CASE 105-7, QUESTION 2: On rounds, the NICU medical team asks you how does caffeine compare with
selected for S.M.? How do you reply to the team?
The plasma clearance of caffeine is considerably lower, and the half-life is
extremely prolonged in the premature newborn (72–96 hours).
a reflection of the decreased neonatal hepatic metabolism and a resultant dependence
of elimination on the slow urinary excretion.
111 As a result, caffeine can be dosed
once daily (every 24 hours) in the neonate. The half-life of caffeine decreases with
112 and plasma clearance reaches adult levels after 3 to 4.5 months
113 As a result of the maturational changes, doses usually need to be adjusted
after 38 weeks’ PMA; however, most infants no longer require treatment of apnea
Protein binding of theophylline is decreased in term newborns compared with
114 The decreased protein binding along with an increased tissue distribution
results in a larger volume of distribution of theophylline in neonates. This larger
volume of distribution results in larger loading-dose requirements to attain similar
serum concentrations. Like caffeine, theophylline clearance in preterm newborns is
much slower than that observed in young children of 1 to 4 years of age.
result, smaller theophylline maintenance doses are required in neonates.
Theophylline clearance and therefore maintenance doses increase with increasing
PMA. Adjustment of maintenance doses is especially important in infants at 40 to 50
weeks’ PMA when the greatest maturational changes in theophylline clearance
In adults, theophylline is eliminated primarily via hepatic metabolism.
contrast, the primary route of theophylline elimination in neonates is renal excretion
115 Hepatic metabolism of theophylline (especially
N-demethylation) is decreased in the neonate. As in adults, theophylline is
methylated to caffeine in the neonate. The neonate’s decreased demethylation
pathway, however, results in a decrease in caffeine elimination and significant serum
caffeine accumulation. On average, serum caffeine concentrations can be 40% of the
serum theophylline concentration.
115 The theophylline-derived caffeine may
contribute to the pharmacologic and toxic effects seen in neonates receiving
theophylline. After 50 weeks’ PMA, the theophylline-derived serum caffeine
concentrations become insignificant.
Comparative studies have found similar efficacy for theophylline and caffeine in
the control of apnea of prematurity. Caffeine, however, has several advantages over
theophylline, including a wider therapeutic index. Adverse effects such as
tachycardia, CNS excitation, and feeding intolerance are reported more frequently
with theophylline than with caffeine. Because the half-life is prolonged and dosing
requirements do not change quickly with time, caffeine serum concentrations do not
need to be routinely monitored. The great majority of preterm neonates achieve
caffeine plasma concentrations within the therapeutic range (5–20 mcg/mL) if they
113 Caffeine serum concentrations may be obtained in select
neonates (e.g., patients with clinical signs of toxicity or with intractable apnea). IV
loading doses of 20 mg/kg caffeine citrate (10 mg/kg caffeine base), followed 24
hours later by maintenance doses of 5 to 8 mg/kg caffeine citrate (2.5–4 mg/kg
caffeine base) given daily, are recommended. Loading doses of caffeine citrate
should be given IV for 30 minutes using a syringe infusion pump. Maintenance doses
can be administered IV for 10 minutes or given orally.
days) for adverse effects if toxicities occur and for apnea recurrence once the
medication is discontinued. It is important to remember that another IV caffeine
product is marketed in the United States as the sodium benzoate salt. Benzoic acid
has been associated with the gasping syndrome and may also displace bilirubin from
2 Because of these toxicities, the caffeine sodium benzoate
product should not be used in neonates.
The short- and long-term safety and efficacy of caffeine to treat apnea of
prematurity in VLBW infants were studied in a large, randomized, placebocontrolled trial.
45,118 Caffeine significantly decreased the frequency of BPD.
who received caffeine were able to have positive airway pressure discontinued 1
week sooner than those receiving placebo. Although caffeine reduced weight gain,
the effect was only temporary (during the first 3 weeks of therapy). In a follow-up
study at 18 to 21 months’ corrected age, caffeine significantly improved the rates of
survival without neurodevelopmental disability (e.g., CP, cognitive delay).
benefits were not sustained at 5-year follow-up.
119 Although oral theophylline
(aminophylline) and caffeine are considered to be well absorbed in the neonate,
many neonates initially have feeding problems when apnea and bradycardia are
present. Therefore, therapy is usually initiated with the IV route, and an oral solution
can be used when the neonate is stable and tolerating enteral feedings. It should also
be remembered that, depending on the specific product used, aminophylline is a salt
containing 80% to 85% theophylline.
The generally accepted therapeutic range of theophylline for apnea of prematurity
is 6 to 12 mcg/mL. This range is lower than that which is normally accepted for the
treatment of asthma (5–15 mcg/mL) for several reasons: (a) The higher free fraction
of theophylline found in neonates results in a higher free concentration at any given
total concentration; (b) there is a significant accumulation of the unmeasured active
metabolite, caffeine; and (c) a different mechanism of action for theophylline is being
exploited for apnea (i.e., central stimulation vs. bronchodilation for asthma).
Aminophylline IV loading doses and maintenance doses of aminophylline and
theophylline can be found in appropriate pediatric references.
variation in serum theophylline concentrations has been observed with some dosing
120 Concomitant drug therapy and disease states (e.g., hepatic or renal
dysfunction) should also be taken into consideration when selecting initial
Serum theophylline concentrations should be monitored 72 hours after initiation of
therapy or after a change in dosage. Serum concentrations of theophylline should also
be measured if the infant experiences an increase in the number of apneic episodes,
signs or symptoms of toxicity, or a significant increase in weight. In asymptomatic
neonates, once steady state levels are obtained, theophylline concentrations may be
Because of the many advantages of caffeine over theophylline, S.M. should be
given 20 mg of caffeine citrate (10 mg caffeine base) as an IV loading dose for 30
minutes. Maintenance doses of 5 mg of caffeine citrate (2.5 mg caffeine base) every
24 hours should be started 24 hours after the loading dose.
CASE 105-7, QUESTION 3: The NICU medical resident asks you to outline a pharmacotherapeutic
The goal of methylxanthine therapy for S.M. is to decrease the number of episodes
of apnea and bradycardia. Continuous monitoring of HR and RR is required for
proper evaluation. The time, duration, and severity of episodes, activity of the infant,
and any necessary intervention performed should be documented. Relationships
between the apneic episodes and the feeding schedule and volume of feeds, as well
as the dosing schedule, should be examined. Apnea of prematurity usually resolves
by 34 to 36 weeks’ PMA; however, it may persist in some infants up to or beyond 40
107,109 Methylxanthine therapy usually is discontinued at 34 to 36 weeks’
PMA provided that the infant has not been having apneic spells. Infants requiring
therapy for longer periods may be discharged home on methylxanthines with apnea
monitors; however, this occurs very rarely.
Methylxanthine toxicities noted in neonates include tachycardia, agitation,
irritability, hyperglycemia, feeding intolerance, gastroesophageal reflux, and emesis
or occasional spitting up of food. Tachycardia is the most common toxicity and
usually responds to a downward adjustment of the dose. Tachycardia may persist for
1 to 3 days after dosage reductions owing to the decreased elimination of caffeine.
Seizures have also been reported with accidental overdoses. Methylxanthine toxicity
can be minimized with careful dosing and appropriate monitoring of theophylline
QUESTION 1: F.H., a term female newborn (weight 3.5 kg), has a history of perinatal asphyxia. Apgar
resemble swimming motions. How should F.H.’s seizure activity be evaluated?
Seizure activity may be difficult to recognize in the term or premature neonate.
Because of the immaturity of the cortex, neonatal seizures rarely are generalized
tonic-clonic events, but can be clonic (focal or multifocal), tonic (focal or
generalized), myoclonic (focal, multifocal, or generalized), or subtle in nature.
For videos of neonatalseizures, go to https://www.youtube.com/watch?v=Igj1HBT6oCQ.
Subtle seizures include activities such as abnormal oral-buccal- lingual
movements; ocular movements; swimming, pedaling, or stepping movements; and
occasionally apnea. In addition, autonomic nervous system signs such as changes in
skin color, oxygenation, salivation, or pupil size may occur.
seizures may or may not be associated with EEG changes. In addition, electrographic
seizure activity may occur in neonates without clinical manifestations (i.e.,
Neonatal seizure activity is a common manifestation of a life-threatening
underlying neurologic process. Etiologies may include metabolic or electrolyte
imbalances (e.g., alterations in glucose, calcium, magnesium, or sodium),
cerebrovascular injury, CNS infection, genetic disorders, or drug-related causes
(e.g., withdrawal after maternal drug use or adverse effects from drugs administered
before, during, or after delivery).
121–126 Therefore, initial efforts may not include
antiepileptic drug therapy. Definitive treatment is directed toward specific identified
etiologies. The acute evaluation of neonatal seizures includes assessment of the
infant’s airway, breathing, and circulation and a review of the infant’s history,
physical examination, and laboratory studies. Every neonate with seizure activity
should have a bedside determination of glucose; laboratory determinations of serum
electrolytes, including sodium, BUN, glucose, calcium, and magnesium; blood gases;
bilirubin; and an infectious disease workup, including complete blood cell count with
platelets, CRP level, blood culture, urine culture, lumbar puncture with CSF analysis
(cell count, protein, glucose), and CSF culture.
121–124 Treatment with antiepileptic
drugs is indicated after correction of known electrolyte abnormalities. Antiepileptic
drug therapy can be initiated while laboratory test results are pending, as long as
hypoglycemia has been corrected.
If these tests do not reveal any abnormalities, an EEG, metabolic disease workup
(e.g., serum ammonia, lactate, and pyruvate; serum and urine amino and organic
acids), and screening of blood and urine for drugs can be performed.
Intrauterine infections associated with congenital neurologic abnormalities and
seizures can be identified by obtainment of TORCH titers or PCR for specific
viruses (e.g., CMV, HSV). Cranial ultrasounds, computed tomography scans, and
magnetic resonance images may be obtained to identify infarcts, hemorrhages,
calcifications, or cerebral malformations that may cause seizure activity.
CASE 105-8, QUESTION 2: F.H. is found to have adequate ventilation and circulation. An IV line is
blood glucose determination reveals a blood glucose of 20 mg/dL. What is your assessment and
Hypoglycemia seems to be the cause of F.H.’s seizure activity. Hypoxic ischemic
encephalopathy secondary to asphyxia, however, is the most common cause of
121,123 Hypoxic ischemic encephalopathy can be associated with
metabolic abnormalities such as hypoglycemia, hypocalcemia, and hyponatremia
(owing to inappropriate secretion of antidiuretic hormone). The definition of
clinically significant hypoglycemia in neonates remains controversial, because
normal blood glucose depends on a variety of factors, including gestational age, birth
weight, feeding status, body stores, and other disease states.
hypoglycemia was defined as a whole blood glucose less than 20 mg/dL for
premature infants and less than 30 mg/dL for term infants during the first 72 hours of
life and less than 40 mg/dL for any neonate after 72 hours of age. However, in
clinical practice, a blood glucose less than 40 mg/dL in a neonate of any age would
121 F.H. should receive an IV bolus dose of 7 mL (2 mL/kg) of dextrose
10% (200 mg/kg) given in 2 to 3 minutes, followed by a continuous infusion of
dextrose 10% at an initial dose of 12.6 to 16.8 mL/hour (6–8 mg/kg/minute or 3.6–
121,125 Serum glucose levels should be monitored, and the dextrose
infusion should be titrated as needed. If hypoglycemia persists, possible causes such
as islet tumor of the pancreas, adrenal insufficiency, and inborn errors of metabolism
should be investigated. Corticosteroids, glucagon, diazoxide, and octreotide have
been used to treat persistent hypoglycemia.
Treatment of Hypocalcemia and Hypomagnesemia
CASE 105-8, QUESTION 3: F.H. receives 7 mL (700 mg) of 10% dextrose solution IV, and an IV infusion
What should be done next to control F.H.’s seizures?
F.H. also has hypocalcemia and hypomagnesemia, both of which may cause
seizure activity. Neonatal hypocalcemia is defined as a serum calcium less than 7.5
mg/dL in preterm and less than 8 mg/dL in term infants
123 or an ionized serum calcium
less than 3 mg/dL. Hypomagnesemia (defined as a serum magnesium <1.5 mEq/L) is
rare but may coexist with hypocalcemia. Hypomagnesemia should be suspected when
hypocalcemia cannot be corrected despite large doses of calcium.
F.H. should receive calcium gluconate 700 mg (200 mg/kg) given slowly IV as a
121,123 and magnesium sulfate 25 to 50 mg/kg/dose (0.2–0.4
mEq/kg/dose) IM as a 20% solution or IV as a dilute solution (maximal
concentration, 100 mg/mL) administered for 2 to 4 hours.
gluconate and magnesium sulfate may be repeated based on serum determinations. If
IV calcium is administered too quickly, vasodilation, hypotension, bradycardia,
cardiac arrhythmias, and cardiac arrest may occur. Calcium gluconate may be
administered slowly IV at a maximal rate of 50 mg/minute while monitoring HR, BP,
2 The IV site should be closely monitored for signs of
infiltration because extravasation may result in severe dermal necrosis.
Treatment with Antiepileptic Drugs
Phenobarbital is the initial antiepileptic drug of choice for neonatal seizures;
phenytoin and lorazepam usually are considered the second and third drugs of
121,124,126–130 Because of the large volume of distribution of phenobarbital in
neonates (0.8–1 L/kg), large initial loading doses of 20 mg/kg are required to
produce therapeutic serum concentrations.
2,121,124 Because F.H. received only a 10-
mg/kg dose (35 mg) of phenobarbital, an additional 10 mg/kg should be given now.
Phenobarbital should be administered IV at a rate of 1 mg/kg/minute or less,
so a 35-mg dose should be given for at least 10 minutes, not in 1 minute. Rapid
administration of phenobarbital may cause respiratory depression, apnea, or
hypotension. If F.H. continues to have seizure activity after a total phenobarbital
loading dose of 20 mg/kg, additional 5- to 10-mg/kg loading doses may be given
every 15 to 20 minutes as needed up to a total loading dose of 40 mg/kg. Ventilatory
support may be required when using these higher doses, and serum phenobarbital
concentrations should be monitored. Phenobarbital’s therapeutic effect of controlling
neonatal seizures plateaus at serum concentrations of 40 mcg/mL; adverse effects
increase at higher serum concentrations.
If seizure activity is not controlled in F.H. (despite optimal phenobarbital loading
doses), a phenytoin loading dose of 70 mg (20 mg/kg) should be administered IV at a
rate of 0.5 to 1 mg/kg/minute or less.
2,121,124 Rapid IV administration of phenytoin may
cause cardiac arrhythmias, bradycardia, or hypotension. Phenytoin may cause severe
damage to tissues if extravasation occurs. Therefore, BP, HR, electrocardiogram, and
the IV site of infusion should be monitored. Fosphenytoin, the diphosphate ester salt
of phenytoin, is available in the United States for IV and IM use in adults.
Fosphenytoin is a water-soluble prodrug of phenytoin that undergoes conversion by
plasma and tissue esterases to phenytoin, phosphate, and formaldehyde. Because of
its greater water solubility, the IV preparation does not contain propylene glycol, and
thus fosphenytoin may have fewer cardiovascular adverse effects associated with IV
administration. In addition, it can be safely administered intramuscularly and may
cause less dermal necrosis if extravasated. Unfortunately, appropriate clinical
studies of fosphenytoin in neonates have not yet been conducted. Unanswered
concerns about the neonatal handling of formaldehyde also exist. Despite the lack of
neonatal studies, some clinicians prefer to use fosphenytoin instead of phenytoin, due
to the aforementioned advantages. Studies assessing the safety, efficacy, and optimal
dosing of fosphenytoin in neonates are needed.
Lorazepam IV (0.05 to 0.1 mg/kg) should be used to treat F.H.’s seizures if they
are unresponsive to phenobarbital and phenytoin.
2,126,127 Lorazepam is preferred over
diazepam owing to its longer duration of effect and fewer pharmaceutical adjuvants.
Lorazepam (especially in combination with phenobarbital) may cause respiratory and
CNS depression. RR, BP, and HR should be monitored. Doses should be diluted
with an equal volume of 5% dextrose in water, normal saline, or sterile water for
injection before IV use and administered slowly for 2 to 5 minutes.
If seizure activity continues in F.H., continuous IV infusion of midazolam or IV or
oral levetiracetam should be considered.
121,124,128–130,132 Levetiracetam may be
preferred over continuous infusion midazolam due to less adverse neurologic effects.
In fact, some clinicians prefer levetiracetam to phenytoin as a second-line agent.
Although the IV formulation of levetiracetam is not approved for use in neonates,
some neonatal centers use the pediatric oral dosing recommendations for the IV route
because the two forms are bioequivalent.
2 However, the optimal neonatal dose of
levetiracetam has not been established. Neonatal reports have used doses based on
studies in pediatric patients.
128 Given that levetiracetam is primarily excreted via the
kidney (66% of a dose is excreted as unchanged drug in the urine) and that the renal
function of neonates is decreased compared with that of older infants, one would
expect a lower clearance and the use of lower levetiracetam doses in neonates.
However, recent neonatal pharmacokinetic studies
124,129,130 have identified a larger
volume of distribution per kg (compared to children) and a more rapid clearance than
expected based on immature renal function. A significant increase in levetiracetam
clearance also occurred during the first week of life, reaching the clearance seen in
children. These findings indicate that in neonates, larger loading doses and
maintenance doses, with an adjustment of maintenance doses after the first 7 days of
life, would be required. Phase 2 trials of higher doses have not yet been
124,129 Thus, currently the clinical use of levetiracetam in neonates requires
careful dose titration and close monitoring of adverse effects. Oral carbamazepine,
clonazepam, lamotrigine, topiramate, and valproic acid (IV, oral) have also been
used to treat refractory neonatal seizures in limited numbers of patients.
Because the risk of valproic acid-associated hepatotoxicity is higher for patients
younger than 2 years of age, this drug is not a preferred agent for use in neonates.
pyridoxine (50 to 100 mg) should be considered when seizure activity persists.
Pyridoxine is a cofactor required for the synthesis of the inhibitory neurotransmitter
γ-aminobutyric acid (GABA). Patients with pyridoxine dependency require higher
amounts of pyridoxine for proper GABA synthesis. Pyridoxine dependency is a rare
disorder, but should be considered in neonates with seizure activity unresponsive to
antiepileptic drug therapy. Lifelong supplementation of pyridoxine is required in
It is not surprising that F.H. required both phenobarbital and phenytoin to control
her seizures. Although phenobarbital and phenytoin are equally effective, neonatal
seizures are controlled in fewer than 50% of neonates with either agent alone. When
both agents are used together, neonatal seizures are controlled in approximately 60%
F.H. should be placed on maintenance doses of both phenobarbital and phenytoin
because both drugs were needed to control her seizure activity. Because the half-life
of phenobarbital is prolonged in neonates (about 100–150 hours), maintenance doses
can be instituted 24 hours after the loading dose at 3 to 4 mg/kg/day
daily dose. Although this newborn is term, she should receive a lower dose of
phenobarbital (2.5– 3 mg/kg/day) because of her history of asphyxia. Asphyxiated
neonates have impaired phenobarbital clearance and therefore require lower
maintenance doses than nonasphyxiated neonates to achieve similar phenobarbital
135 Maintenance doses of phenytoin (3–4 mg/kg/day given in
divided doses every 12 hours) may be initiated 12 to 24 hours after the loading dose.
Serum concentrations of these agents should be monitored periodically because
maintenance dose requirements increase with time, usually by weeks 2 to 4 of
134 This may be related to a normal maturation of hepatic enzyme systems
with age or induction of cytochrome P-450 enzymes. In neonates, oral phenytoin is
poorly absorbed and should be avoided in the acute setting. A routine 25% increase
in the dose is needed when converting IV phenytoin to oral to attain similar serum
concentrations. In addition, after 2 to 4 weeks of age, dosing intervals of every 8
It should be remembered that phenytoin is a highly protein-bound drug. In neonates,
protein binding of phenytoin is decreased. This results in an increased free fraction
and suggests that total phenytoin therapeutic serum concentrations in newborns should
be 8 to 15 mcg/mL rather than the 10 to 20 mcg/mL as accepted in children and
In addition, bilirubin can displace phenytoin from albumin binding sites. A
positive correlation between total bilirubin concentrations and free fraction of
phenytoin has been described. Unbound phenytoin was reported to be approximately
20% in neonates when bilirubin concentrations were 20 mg/dL
136 Thus, total phenytoin serum concentrations must
be interpreted carefully in neonates, and measurement of unbound phenytoin may be
required in neonates with hyperbilirubinemia.
The optimal duration of anticonvulsant treatment of neonatal seizures has not been
clearly established. Because of the potential long-term toxicities of these medications
and the low risk of seizure recurrence, anticonvulsants are generally discontinued
before discharge if the neonate’s neurologic examination and EEG are normal.
Neonates who continue receiving anticonvulsants are reassessed periodically after
discharge (e.g., at 1 and 3 months of age and then every 3 months). Thus, the duration
of anticonvulsant medications is individualized based on the infant’s neurologic
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