGA in the United States is reported in the upper Midwest and northeastern states
with transmission by the black-legged tick (Ixodes scapularis). Along the West
Coast, it is transmitted by the western black-legged tick (I. pacificus).
CLINICAL AND LABORATORY FINDINGS
Human ehrlichiosis and anaplasmosis usually present as nonspecific, febrile, flu-like
illnesses resembling RMSF. The symptoms caused by infection generally develop 1
to 2 weeks following the bite of an infected tick and are variable. Patients who are
infection or splenectomy may experience more severe disease and greater risk of
The following signs often are noted: hypertransaminemia, leukopenia (often with a
shift to the left), and thrombocytopenia. A skin rash is an uncommon feature of
ehrlichiosis and is rarely seen with anaplasmosis. However, up to 60% of children
can experience a rash caused by Ehrlichia chaffeensis. The diagnosis of ehrlichiosis
and anaplasmosis must be made based on clinical findings, as treatment should never
be delayed pending the results of confirmatory laboratory testing or be withheld on
the basis of an initial negative laboratory result. In patients presenting with known
tick exposure, fever, thrombocytopenia, and increased liver function test, a
peripheral smear should be performed. A peripheral blood smear showing
neutrophilic morulae supports a provisional diagnosis, though this characteristic
finding is not present in most cases. Confirmatory testing by serology or PCR or
direct culture is still required to establish a diagnosis.
31 As with many other tickborne diseases, serologic findings of antibody response to ehrlichiosis or
anaplasmosis assist only by retrospectively confirming the diagnosis.
WBC count of 2,500/μL, a platelet count of 80 × 10
/μL, C-reactive protein of 136 mg/L (normal, 4–8 mg/L),
pending. What antibiotic treatment should be initiated?
G.C.’s history is significant for HGA. He was in the right place, the upper
Midwestern US, and was outdoors during the right season; most patients are
diagnosed with HGA in May through August, and his history fall within the usual 1-
to 2-week incubation period from tick bite to onset of illness.
His symptoms are also important. Nearly 100% of patients with HGA have a fever
of greater than 37.6°C. Other symptoms in G.C. consistent with HGA are rigors
(shaking chills), headache, myalgias, nausea, and anorexia. Matching laboratory
findings include neutrophilic morulae. The laboratory findings of leukopenia and
Doxycycline is the first-line treatment for G.C. and should be used for both adults
and children of all ages whenever anaplasmosis or ehrlichiosis is suspected.
patients such as G.C. who are treated within the first 5 days of the disease, a good
response to doxycycline occurs with fever resolution generally in 2 days.
persisting for more than 2 days after doxycycline treatment suggests that the diagnosis
There are more than 100 species of Babesia having a worldwide geographic range.
However, only relatively few species have caused documented cases of human
infection, including B. microti, B. divergens, B. duncani, and currently an unnamed
4,32 The most common cause of human babesiosis is B. microti,
which is transmitted by Ixodes scapularis ticks, primarily in the endemic regions in
the Northeast and upper Midwest of the United States; however, sporadic cases of
babesiosis have occurred in other regions, including the West Coast. In addition to
the Ixodes ticks, Babesia species are also transmitted by Dermacentor,
Haemaphysalis, and Rhipicephalus ticks. Because B. microti is typically transmitted
by the nymphal stage of I. scapularis tick (about the size of a poppy seed), infected
patients may not recall a tick bite.
examination, he has splenomegaly and hepatomegaly. Laboratory tests show a severe normochromic,
plus azithromycin regimen. What was the clue to the diagnosis of babesiosis?
The diagnosis of babesiosis was confirmed by the direct observation of the
protozoan inside the red blood cells. Although the Giemsa-stain test is a commonly
used tool, it is subject to false-negative results because the rate of parasitemia is
typically low. Usually, multiple blood smears need to be examined because less than
1% of erythrocytes may be infected early in the course of the disease when most
3,32 Because blood smear inspection is often not successful
in diagnosing babesiosis or may only detect a few parasites, additional supportive
laboratory results are advocated, such as serology using IFA for IgM and IgG
antibabesial antibodies or PCR detection of babesial DNA in the blood.
The clinical findings in patients with babesiosis are similar to those of malaria,
ranging in severity from asymptomatic to severe complications and death.
patients with B. microti babesiosis are asymptomatic, though some people may
develop nonspecific flu-like symptoms, such as fever, chills, sweats, headache,
myalgias, and nausea. This form of babesiosis can be viewed as a distinct, occult,
asymptomatic disease with few known sequelae.
32 A number of transfusion-acquired
infections have been documented, reflecting the existence of an asymptomatic form of
A second form of babesiosis has been termed a “mild-to-moderate viral-like
It has a gradual onset of fatigue and malaise and later fever accompanied
by one or more of these symptoms: chills, sweats, headache, arthralgias or myalgias,
30 Rash is rare. It can last weeks to months, sometimes with a
prolonged recovery time of up to a year or more.
A third form of babesiosis is a potentially life-threatening hemolytic one that
occurs in people predisposed to severe infection because of advanced age, immune
suppression as a result of HIV disease or immunosuppressants, malignancy, or prior
32 Although babesial infection is as prevalent in children as it is in
adults, it is more severe in adults older than 50 years of age. Complications seen in
severe babesiosis include acute respiratory failure, disseminated intravascular
coagulation, congestive heart failure, coma, and renal failure, with a 5% to 9%
In the northeastern US, infections commonly occur in patients with spleens, as in
H.W. Clinically apparent cases are most common in 50- to 60-year-old patients,
many of whom do not recall a tick bite. Most symptoms of babesiosis are caused by
hemolysis or the systemic inflammatory responses to parasitemia.
incubation period is 1 to 6 weeks after a tick bite based on limited data.
Nonspecific, viral-like symptoms that are gradual in onset appear first, as in H.W.’s
case, followed several days later by the other symptoms H.W. displayed. A hallmark
of the disease is hemolytic anemia of varying severity. A high index of suspicion for
babesiosis should be maintained in any patient with an unexplained febrile illness
who lives in or has traveled to a region where the infection is endemic during June
through August, as in H.W.’s case, particularly if there is a history of tick bite.
CASE 82-9, QUESTION 2: Is atovaquone and azithromycin an appropriate treatment regimen for H.W.?
What other drugs have been used?
The discovery of an original human babesiosis treatment regimen combining
clindamycin and quinine was a fortuitous one. In 1982, an 8-week-old infant with
presumed transfusion-acquired malaria was initially treated with chloroquine.
Because of a lack of response, treatment was switched to quinine plus clindamycin,
and the patient’s fever decreased. A correct diagnosis of babesiosis was
subsequently confirmed. Although this treatment combination is still used, frequent
side effects (e.g., tinnitus, vertigo, and diarrhea) occur, often resulting in dose
3,32 Treatment failures with this regimen have occurred in
splenectomized patients, patients with HIV infection, or those receiving concurrent
For mild-to-moderate babesiosis, atovaquone plus azithromycin is the regimen of
choice, as H.W. received. This regimen has also achieved cures in pediatric cases,
although a controlled trial study has not been performed.
persistent relapsing babesiosis and emergence of resistance have occurred in
immunocompromised patients receiving this regimen.
the usual 7- to 10-day course treatment regimen may not be adequate in these
35 Combination therapy of azithromycin with atovaquone is better tolerated
than clindamycin–quinine combinations. The dosing is atovaquone 750 mg orally
every 12 hours and azithromycin 500 mg to 1,000 mg orally on day 1 and 250 mg to
1,000 mg on subsequent days for 7 to 10 days.
Increased azithromycin doses of 600
mg to 1,000 mg/day may be used in immunocompromised patients.
receive atovaquone 20 mg/kg (maximum, 750 mg dose) every 12 hours and
azithromycin 10 mg/kg (maximum, 500-mg dose) on day 1 and 5 mg/kg (maximum,
250-mg dose) orally thereafter for 7 to 10 days.
For severe babesial illness, the intravenous clindamycin plus oral quinine should
32 Dosing recommendations for adults are clindamycin 300 mg to 600 mg IV
every 6 hours plus quinine 650 mg orally every 6 to 8 hours for 7 to 10 days; children
should receive clindamycin 7 to 10 mg/kg (maximum, 600-mg dose) IV every 6 to 8
hours plus quinine 8 mg/kg (maximum, 650 mg dose) orally every 8 hours for 7 to 10
Antimicrobials should be used in all patients with symptomatic, active babesiosis
once the diagnosis is confirmed by PCR or blood smear, owing to the risk of disease
34 Antibody-seropositive, symptomatic patients without identifiable
parasites on blood smear or PCR positivity should not be treated. Similarly,
asymptomatic patients should not be treated regardless of serologic results, blood
smear examinations, or PCR findings. A course of treatment should be considered in
asymptomatic patients, however, if these tests are positive and repeat testing
demonstrates persistent parasitemia for more than 3 months.
Partial or complete red blood cell transfusions may be lifesaving in severe
babesiosis for patients having high-grade parasitemia (10% or more infected
erythrocytes), significant hemolysis, or pulmonary, renal, or hepatic compromise.
Rapidly increasing parasitemia leading to massive intravascular hemolysis and renal
failure mandates immediate treatment for this form of the disease. Patients receiving
antibiotic treatment, in particular those with severe or persistent symptoms, should be
evaluated for coinfection with B. burgdorferi or A. phagocytophilum or both.
Babesiosis prevention is the same as for other tick-borne diseases. Asplenic
patients should avoid areas where babesiosis is endemic. To date, no supportive data
for the use of prophylactic antibiotics to prevent babesial infection after a tick bite
32 Although developed for use in cattle, babesial vaccines are not
THE VIRUSES: COLORADO TICK FEVER, TICKBORNE ENCEPHALITIS, AND OTHER VIRALLY
VIRUS IDENTIFICATION, TICKS, AND HOST RESERVOIRS
“Mountain fever” has been described since the first immigrants arrived in the Rocky
Mountains. It was later renamed Colorado tick fever (CTF), and the Colorado tick
fever virus (CTFV) was identified as the cause.
CTF is caused by a double-stranded RNA Coltivirus. It is an intraerythrocytic
virus. At least 22 strains of CTFV are known, but antigenic variation among human
33 The virus is an arbovirus because it replicates inside ticks. The
of infection is thought to be CTFV invasion of hematopoietic progenitor
erythroblasts, and it remains sheltered in mature erythrocytes.
CTF is a viral illness transmitted by the bite of an infected tick.
eight tick species have been found to be infected with the virus, adult D. andersoni
ticks are the primary tick vector that transmits CTF to humans.
on numerous mammals, but ground squirrels, porcupines, and chipmunks are the
primary reservoirs for CTFV as well as the ticks themselves.
transmission of CTF virus within the tick ensures it is infected for life.
CTF is contracted in forested mountain areas at higher elevations of the western
Black Hills and Rocky Mountain regions of the United States and Canada, especially
on the south-facing brush slopes and dry rocky surfaces of mountains east of the
37,38 Although CTF can develop from March to October, May
through July are peak incidence months.
tests are normal, although leukopenia is observed with a WBC count of 2,400/μL. Explain how T.P.’s
symptoms suggest a diagnosis of CTF?
Symptoms of CTF usually start 3 to 5 days after a tick bite, although more than half
of patients do not remember being bitten.
37,38 The most common initial symptoms are
fever of rapid onset, headache, chills without true rigors, and myalgias.
which may be petechial, maculopapular, or macular, can occur in 5% to 15% of
38 About half of patients with fever experience a “biphasic” pattern of fever
and other symptoms, which means they have several days of fever, then improve for
several days, and then have a second period of fever and illness.
rare, although fatigue and malaise may last for months.
of convalescence are usual. Children, however, experience complications more
frequently than adults. Patients with suspected CTF should defer from donating blood
or bone marrow for at least 6 months after their illness because the virus may stay in
red blood cells for several months and can be passed to others via blood
Moderate-to-significant leukopenia is the most important finding in CTF. Leukocyte
counts are usually normal on the first day, but decrease to 2,000 to 4,000/μL by the
fifth or sixth day of illness with a lymphocytic predominance.
confirmed CTF cases, however, the leukocyte counts remained around 4,500/μL.
Counts return to normal within a week of fever abatement in most cases.
37,38 Although the CSF may show a lymphocytic
pleocytosis, this does not distinguish CTF from other causes of
CTF diagnosis can be made serologically, either with IFA staining of erythrocytes,
complement fixation, or ELISA.
37,38 The most sensitive isolation system is
intracerebral injection of infected blood into suckling mice.
transcriptase PCR of specimens can be diagnostic within the first 5 days of illness,
whereas serologic tests are more relevant for diagnosis 2 weeks after symptom
38 There is no specific treatment available for patients with CTF infection,
which is usually self-limiting. Supportive care should be provided. The best
protection for CTF is tick prevention strategies.
Tick-borne encephalitis, a life-threatening neurologic disease, is a growing public
health concern in Europe and Asia as the incidence of TBE virus has significantly
4,34 TBE virus is divided into three subtypes: Central
European (western subtype), Siberian, and Far Eastern (Russian spring–summer or
eastern subtype), and is endemic to central and eastern Europe, Russia, and the Far
East, with some overlap in geography.
The etiologic agents are spherical, lipid-enveloped RNA viruses in the genus
4,39 The western subtype is transmitted to humans by I. ricinus, and the
Siberian and Far Eastern subtypes are transmitted by I. persulcatus, although I. ovatus
40 A minority of TBE cases have followed the consumption of
infected unpasteurized milk or cheese directly without a tick vector.
39 Ticks are vectors, and humans are accidental hosts of
the virus. Ticks can become infected for life by the virus at larval, nymphal, or adult
stages, can acquire it during mating, and can maintain the virus transovarially and
39 TBE viruses are transmitted from the saliva of an infected tick very
rapidly, within minutes of the bite, so early removal of the tick may not prevent
As the disease name implies, the ultimate outcome of the infectious process is
manifested as CNS involvement, with symptoms of aseptic meningitis,
meningoencephalitis, and meningoencephalomyelitis. TBE begins as a febrile
headache with progression to CNS manifestations. There is no antiviral treatment
available and treatment is supportive, including management of any complications.
Two inactivated cell culture-derived preventive human TBE vaccines are available
in Europe, in adult and pediatric formulations (FSME-IMMUN and Encepur).
adult formulation of FSME-IMMUN is also licensed in Canada. Two other
inactivated TBE vaccines are available in Russia (TBE-Moscow and EncVir). The
reader is referred to the CDC for information regarding vaccination to TBE-endemic
Powassan virus infection is an RNA virus belonging to the genus Flavivirus that is
related to West Nile, St. Louis encephalitis, and tick-borne encephalitis viruses.
Powassan disease is now recognized in the United States, Canada, and Russia. In the
United States, approximately 60 cases have been reported in the past decade
primarily from northeastern states and the Great Lakes region. The incubation period
ranges from 1 week to 1 month. Many people who become infected are
asymptomatic. Signs and symptoms of illness can include fever, headache, vomiting,
and malaise. Because the Powassan virus can infect the CNS, progression of disease
to meningoencephalitis with confusion, seizures, and memory loss may occur. There
are currently no vaccines or treatment for Powassan disease. Supportive care should
be provided to patients with suspected disease.
scalp under her hair and removes it. C.M. is back to full health in 2 days. What happened?
Tick paralysis (tick toxicosis) occurs worldwide in humans and many animals, and
was first described by the explorer Hovell in Australia in 1824.
species worldwide can produce tick paralysis in animals and humans, it is
predominantly caused in humans by D. andersoni and D. variabilis in North
In Australia, Ixodes holocyclus is the culprit.
Most human cases occur during the spring and summer in Australia and North
America. In the United States, it is most common in the Pacific Northwest and
adjacent areas of southwestern Canada and in the Rocky Mountain states.
children, girls are more commonly affected; however, in adults, more men are
40 Of epidemiologic significance, a young girl’s long hair provides
The cause of tick paralysis is the secretion of a neurotoxin present in the large
salivary glands of female ticks. They must usually be attached to a host for 4 to 5
40 The toxin affects motor neurons, decreases
acetylcholine release, and may have a mechanistic similarity to botulinum toxin.
Paresthesias and symmetric weakness in the lower extremities with motor difficulties
progress to an ascending flaccid paralysis in several hours or days. Cerebral
sensorium is usually spared, pain is absent, and the blood and CSF are normal.
the tick is not removed, the toxicosis can progress to respiratory paralysis and
Initially reported mortality rates of 10% have fallen dramatically with our
modern intensive care units and available respiratory care.
case series of 33 patients conducted over the course of 50 years revealed a mortality
rate of 6%, with the last two patients’ deaths occurring in the 1940s.
likely more vulnerable to tick paralysis than adults because the dose of neurotoxin
present per kilogram of body weight is higher.
39 Diagnosis should include a complete
body examination of the skin for the presence of an engorged tick.
In North America, tick removal commonly results in complete recovery within
hours to days. In Australia, the disease is more acute, and paralysis may continue to
progress for 2 days after tick removal. Recovery from the disease in Australia may
take several weeks. Treatment is supportive. Antitoxin derived from dogs is the
treatment of choice for animals, but it also has been used occasionally in humans in
Australia with severe tick paralysis.
Because the tick vectors and mammalian hosts are the same for babesiosis,
anaplasmosis, and Lyme disease in the northeastern US, all three diseases,
theoretically, could be transmitted to a human from one tick bite. Human coinfection
by the agents of Lyme disease, babesiosis, or anaplasmosis can occur, especially in
5 Coinfection may alter the natural course for each disease or increase
clinical manifestations, especially flu-like symptoms, in concurrent Lyme disease
with babesiosis or HGA. Because the same tick vector in Europe and Russia can
carry Lyme disease and TBE, dual infection may result in more severe disease.
Dual infection may affect the choice of initial antibiotic therapy. For example,
although amoxicillin is sometimes used to treat early Lyme disease, it is not effective
for HGA. Doxycycline, however, is useful in both of these diseases. Thus, some
cases of Lyme disease that were believed to be treatment failures may actually have
been confounded by coinfection. Patients with concurrent Lyme disease and
babesiosis have more symptoms and a longer duration of illness compared with
patients with single infections. When moderate-to-severe Lyme disease is diagnosed,
the possibility of concomitant babesial or anaplasma infection should be considered
in regions where both diseases are endemic. Neutropenia and thrombocytopenia are
associated with anaplasmosis, anemia and thrombocytopenia are associated with
babesiosis, and neither is routinely found in Lyme disease.
disease who experience a prolonged flu-like illness that fails to respond to
appropriate antiborrelial therapy in an endemic area, clinicians should consider
testing for babesiosis and anaplasmosis.
Most of the research into tick-borne human disease demonstrates a close historical
relationship of endemic tick-deer-rodent cycles for various microorganisms. Tick-
borne diseases have become increasingly challenging and a serious global problem.
Scientists continue to search for improvements in diagnosing, treating and preventing
tick-borne diseases, as well as controlling the tick populations that transmit
microbes. We will continue to encounter increasing cases of tick-borne human
disease of known or unknown causes. Because patients present frequently with
nonspecific signs and symptoms, a high index of suspicion is crucial to include a
tick-borne illness in the differential diagnosis of those presenting with symptoms
compatible with a tick-borne illness. It is essential to obtain a careful history of
possible tick exposure and consider the epidemiology of infected ticks when
considering the possibility of tick-borne illnesses. It is important to increase
awareness of personal protection strategies and tick avoidance.
The authors acknowledge Thomas E. Christian for his past contributions to this
A full list of references for this chapter can be found at
http://thepoint.lww.com/AT11e. Below are the key references and websites for this
chapter, with the corresponding reference number in this chapter found in parentheses
Health Care Providers, 3rd ed. 2015. https://www.cdc.gov/lyme/resources/tickbornediseases.pdf.
Accessed January 17, 2017. (5)
Mead PS. Epidemiology of Lyme disease. Infect Dis Clin N Am. 2015(29):187–210. (6)
Babesiosis. A review. JAMA. 2016;315(16):1767–1777. (10)
Centers for Disease Control and Prevention. Tickborne diseases of the U.S.
http://www.cdc.gov/ticks/diseases/. (4)
COMPLETE REFERENCES CHAPTER 82 TICK-BORNE
Anderson JF, Magnarelli LA. Biology of ticks. Infect Dis Clin N Am. 2008;22(2):195, v.
Health Care Providers, 3rd ed. 2015. https://www.cdc.gov/lyme/resources/tickbornediseases.pdf.
Mead PS. Epidemiology of Lyme disease. Infect Dis Clin N Am. 2015(29):187–210.
Schriefer ME. Lyme disease diagnosis. Clin Lab Med. 2015;35:797–814.
Babesiosis. A review. JAMA. 2016;315(16):1767–1777.
Infect Dis. 2006;43:1089–1134.
Rivera Rivera KB, Blais CM. Tick-borne infections. Hosp Med Clin. 2015;4:489–499.
humans. J Infect Dis. 2016(214):183–188.
Plotkin SA. Need for a new Lyme disease vaccine. N EnglJ Med. 2016;375:911–913.
Travel Med Infect Dis. 2013;11(6):374–411.
Dworkin MS et al. Tick-borne relapsing fever. Infect Dis Clin N Am. 2008;22(3):449, viii
Schwan TG et al. Diversity and distribution of Borrelia hermsii. Emerg Infect Dis. 2007;13(3):436.
Nigrovic LE, Wingerter SL. Tularemia. Infect Dis Clin N Am. 2008;22(3):489, ix.
Chapman AS et al; Tickborne Rickettsial Diseases Working Group, CDC. Diagnosis and management of
practical guide for physicians and other health-care and public health officials. MMWR Recomm Rep.
course, and outcome of Rocky Mountain spotted fever in children. J Pediatr. 2007;150(2):180–184.
Raoult D. Emerging rickettsioses reach the United States. Clin Infect Dis. 2010;51(1):121.
Bakken JS, Dumler S. Human granulocytic anaplasmosis. Infect Dis Clin N Am. 2008;22(3):433, viii.
Vannier E et al. Human babesiosis. Infect Dis Clin N Am. 2008;22(3):469, viii.
human specimens. Vector Borne Zoonotic Dis. 2016;16(1):4–12.
Krause PJ et al. Persistent and relapsing babesiosis in immunocompromised patients. Clin Infect Dis.
Babesia microti infection. Clin Infect Dis. 2010;50(3):381.
Romero JR, Simonsen KA. Powassan encephalitis and Colorado tick fever. Infect Dis Clin N Am.
Kaiser R. Tick-borne encephalitis. Infect Dis Clin N Am. 2008;22(3):561, x.
Edlow JA, McGillicuddy DC. Tick paralysis. Infect Dis Clin N Am. 2008;22(3):397, vii.
CLINICAL ASSESSMENT AND DIFFERENTIAL DIAGNOSIS
Anxiety disorders are characterized by anxiety that is out of proportion
to any actual threat and is excessive for the situation or distressing to
the point that it interferes with daily functioning. Both medical and
medication-related factors can cause or exacerbate anxiety.
Generalized anxiety disorder (GAD) is defined in the Diagnostic and
Statistical Manual of Mental Disorders, Fifth Edition, (DSM-5) as a
chronic state of waxing and waning anxiety that is associated with an
inability to controlsymptoms of anxiety and worry. The severity of
anxiety and the degree of impairment in daily activities are the main
determinants of whether medication should be used to treat GAD.
First-line therapies for the treatment of GAD may include medications
such as venlafaxine, duloxetine, selective serotonin reuptake inhibitors
(SSRIs), buspirone, or benzodiazepines, when a rapid onset is needed.
Psychotherapy, such as cognitive behavioral therapy (CBT), can also be
used alone or in combination with medications. Specific treatment for
GAD should be chosen based on prior therapy, comorbid psychiatric
disorders, pharmacokinetic drug properties, desired onset of effect, and
When beginning treatment with benzodiazepines for GAD, patients
should be educated about possible adverse effects, dependence liability,
and drug–drug interactions. Possible effects on pregnancy,
teratogenicity, and breast-feeding should also be discussed.
Patients beginning treatment with SSRIs, venlafaxine, or duloxetine
should be counseled regarding possible adverse effects that may occur
early in treatment, as well as those that may occur later and display a
more chronic time course. Additionally, all patients being treated with
medications for GAD should be counseled regarding the duration of
Panic disorder is characterized by short episodes of intense fear,
associated with perceived physicalsymptoms such as increased heart
rate or respiration, gastrointestinal disturbance, tremor, or feelings of
disassociation with the physical body that are often not diagnosed or
misdiagnosed because they are attributed by the patient to a medical
Therapy for panic disorder includes CBT, medications (SSRIs,
venlafaxine, TCAs, or benzodiazepines), or combination therapy. The
expected short-term adverse effects such as jitteriness should prompt
using a lower initial medication dose and be discussed with the patient.
SOCIAL ANXIETY AND SPECIFIC PHOBIAS
Both social anxiety and specific phobias involve fears that are excessive
and lead to avoidance behaviors to minimize fear. Social anxiety
involves a generalized and intense anxiety involving social interactions,
whereas specific phobias involve intense fear associated with specific
objects or situations (e.g., spiders or elevators). SSRIs are first-line
treatments for social anxiety, whereas psychotherapy is the primary
treatment of specific phobias.
POST-TRAUMATIC STRESS DISORDER AND ACUTE STRESS
Post-traumatic stress disorder (PTSD) and acute stress disorder occur in
persons who have experienced a severely distressing traumatic event.
Re-experiencing symptoms, avoidance, hyperarousal, and negative
alterations in cognition and mood cause considerable psychological
distress, as well as impairment in occupational functioning and personal
Medications, primarily SSRIs, and CBT are used to treat PTSD.
Adjunctive treatment for psychiatric comorbidities such as depression or
sleep is often indicated. Treatment goals include reducing the core
symptoms of PTSD and improving patient functioning.
Obsessive–compulsive disorder (OCD) is characterized by chronic
obsessions and/or compulsions. Obsessions and compulsions can be
extremely disabling and usually consume at least an hour a day. OCD
can be treated with medications (SSRIs, clomipramine, or venlafaxine),
psychotherapy (CBT with or without exposure therapy), or combined
modalities for optimal therapy. Despite combination therapy, up to 40%
of patients may continue to experience disabling symptoms.
Owing to incomplete remission of symptoms with monotherapy in many
patients suffering from OCD, augmentation strategies involving the
combination of antidepressants or adjunctive antipsychotics may be
considered with vigilant monitoring for increased adverse effects and
Anxiety can be described as an uncomfortable feeling of vague fear or apprehension
accompanied by characteristic physical sensations. It is a normal reaction to a
perceived threat to one’s physical or psychological well-being. Anxiety is normally
provoked by stress and involves activation of neurobiologic systems that, when
activated, contribute to self-preservation. It involves two basic components: mental
features (e.g., worry, fear, difficulty concentrating) and physical symptoms (e.g.,
racing heart, shortness of breath, trembling, pacing). Certain medical illnesses (e.g.,
pheochromocytoma or hyperthyroidism) and/or medications (e.g., sympathomimetics)
can result in both the physical and psychological manifestations of anxiety. However,
when the anxiety is attributable to an external cause such as a medical illness or a
medication, the anxiety abates when the physiological cause is removed.
If the anxiety is not the result of an external cause, is out of proportion to the actual
threat, or persists beyond the presence of the threat, it may be classified as an anxiety
disorder. Pathologic anxiety should be differentiated according to whether it occurs
(a) as a primary anxiety disorder, (b) as a secondary anxiety disorder owing to
medical causes or substances, (c) in response to acute stress (e.g., loss of a loved
one, marital or financial problems), or (d) as a symptom associated with other
psychiatric disorders to guide optimal treatment.
Classification and Diagnosis of Anxiety Disorders
The Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-5)
classifies primary anxiety disorders into seven types: generalized anxiety disorder
(GAD), panic disorder, phobic disorders (including specific and social anxiety
disorder), separation anxiety disorder, selective mutism, and agoraphobia.
Obsessive–compulsive disorder (OCD) and post-traumatic stress disorder (PTSD)
are classified under new headings in DSM-5. Each disorder involves an unhealthy
level of anxiety, but the characteristic type and severity of symptoms, course of
illness, and efficacy of drug and nondrug treatments vary indicating underlying
biologic differences. The DSM-5 secondary anxiety disorders include “anxiety
disorder due to a general medical condition” and “substance/medication-induced
1 Anxiety disorders often present in addition to other psychiatric
disorders, such as mood disorders. Both are associated with dysregulations in the
limbic system and, therefore, share similar symptoms, including fatigue, impaired
concentration, restlessness, difficulties with sleep, and somatic symptoms, although
mood disorders have a prominent mood factor.
The limbic system, which is involved in emotion, learning, and memory, is composed
of a set of structures integral to behavior, including the hippocampus and the
amygdala. Hippocampal brain circuits are essential for conversion of short-term to
long-term memory and for spatial memory, whereas the amygdala circuits are
involved with emotion and its expression. A neurocircuit arising from the output
pathways of the amygdala is believed to mediate fear and anxiety
but the specific type of dysfunction probably differs among the various disorders. If it
is assumed a dysregulation of the stress response is the basis of anxiety disorders,
then the genesis of anxiety is probably related primarily to interactions between
neural pathways in and between the limbic system structures, the sympathetic nervous
system, and the hypothalamic–pituitary–adrenocortical (HPA) axis.
neurotransmitter and neuroendocrine systems interact to modulate the actions of the
limbic pathways, including the monoamine neurotransmitters, epinephrine and
norepinephrine (NE); corticotrophin-releasing hormone (CRH); the indoleamine,
serotonin (5-HT); the inhibitory amino acid, γ-aminobutyric acid (GABA); the
excitatory amino acid, glutamate; and the neuropeptides, cholecystokinin (CCK),
neuropeptide Y, and substance P.
3,5 As such, the genes from which these products are
derived and regulated are an active area of research. Furthermore, epigenetic
mechanisms are being investigated to explore the complex relationship between
gene–environment interactions.
Interaction of the Hypothalamic–Pituitary–
Adrenocortical, Noradrenergic, and Serotonergic
In the event of an acute threat, a fear stimulus is transmitted via the thalamus to the
amygdala, which then projects to both the hypothalamus and the brainstem. This
results in the peripheral reactions such as increased heart rate and heart stroke
volume, and vasodilation of blood vessels carrying blood to the muscles. This is
accompanied by a release of NE by the locus coeruleus (LC), the main nidus of NE
cell bodies in the brain. Central release of NE results in vigilance, arousal, the
ability to focus attention on the threat, and symptoms of anxiety (e.g., tachycardia,
tremor, sweating). NE innervation of the hippocampus results in an increased state of
memory formation, whereas innervation of the amygdala potentiates the formation of
4 Normally, this is important in allowing us to encode emotionally
laden memories, but when overactive, it may result in a constant state of arousal and
During a perceived threat, CRH is released in the hypothalamus, and it activates
the anterior pituitary to release adrenocorticotropic hormone (ACTH). This
stimulates the release of glucocorticoid steroids from the adrenal cortex. Although
short-term elevation of glucocorticoids allows the body to adapt to a stressful
situation by supporting HPA activation and mobilizing energy stores, prolonged
elevation of the same glucocorticoids impairs neural plasticity and may even result in
neuronal death. When CRH is infused into the LC in rodents, it causes anxiety-like
Although the inhibitory neurotransmitter 5-HT is involved in stress reactions, its
role is not entirely clear. Serotonin has roles in sleep, appetite, memory, impulsivity,
sexual behavior, mood, motor function, and seems to decrease aggressive behavior.
The site of most 5-HT cell bodies in the brain is the raphe nuclei. There is
considerable interconnectivity between the raphe nuclei and the LC, and they tend to
mutually inhibit one another. Under normal circumstances, 5-HT connections from the
hippocampus decrease activity in the amygdala, which would dampen fear and
anxiety responses. However, under conditions of stress, the LC accelerates firing,
inhibits the raphe nuclei firing, and increases CRH release—all of which sensitize
the limbic system and cause arousal and sensitivity to memory of any stressful or
aversive stimuli. This primes the system to a state of arousal to deal with the threat.
Although the specific etiology of anxiety is only hypothesized, the current use of
treatments activating the 5-HT system, or other inhibitory systems such as the GABA
system, supports the hypothesis.
Epidemiology and Clinical Significance of Anxiety
As a group, anxiety disorders are the most common psychiatric illnesses.
Epidemiologic surveys indicate 13% to 28% of Americans suffer from an anxiety
disorder at some time in their lives, with similar prevalences in other parts of the
8,9 Anxiety disorders are more common in women than in men.
Today, most anxiety disorders can be successfully treated with medications,
medical care for anxiety disorders is rendered in nonpsychiatric settings. Patients
commonly present to primary-care providers complaining of physical symptoms that
cannot be medically explained, leading to progression of the anxiety disorder. A
significant portion of patients with anxiety does not believe in taking medication for
emotional problems; others remain untreated because of an inappropriate diagnosis.
Because anxiety is a feeling with which everyone is familiar, there is a tendency to
trivialize the impact it can have on a sufferer’s functioning and quality of life. An
increased understanding about pathologic anxiety is needed in society and healthcare
professionals, in particular, so that people seek and receive appropriate treatment. A
list of consumer and professional resources for information about anxiety disorders
and treatment can be found in Table 83-1.
Clinical Assessment and Differential Diagnosis of
10 mg/day, albuterol 1-2 puffs every 4-6 hours as needed (PRN) wheezing and shortness of breath, and
considered in the clinical assessment and differential diagnosis of R.R.’s symptoms of anxiety?
A diagnostic decision tree such as that in Figure 83-1 can be used to assist the
clinician in differentiating among various causes of anxiety and different anxiety
disorders. According to DSM-5 criteria for primary anxiety disorders, the symptoms
should not be secondary to any medical (drug or disease) causes (Table 83-2).
Resource Organizations for Anxiety Disorders
Anxiety Disorders Association of America
Website: www.freedomfromfear.org
National Alliance on Mental Illness
A diagnosis of anxiety disorder attributable to a general medical condition is
warranted when symptoms are believed to be the direct physiologic consequence of a
1 A complete physical and laboratory workup, with a thorough
medical and psychiatric history, is needed to exclude reversible causes before a
primary anxiety disorder diagnosis is considered. Because new onset of anxiety
disorders in elderly persons is rare, this can often be attributed to some medical or
substance-related cause. The presence of anxiety may complicate the medical picture
and have a negative impact on the course of illness. Also, it should be noted R.R. is
49 years old, and the median age for onset of menopause is 52 years. Although not a
medical illness, menopausal symptoms also may include sleep disturbances and
Medical illness is associated with higher rates of anxiety compared with the
In some cases, the anxiety is physically induced by the medical
condition, but reactional anxiety may also occur when faced with a medical illness.
Successful management of the medical condition often relieves associated anxiety,
but short-term anxiety treatment may be beneficial.
When evaluating for possible causes of anxiety, it is also important to consider all
medications a person is taking, including OTC drugs such as cough and cold
12 A diagnosis of substance-induced anxiety disorder is warranted when
anxiety symptoms occur in relation to substance intoxication or withdrawal or when
medication use causes the symptoms. Among the medications R.R. is taking,
pseudoephedrine might be contributing to her anxiety. Other medications that can
cause anxiety are listed in Table 83-2. Psychoactive substance abuse, withdrawal
from central nervous system (CNS) depressants (e.g., alcohol, barbiturates,
benzodiazepines), excessive caffeine intake, and nicotine withdrawal may go
unrecognized as underlying precipitants of anxiety. R.R.’s current pattern of alcohol
Although anxiety symptoms are the hallmark characteristic of anxiety disorders, it
is not unique to this diagnostic category. Virtually any psychiatric illness may present
with these symptoms. If anxiety symptoms occur only in relation to another
psychiatric disorder, then a separate anxiety disorder diagnosis is precluded. Anxiety
in these cases may be alleviated with successful treatment of the primary psychiatric
disorder. For example, R.R.’s difficulties with fatigue and sleeping may be target
symptoms of either anxiety or depression, or possibly both. However, individuals
with other psychiatric disorders can also have a primary anxiety disorder. In fact,
comorbidity with anxiety disorders is the rule rather than the exception, particularly
7,13 Concurrent anxiety and depression are associated with greater
disability, poorer treatment outcomes, and higher suicide rates than either depression
Anxiety in response to life stressors may be severe and functionally detrimental,
but could be considered appropriate for the circumstances. Usually, this type of
anxiety is self-limiting and brief, subsiding over days to weeks as the person adapts
to the new situation. If the person has no history of an anxiety disorder and the
symptoms last only a few months, a diagnosis of adjustment disorder with anxious
mood may be appropriate. If the symptoms are severe and continue for a prolonged
period, a primary anxiety disorder may be present. The initial onset of a chronic
anxiety disorder often occurs during a stressful period. Short-term or intermittent
therapy with anxiolytic medication or counseling can be extremely beneficial in
helping persons cope during times of acute stress. In contrast, management of primary
anxiety disorders usually requires more extended treatment.
In summary, the factors in R.R.’s case warranting further investigation before a
primary anxiety disorder diagnosis can be made include her medical illness (asthma),
possible onset of menopause, her use of pseudoephedrine and caffeine, and her
adjustment to the recent life changes (divorce, returning to work, becoming a single
mother). These factors need to be addressed and treated, if possible, before a
diagnosis of an anxiety disorder can be applied and appropriately managed.
Epidemiology and Clinical Course
Generalized anxiety disorder is one of the most common anxiety disorders, with a
lifetime prevalence of about 9% and is twice as common in women than in men.
Onset is usually gradual and may be associated with increased life stressors. GAD
usually begins between the mid-teens and mid-50s and the median age of onset is 30
9,14 As such, GAD presents the latest of all anxiety disorders.
likely to report anxiety symptoms than Asians, Hispanics, and African Americans.
The typical course of GAD is described as being chronic and recurrent, but much is
unknown about the long-term course of illness. Without treatment, it appears that less
than half of GAD cases undergo remission.
Most people with GAD have at least one other psychiatric disorder. Common
comorbid disorders include panic or social anxiety disorder, simple phobia, OCD,
and major depressive disorder.
8 Lastly, evidence suggests that GAD itself may be a
risk factor for suicidal ideation, particularly among women, even when comorbid
substance abuse and depression are considered.
GAD is characterized by excessive anxiety and worry about life issues for 6 months
1 The patient usually has great difficulty controlling the worry, which is
accompanied by at least three of the associated symptoms listed in Table 83-3.
Although some physical symptoms are similar between GAD and other anxiety
disorders, if the anxiety is related solely to another anxiety disorder (e.g., obsession
with germs, fear of social situations), a diagnosis of GAD is not warranted.
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